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NASDAQ CPPNXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A DSC (816467A5)
NASDAQ CPPOXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A DSC (816467A7)
NASDAQ CPPPXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) LSC (1681A7)
NASDAQ CPPQXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) DSC (1681A9)
NASDAQ CPPRXCOLUMBIA INCOME OPPORTUNITIES FUND CLASS ADV
NASDAQ CPPSXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) LSC (7924A6)
NASDAQ CPPTXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) DSC (7924A8)
NASDAQ CPPUXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES F SHARES) NL (235729A3)
NASDAQ CPPVXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES F NL (238537A3)
NASDAQ CPPWXCI GLOBAL EQUITY CORPORATE CLASS (SERIES FT8 SHARES) NL (241638A3)
NASDAQ CPPYXCI GLOBAL EQUITY CORPORATE CLASS (SERIES IT8 SHARES) NL (241639A3)
NASDAQ CPPZXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES I NL (243112A3)
NASDAQ CPQAXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS A
NASDAQ CPQBXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES I NL (243112A4)
NASDAQ CPQCXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS C
NASDAQ CPQDXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES I SHARES) NL (244473A3)
NASDAQ CPQEXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) LSC (292489A6)
NASDAQ CPQFXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) DSC (292489A8)
NASDAQ CPQGXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS ABLE-F-2
NASDAQ CPQHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A6)
NASDAQ CPQIXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS I
NASDAQ CPQJXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A7)
NASDAQ CPQKXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A8)
NASDAQ CPQLXCI CANADIAN BOND CORPORATE CLASS (SERIES AT8 SHARES) FE (295454A7)
NASDAQ CPQMXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) LSC (295465A7)
NASDAQ CPQNXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) DSC (295465A8)
NASDAQ CPQOXCI CANADIAN BOND CORPORATE CLASS (SERIES IT8 SHARES) NL (301865A3)
NASDAQ CPQPXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES A SHARES) FE (314711A7)
NASDAQ CPQQXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES F SHARES) NL (314792A3)
NASDAQ CPQRXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES F SHARES) NL (314792A4)
NASDAQ CPQSXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES I SHARES) NL (314807A3)
NASDAQ CPQTXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES I SHARES) NL (314807A4)
NASDAQ CPQUXCI CANADIAN BOND CORPORATE CLASS (SERIES FT8 SHARES) NL (447657A3)
NASDAQ CPQVXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A U$ FE (490544A6)
NASDAQ CPQWXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A C$ FE (490545A6)
NASDAQ CPQYXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A C$ FE (490545A7)
NASDAQ CPQZXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F U$ NL (490547A3)
NASDAQ CPRAXCOLUMBIA PACIFIC/ASIA FUND CLASS ADV
NASDAQ CPRCXCAMELOT PREMIUM RETURN FD CL C
NASDAQ CPRDXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS D
NASDAQ CPREAXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2071 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREBXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port USD Ser 52 MNT CASH
NASDAQ CPRECXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port.. USD Ser 53 MNT CASH
NASDAQ CPREDXGuggenheim Funds Distributors LLC - Flah & Crumr Pref Port USD Ser 54 MNT CASH
NASDAQ CPREEXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port' USD Ser 55 MNT CASH
NASDAQ CPREFXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port., USD Ser 56 MNT CASH
NASDAQ CPREGXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Portf Fd USD Ser 57 MNT CASH
NASDAQ CPREHXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Portf Fd. USD Ser 58 MNT CASH
NASDAQ CPREIXGuggenheim Funds Distributors LLC - Gugg Flaherty & Crumrine Pref Port Fd USD Ser 59 MNT CASH
NASDAQ CPREJXGuggenheim Funds Distributors LLC - Guggenheim Flaherty & Crum Pref Portf Fd USD Ser 60 MNT CASH
NASDAQ CPREMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1426 FLAHERT
NASDAQ CPRENXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1477 FLAHERT
NASDAQ CPREOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1530 FLAHERT
NASDAQ CPREPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1549 FLAHERT
NASDAQ CPREQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1601 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPRERXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1621 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPRESXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1686 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPRETXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1713 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREUXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1752 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREVXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1825 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREWXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1890 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS I
NASDAQ CPREYXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1951 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPREZXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2004 FLAHERTY & CRUMRINE PREFERR
NASDAQ CPRFXCAMELOT PREMIUM RETURN FD CL A
NASDAQ CPRGXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS A
NASDAQ CPRHXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS AG
NASDAQ CPRIXCAMELOT PREMIUM RETURN FUND - CLASS I
NASDAQ CPRJXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS C
NASDAQ CPRKXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F C$ NL (490548A3)
NASDAQ CPRLXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS I
NASDAQ CPRMXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F C$ NL (490548A4)
NASDAQ CPRNXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I U$ NL (490550A3)
NASDAQ CPROPAXCOPROCURE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CPROXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I C$ NL (490551A3)
NASDAQ CPROZZXCOPROCURE INC - COMPANY LEVEL
NASDAQ CPRPXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I C$ NL (490551A4)
NASDAQ CPRQXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES W C$ NL (490637A4)
NASDAQ CPRRXCOHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC. CLASS R
NASDAQ CPRSXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS S
NASDAQ CPRTXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS T
NASDAQ CPRUXCLARION PARTNERS REAL ESTATE INCOME FUND INC CLASS U
NASDAQ CPRVXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES AH LSC (491256A5)
NASDAQ CPRWXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES AH DSC (491256A7)
NASDAQ CPRYXCI MUNRO ALTERNATIVE GLOBAL GROWTH FUND IH U$ HEDGED NL (631431A3)
NASDAQ CPRZXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES A LSC (782041A5)
NASDAQ CPSACAXCAPSTAN THERAPEUTICS SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STOCK
NASDAQ CPSAPAXCAPSTAN THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOC
NASDAQ CPSAPBXCAPSTAN THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STOC
NASDAQ CPSAUAXCAPSTAN THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED PRFD S
NASDAQ CPSAZZXCAPSTAN THERAPEUTICS INC - COMPANY LEVEL
NASDAQ CPSDXCOUNSEL HIGH INTEREST SAVINGS FUND V FE (839924A2)
NASDAQ CPSGXIPC PRIVATE WEALTH VISIO INCOME POOL SERIES S FE (853094A2)
NASDAQ CPSHXPINNACLE MULTI-STRATEGY CORE FUND - CLASS C SHARES
NASDAQ CPSIXCHANNEL INCOME FUND
NASDAQ CPSJXIPC PRIVATE WEALTH VISIO GROWTH POOL SERIES S FE (853095A2)
NASDAQ CPSKXIPC PRIVATE WEALTH VISIO BALANCED POOL SERIES S FE (853096A2)
NASDAQ CPSLXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES A DSC (782041A7)
NASDAQ CPSMXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH DSC (490546A10)
NASDAQ CPSNXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH LSC (490546A11)

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