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NASDAQ CPIEXCOUNTERPOINT TACTICAL EQUITY FUND CLASS I
NASDAQ CPIFXINVESCO OPPENHEIMER CAPITAL INCOME FUND CLASS R5
NASDAQ CPIGXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES I) NL (243805A3)
NASDAQ CPIHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES I) NL (243805A4)
NASDAQ CPIIXINVESCO CORE PLUS BOND FUND CLASS R5
NASDAQ CPIJXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) FE (243823A7)
NASDAQ CPIKXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES F) NL (443998A3)
NASDAQ CPILXGLOBAL EQUITY ALLOCATION POOL (SERIES ET8 UNITS) DSC (468825A6)
NASDAQ CPIMXGLOBAL EQUITY ALLOCATION POOL (SERIES ET8 UNITS) DSC (468825A7)
NASDAQ CPINXGLOBAL EQUITY ALLOCATION POOL (SERIES ET8 UNITS) DSC (468825A8)
NASDAQ CPIOXCI MOSAIC BALANCED INCOME ETF PORTFOLIO SERIES A DSC (474244A6)
NASDAQ CPIPXCI MOSAIC BALANCED INCOME ETF PORTFOLIO SERIES A LSC (474244A7)
NASDAQ CPIQXCI MOSAIC BALANCED GROWTH ETF PORTFOLIO SERIES A DSC (474245A6)
NASDAQ CPIRXCOLUMBIA SELECT CORPORATE INCOME FUND CLASS I2
NASDAQ CPISXCI MOSAIC BALANCED GROWTH ETF PORTFOLIO SERIES A LSC (474245A7)
NASDAQ CPITXCOUNTERPOINT TACTICAL INCOME FUND CLASS I
NASDAQ CPIUXCI MARRET ALTERNATIVE ABSOLUTE RETURN BOND FUND W NL (480939A5)
NASDAQ CPIVXCI MUNRO ALTERNATIVE GLOBAL GROWTH FUND FH U$ HDG NL (631430A3)
NASDAQ CPIWXCOLUMBIA CORPORATE INCOME FUND CLASS T
NASDAQ CPIYXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) LSC (668452A6)
NASDAQ CPIZXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) DSC (668452A7)
NASDAQ CPJAXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) DSC (668452A9)
NASDAQ CPJBXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) FE (668452A12)
NASDAQ CPJCXCI ENHANCED SHORT DURATION BOND FUND SERIES A U$ LSC (724472A3)
NASDAQ CPJDXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES A FE (801151A6)
NASDAQ CPJEXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES F NL (801152A3)
NASDAQ CPJFXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES I NL (801153A3)
NASDAQ CPJGXCI EMERGING MARKETS CORPORATE CLASS (SERIES A SHARES) FE (387A7)
NASDAQ CPJHXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES A SHARES) LSC (1684A7)
NASDAQ CPJIXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES A SHARES) DSC (1684A9)
NASDAQ CPJJXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES A SHARES) FE (2573A5)
NASDAQ CPJKXCI CORPORATE BOND CORPORATE CLASS (SERIES A SHARES) LSC (3661A6)
NASDAQ CPJLXCI CORPORATE BOND CORPORATE CLASS (SERIES A SHARES) DSC (3661A8)
NASDAQ CPJMXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A FE (4769A7)
NASDAQ CPJNXCI GLOBAL EQUITY CORPORATE CLASS (SERIES AT8 SHARES) FE (8354A7)
NASDAQ CPJOXCI U.S SMALL/MID CAP EQUITY FUND (SERIES F UNITS) NL (233939A3)
NASDAQ CPJPXCI GLOBAL ENERGY CORPORATE CLASS (SERIES F SHARES) NL (235720A3)
NASDAQ CPJQXCI CANADIAN BOND CORPORATE CLASS (SERIES F SHARES) NL (236562A3)
NASDAQ CPJRXCI U.S SMALL/MID CAP EQUITY FUND (SERIES I UNITS) NL (237604A3)
NASDAQ CPJSXCI CANADIAN BOND CORPORATE CLASS (SERIES I SHARES) NL (239054A3)
NASDAQ CPJTXCI HIGH INCOME CORPORATE CLASS (SERIES AT8 SHARES) FE (241364A7)
NASDAQ CPJUXCI HIGH INCOME CORPORATE CLASS (SERIES FT8 SHARES) NL (241368A3)
NASDAQ CPJVXCI GLOBAL EQUITY CORPORATE CLASS (SERIES F SHARES) NL (241761A3)
NASDAQ CPJWXCI GLOBAL EQUITY CORPORATE CLASS (SERIES I SHARES) NL (241763A3)
NASDAQ CPJYXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) DSC (243823A6)
NASDAQ CPJZXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) DSC (243823A8)
NASDAQ CPKAXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) DSC (243823A9)
NASDAQ CPKBXCI GLOBAL BOND CORPORATE CLASS (SERIES IT8 SHARES) NL (292497A3)
NASDAQ CPKCXCI HIGH INCOME CORPORATE CLASS (SERIES IT8 SHARES) NL (292502A3)
NASDAQ CPKDXCI GLOBAL BOND CORPORATE CLASS (SERIES AT8 SHARES) FE (292512A7)
NASDAQ CPKEXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES IT8) NL (294880A3)
NASDAQ CPKFXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) FE (294891A9)
NASDAQ CPKGXCI GLOBAL BOND CORPORATE CLASS (SERIES FT8 SHARES) NL (447673A3)
NASDAQ CPKHXCI MARRET ALTERNATIVE ABSOLUTE RETURN BOND FUND W LSC (480939A3)
NASDAQ CPKIXCI MARRET ALTERNATIVE ABSOLUTE RETURN BOND FUND W DSC (480939A4)
NASDAQ CPKJXCI GLOBAL ENERGY CORPORATE CLASS (SERIES I SHARES) NL (481161A3)
NASDAQ CPKKXCI INVESTMENT GRADE BOND FUND (SERIES AH UNITS) U$ FE (485871A6)
NASDAQ CPKLXCI INVESTMENT GRADE BOND FUND (SERIES FH UNITS) U$ NL (485872A3)
NASDAQ CPKMXCI INVESTMENT GRADE BOND FUND (SERIES IH UNITS) U$ NL (485873A3)
NASDAQ CPKNXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH FE (490546A5)
NASDAQ CPKOXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH FE (490546A6)
NASDAQ CPKPXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES FH NL (490549A3)
NASDAQ CPKQXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES FH NL (490549A4)
NASDAQ CPKRXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES IH NL (490552A3)
NASDAQ CPKSXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES IH NL (490552A4)
NASDAQ CPKTXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH NL (490638A6)
NASDAQ CPKUXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A FE (491255A8)
NASDAQ CPKVXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A FE (491255A9)
NASDAQ CPKWXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES F NL (491257A3)
NASDAQ CPKYXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES F NL (491257A4)
NASDAQ CPKZXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES I NL (491259A3)
NASDAQ CPLCXCIBC PRIVATE LENDING STRATEGIES CLASS I SHARES
NASDAQ CPLDXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES I NL (491259A4)
NASDAQ CPLEXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES W NL (491400A4)
NASDAQ CPLGCAXCAPLIGHT - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CPLGUAXCAPLIGHT - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-1 PRFD STOCK
NASDAQ CPLGUBXCAPLIGHT - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-2 PRFD STOCK
NASDAQ CPLGUCXCAPLIGHT - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-3 PRFD STOCK
NASDAQ CPLGXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) DSC (668452A10)
NASDAQ CPLGZZXCAPLIGHT - COMPANY LEVEL
NASDAQ CPLHXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) DSC (668452A11)
NASDAQ CPLIXCALAMOS PHINEUS LONG SHORT FUND CLASS I
NASDAQ CPLJXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A FE (733239A6)
NASDAQ CPLKXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES F NL (733240A3)
NASDAQ CPLLXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES I NL (733241A3)
NASDAQ CPLMXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES A LSC (801151A5)
NASDAQ CPLNXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES A DSC (801151A7)
NASDAQ CPLOXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A FE (816467A6)
NASDAQ CPLPXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES F NL (816468A3)
NASDAQ CPLQXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES I NL (816469A3)
NASDAQ CPLRXCI EMERGING MARKETS CORPORATE CLASS (SERIES A SHARES) LSC (387A6)
NASDAQ CPLSXCALAMOS PHINEUS LONG SHORT FUND CLASS A
NASDAQ CPLTXCALAMOS PHINEUS LONG/SHORT FUND CLASS T
NASDAQ CPLUXCI EMERGING MARKETS CORPORATE CLASS (SERIES A SHARES) DSC (387A8)
NASDAQ CPLVXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) FE (1681A8)
NASDAQ CPLWXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES A SHARES) DSC (2573A6)
NASDAQ CPLYXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES A SHARES) LSC (2573A7)
NASDAQ CPLZXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A5)
NASDAQ CPMDXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A LSC (4769A6)
NASDAQ CPMEXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A8)

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