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CPORXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES IH NL (491260A3)NASDAQCPOSXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES W LSC (491400A3)NASDAQCPOTXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES W DSC (491400A5)NASDAQCPOUXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A DSC (733239A5)NASDAQCPOVXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A DSC (733239A7)NASDAQCPOWXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES A FE (782041A6)NASDAQCPOYXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES F NL (782218A3)NASDAQCPOZXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES F NL (782218A4)NASDAQCPPAXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-ANASDAQCPPCXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-CNASDAQCPPDXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES I NL (782230A3)NASDAQCPPEXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-ENASDAQCPPFXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS 529-F-1NASDAQCPPGXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS ABLE-ANASDAQCPPHXCI U.S QUALITY DIVIDEND GROWTH INDEX FUND SERIES I NL (782230A4)NASDAQCPPIXCAPITAL GROUP KKR CORE PLUS+ CLASS A-2NASDAQCPPJXCAPITAL GROUP KKR CORE PLUS+ CLASS A-3NASDAQCPPKXCAPITAL GROUP KKR CORE PLUS+ CLASS ANASDAQCPPLXCAPITAL GROUP KKR CORE PLUS+ CLASS F-2NASDAQCPPMXCAPITAL GROUP KKR CORE PLUS+ CLASS F-3NASDAQCPPNXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A DSC (816467A5)NASDAQCPPOXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A DSC (816467A7)NASDAQCPPPXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) LSC (1681A7)NASDAQCPPQXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) DSC (1681A9)NASDAQCPPRXCOLUMBIA INCOME OPPORTUNITIES FUND CLASS ADVNASDAQCPPSXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) LSC (7924A6)NASDAQCPPTXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) DSC (7924A8)NASDAQCPPUXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES F SHARES) NL (235729A3)NASDAQCPPVXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES F NL (238537A3)NASDAQCPPWXCI GLOBAL EQUITY CORPORATE CLASS (SERIES FT8 SHARES) NL (241638A3)NASDAQCPPYXCI GLOBAL EQUITY CORPORATE CLASS (SERIES IT8 SHARES) NL (241639A3)NASDAQCPPZXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES I NL (243112A3)NASDAQCPQAXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS ANASDAQCPQBXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES I NL (243112A4)NASDAQCPQCXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS CNASDAQCPQDXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES I SHARES) NL (244473A3)NASDAQCPQEXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) LSC (292489A6)NASDAQCPQFXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) DSC (292489A8)NASDAQCPQGXAMERICAN FUNDS PRESERVATION PORTFOLIO CLASS ABLE-F-2NASDAQCPQHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A6)NASDAQCPQIXCOUNTERPOINT LONG-SHORT EQUITY FUND CLASS INASDAQCPQJXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A7)NASDAQCPQKXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A8)NASDAQCPQLXCI CANADIAN BOND CORPORATE CLASS (SERIES AT8 SHARES) FE (295454A7)NASDAQCPQMXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) LSC (295465A7)NASDAQCPQNXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) DSC (295465A8)NASDAQCPQOXCI CANADIAN BOND CORPORATE CLASS (SERIES IT8 SHARES) NL (301865A3)NASDAQCPQPXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES A SHARES) FE (314711A7)NASDAQCPQQXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES F SHARES) NL (314792A3)NASDAQCPQRXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES F SHARES) NL (314792A4)NASDAQCPQSXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES I SHARES) NL (314807A3)NASDAQCPQTXCI GLOBAL DIVIDEND CORPORATE CLASS (SERIES I SHARES) NL (314807A4)NASDAQCPQUXCI CANADIAN BOND CORPORATE CLASS (SERIES FT8 SHARES) NL (447657A3)NASDAQCPQVXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A U$ FE (490544A6)NASDAQCPQWXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A C$ FE (490545A6)NASDAQCPQYXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES A C$ FE (490545A7)NASDAQCPQZXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F U$ NL (490547A3)NASDAQCPRAXCOLUMBIA PACIFIC/ASIA FUND CLASS ADVNASDAQCPRCXCAMELOT PREMIUM RETURN FD CL CNASDAQCPRDXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS DNASDAQCPREAXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2071 FLAHERTY & CRUMRINE PREFERRNASDAQCPREBXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port USD Ser 52 MNT CASHNASDAQCPRECXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port.. USD Ser 53 MNT CASHNASDAQCPREDXGuggenheim Funds Distributors LLC - Flah & Crumr Pref Port USD Ser 54 MNT CASHNASDAQCPREEXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port' USD Ser 55 MNT CASHNASDAQCPREFXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Port., USD Ser 56 MNT CASHNASDAQCPREGXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Portf Fd USD Ser 57 MNT CASHNASDAQCPREHXGuggenheim Funds Distributors LLC - Flaherty & Crumrine Preferred Portf Fd. USD Ser 58 MNT CASHNASDAQCPREIXGuggenheim Funds Distributors LLC - Gugg Flaherty & Crumrine Pref Port Fd USD Ser 59 MNT CASHNASDAQCPREJXGuggenheim Funds Distributors LLC - Guggenheim Flaherty & Crum Pref Portf Fd USD Ser 60 MNT CASHNASDAQCPREMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1426 FLAHERTNASDAQCPRENXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1477 FLAHERTNASDAQCPREOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1530 FLAHERTNASDAQCPREPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1549 FLAHERTNASDAQCPREQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1601 FLAHERTY & CRUMRINE PREFERRNASDAQCPRERXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1621 FLAHERTY & CRUMRINE PREFERRNASDAQCPRESXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1686 FLAHERTY & CRUMRINE PREFERRNASDAQCPRETXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1713 FLAHERTY & CRUMRINE PREFERRNASDAQCPREUXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1752 FLAHERTY & CRUMRINE PREFERRNASDAQCPREVXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1825 FLAHERTY & CRUMRINE PREFERRNASDAQCPREWXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1890 FLAHERTY & CRUMRINE PREFERRNASDAQCPREXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS INASDAQCPREYXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1951 FLAHERTY & CRUMRINE PREFERRNASDAQCPREZXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2004 FLAHERTY & CRUMRINE PREFERRNASDAQCPRFXCAMELOT PREMIUM RETURN FD CL ANASDAQCPRGXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS ANASDAQCPRHXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS AGNASDAQCPRIXCAMELOT PREMIUM RETURN FUND - CLASS INASDAQCPRJXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS CNASDAQCPRKXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F C$ NL (490548A3)NASDAQCPRLXPRINCIPAL REAL ESTATE SECURITIES 529 PORTFOLIO CLASS INASDAQCPRMXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES F C$ NL (490548A4)NASDAQCPRNXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I U$ NL (490550A3)NASDAQCPROPAXCOPROCURE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQCPROXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I C$ NL (490551A3)NASDAQCPROZZXCOPROCURE INC - COMPANY LEVELNASDAQCPRPXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES I C$ NL (490551A4)NASDAQCPRQXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES W C$ NL (490637A4)NASDAQCPRRXCOHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC. CLASS RNASDAQCPRSXCLARION PARTNERS REAL ESTATE INCOME FUND INC. CLASS SNASDAQ