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NASDAQ CPMFXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A9)
NASDAQ CPMGXGLOBAL FIXED INCOME CORPORATE CLASS (SERIES W SHARES) NL (7902A6)
NASDAQ CPMHXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) FE (7924A7)
NASDAQ CPMJXCI GLOBAL EQUITY CORPORATE CLASS (SERIES AT8 SHARES) LSC (8354A6)
NASDAQ CPMKXCI GLOBAL EQUITY CORPORATE CLASS (SERIES AT8 SHARES) DSC (8354A8)
NASDAQ CPMLXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES F SHARES) NL (234989A3)
NASDAQ CPMMAXGuggenheim Funds Distributors LLC - Gugge NDR Prec Metals & Miners Portf Fd USD Ser 26 MNT CASH
NASDAQ CPMMJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1448 PRECIOU
NASDAQ CPMMKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1525 PRECIOU
NASDAQ CPMMLXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1593 PRECIOUS METALS & MINERS PO
NASDAQ CPMMMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1644 PRECIOUS METALS & MINERS PO
NASDAQ CPMMNXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1717 PRECIOUS METALS & MINERS PO
NASDAQ CPMMOXNDR PRECIOUS METALS & MINERS PORTFOLIO SERIES 15
NASDAQ CPMMPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1873 NDR PRECIOUS METALS & MINER
NASDAQ CPMMQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1938 NDR PRECIOUS METALS & MINER
NASDAQ CPMMRXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2010 NDR PRECIOUS METALS & MINER
NASDAQ CPMMSXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2062 NDR PRECIOUS METALS & MINER
NASDAQ CPMMTXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Port' USD Ser 20 MNT CASH
NASDAQ CPMMUXGuggenheim Funds Distributors LLC - NDR Pre M & M Portfoli USD Ser 21 MNT CASH
NASDAQ CPMMVXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf USD Ser 22 MNT CASH
NASDAQ CPMMWXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf Fund USD Ser 23 MNT CASH
NASDAQ CPMMXCI DIVIDEND INCOME AND GROWTH FUND (SERIES F UNITS) NL (235726A3)
NASDAQ CPMMYXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf Fd. USD Ser 24 MNT CASH
NASDAQ CPMMZXGuggenheim Funds Distributors LLC - Guggenheim NDR Pres Met & Min Port Fd USD Ser 25 MNT CASH
NASDAQ CPMNXCONVERGENCE MARKET NEUTRAL FUND - INSTITUTIONAL CLASS
NASDAQ CPMOXCI CORPORATE BOND CORPORATE CLASS (SERIES F SHARES) NL (237119A3)
NASDAQ CPMPXCHANGING PARAMETERS FUND
NASDAQ CPMQXCI DIVIDEND INCOME AND GROWTH FUND (SERIES I UNITS) NL (237256A3)
NASDAQ CPMSXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES I SHARES) NL (238422A3)
NASDAQ CPMTXCI CORPORATE BOND CORPORATE CLASS (SERIES I SHARES) NL (241099A3)
NASDAQ CPMUXCI HIGH INCOME CORPORATE CLASS (SERIES AT8 SHARES) LSC (241364A6)
NASDAQ CPMVXCI HIGH INCOME CORPORATE CLASS (SERIES AT8 SHARES) DSC (241364A8)
NASDAQ CPMWXSHORT TERM INCOME CORPORATE CLASS (SERIES I SHARES) NL (243791A3)
NASDAQ CPMYXCI GLOBAL VALUE CORPORATE CLASS (SERIES IT8 SHARES) NL (292487A3)
NASDAQ CPNAXINVESCO ALL CAP MARKET NEUTRAL FUND CL A
NASDAQ CPNBXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) FE (292489A7)
NASDAQ CPNCXINVESCO ALL CAP MARKET NEUTRAL FUND CL C
NASDAQ CPNDXCI GLOBAL BOND CORPORATE CLASS (SERIES AT8 SHARES) LSC (292512A6)
NASDAQ CPNEXCI GLOBAL BOND CORPORATE CLASS (SERIES AT8 SHARES) DSC (292512A8)
NASDAQ CPNFXINVESCO ALL CAP MARKET NEUTRAL FUND CL R5
NASDAQ CPNGXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES IT8) NL (294804A3)
NASDAQ CPNHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES IT8) NL (294804A4)
NASDAQ CPNIXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) FE (294810A9)
NASDAQ CPNJXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A6)
NASDAQ CPNKXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A7)
NASDAQ CPNLXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A8)
NASDAQ CPNMXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) FE (295465A9)
NASDAQ CPNNXCI GLOBAL LEADERS CORPORATE CLASS (SERIES F SHARES) NL (295481A3)
NASDAQ CPNOXCI GLOBAL LEADERS CORPORATE CLASS (SERIES F SHARES) NL (295481A4)
NASDAQ CPNPXCI GLOBAL LEADERS CORPORATE CLASS (SERIES I SHARES) NL (295495A3)
NASDAQ CPNQXCI GLOBAL LEADERS CORPORATE CLASS (SERIES I SHARES) NL (295495A4)
NASDAQ CPNRXINVESCO ALL CAP MARKET NEUTRAL FUND CL R
NASDAQ CPNSXINVESCO ALL CAP MARKET NEUTRAL FUND CL R6
NASDAQ CPNTXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES FT8) NL (442223A3)
NASDAQ CPNUXCI GLOBAL VALUE CORPORATE CLASS (SERIES FT8 SHARES) NL (447658A3)
NASDAQ CPNVXCI INVESTMENT GRADE BOND FUND (SERIES AH UNITS) U$ LSC (485871A5)
NASDAQ CPNWXCI INVESTMENT GRADE BOND FUND (SERIES AH UNITS) U$ DSC (485871A7)
NASDAQ CPNYXINVESCO ALL CAP MARKET NEUTRAL FUND CL Y
NASDAQ CPNZXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH DSC (490546A7)
NASDAQ CPOAXMS INSIGHT FUND CLASS A
NASDAQ CPOBXMS INSIGHT FUND CLASS B
NASDAQ CPOCXMS INSIGHT FUND CLASS L
NASDAQ CPODXMS INSIGHT FUND CLASS I
NASDAQ CPOEXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH LSC (490546A8)
NASDAQ CPOFXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH DSC (490546A9)
NASDAQ CPOGXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH DSC (490638A3)
NASDAQ CPOHXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH LSC (490638A4)
NASDAQ CPOJXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH LSC (490638A5)
NASDAQ CPOKXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH DSC (490638A7)
NASDAQ CPOLXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A LSC (491255A5)
NASDAQ CPOMXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A DSC (491255A6)
NASDAQ CPONXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A DSC (491255A7)
NASDAQ CPOOXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES AH FE (491256A6)
NASDAQ CPOPCAXCOPPER - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CPOPPAXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A PRFD STOCK
NASDAQ CPOPPBXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-1 PRFD STOCK
NASDAQ CPOPUAXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES SEED PRFD STOCK
NASDAQ CPOPUBXCOPPER - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-1 PRFD STOCK
NASDAQ CPOPZZXCOPPER - COMPANY LEVEL
NASDAQ CPOQXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES FH NL (491258A3)
NASDAQ CPORXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES IH NL (491260A3)
NASDAQ CPOSXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES W LSC (491400A3)
NASDAQ CPOTXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES W DSC (491400A5)
NASDAQ CPOUXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A DSC (733239A5)
NASDAQ CPOVXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A DSC (733239A7)
NASDAQ CPOWXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES A FE (782041A6)
NASDAQ CPOYXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES F NL (782218A3)
NASDAQ CPOZXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES F NL (782218A4)
NASDAQ CPPAXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-A
NASDAQ CPPCXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-C
NASDAQ CPPDXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES I NL (782230A3)
NASDAQ CPPEXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-E
NASDAQ CPPFXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-F-1
NASDAQ CPPGXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS ABLE-A
NASDAQ CPPHXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES I NL (782230A4)
NASDAQ CPPIXCAPITAL GROUP KKR CORE PLUS+ CLASS A-2
NASDAQ CPPJXCAPITAL GROUP KKR CORE PLUS+ CLASS A-3
NASDAQ CPPKXCAPITAL GROUP KKR CORE PLUS+ CLASS A
NASDAQ CPPLXCAPITAL GROUP KKR CORE PLUS+ CLASS F-2
NASDAQ CPPMXCAPITAL GROUP KKR CORE PLUS+ CLASS F-3

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