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CPLHXCI INVESTMENT GRADE BOND FUND (SERIES AT5 UNITS) DSC (668452A11)NASDAQCPLIXCALAMOS PHINEUS LONG SHORT FUND CLASS INASDAQCPLJXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES A FE (733239A6)NASDAQCPLKXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES F NL (733240A3)NASDAQCPLLXCI GLOBAL SUSTAINABLE INFRASTRUCTURE FUND SERIES I NL (733241A3)NASDAQCPLMXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES A LSC (801151A5)NASDAQCPLNXCI U.S AGGREGATE BOND COVERED CALL FUND SERIES A DSC (801151A7)NASDAQCPLOXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES A FE (816467A6)NASDAQCPLPXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES F NL (816468A3)NASDAQCPLQXCI CONSERVATIVE ASSET ALLOCATION ETF FUND SERIES I NL (816469A3)NASDAQCPLRXCI EMERGING MARKETS CORPORATE CLASS (SERIES A SHARES) LSC (387A6)NASDAQCPLSXCALAMOS PHINEUS LONG SHORT FUND CLASS ANASDAQCPLTXCALAMOS PHINEUS LONG/SHORT FUND CLASS TNASDAQCPLUXCI EMERGING MARKETS CORPORATE CLASS (SERIES A SHARES) DSC (387A8)NASDAQCPLVXCI SYNERGY CANADIAN CORPORATE CLASS (SERIES A SHARES) FE (1681A8)NASDAQCPLWXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES A SHARES) DSC (2573A6)NASDAQCPLYXCI GLOBAL RESOURCE CORPORATE CLASS (SERIES A SHARES) LSC (2573A7)NASDAQCPLZXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A5)NASDAQCPMDXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A LSC (4769A6)NASDAQCPMEXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A8)NASDAQCPMFXCI NORTH AMERICAN SMALL/MID CAP EQUITY FUND SERIES A DSC (4769A9)NASDAQCPMGXGLOBAL FIXED INCOME CORPORATE CLASS (SERIES W SHARES) NL (7902A6)NASDAQCPMHXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES AT8 SHARES) FE (7924A7)NASDAQCPMJXCI GLOBAL EQUITY CORPORATE CLASS (SERIES AT8 SHARES) LSC (8354A6)NASDAQCPMKXCI GLOBAL EQUITY CORPORATE CLASS (SERIES AT8 SHARES) DSC (8354A8)NASDAQCPMLXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES F SHARES) NL (234989A3)NASDAQCPMMAXGuggenheim Funds Distributors LLC - Gugge NDR Prec Metals & Miners Portf Fd USD Ser 26 MNT CASHNASDAQCPMMJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1448 PRECIOUNASDAQCPMMKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1525 PRECIOUNASDAQCPMMLXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1593 PRECIOUS METALS & MINERS PONASDAQCPMMMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1644 PRECIOUS METALS & MINERS PONASDAQCPMMNXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1717 PRECIOUS METALS & MINERS PONASDAQCPMMOXNDR PRECIOUS METALS & MINERS PORTFOLIO SERIES 15NASDAQCPMMPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1873 NDR PRECIOUS METALS & MINERNASDAQCPMMQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1938 NDR PRECIOUS METALS & MINERNASDAQCPMMRXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2010 NDR PRECIOUS METALS & MINERNASDAQCPMMSXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2062 NDR PRECIOUS METALS & MINERNASDAQCPMMTXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Port' USD Ser 20 MNT CASHNASDAQCPMMUXGuggenheim Funds Distributors LLC - NDR Pre M & M Portfoli USD Ser 21 MNT CASHNASDAQCPMMVXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf USD Ser 22 MNT CASHNASDAQCPMMWXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf Fund USD Ser 23 MNT CASHNASDAQCPMMXCI DIVIDEND INCOME AND GROWTH FUND (SERIES F UNITS) NL (235726A3)NASDAQCPMMYXGuggenheim Funds Distributors LLC - NDR Precious Metals & Miners Portf Fd. USD Ser 24 MNT CASHNASDAQCPMMZXGuggenheim Funds Distributors LLC - Guggenheim NDR Pres Met & Min Port Fd USD Ser 25 MNT CASHNASDAQCPMNXCONVERGENCE MARKET NEUTRAL FUND - INSTITUTIONAL CLASSNASDAQCPMOXCI CORPORATE BOND CORPORATE CLASS (SERIES F SHARES) NL (237119A3)NASDAQCPMPXCHANGING PARAMETERS FUNDNASDAQCPMQXCI DIVIDEND INCOME AND GROWTH FUND (SERIES I UNITS) NL (237256A3)NASDAQCPMSXCI SYNERGY GLOBAL CORPORATE CLASS (SERIES I SHARES) NL (238422A3)NASDAQCPMTXCI CORPORATE BOND CORPORATE CLASS (SERIES I SHARES) NL (241099A3)NASDAQCPMUXCI HIGH INCOME CORPORATE CLASS (SERIES AT8 SHARES) LSC (241364A6)NASDAQCPMVXCI HIGH INCOME CORPORATE CLASS (SERIES AT8 SHARES) DSC (241364A8)NASDAQCPMWXSHORT TERM INCOME CORPORATE CLASS (SERIES I SHARES) NL (243791A3)NASDAQCPMYXCI GLOBAL VALUE CORPORATE CLASS (SERIES IT8 SHARES) NL (292487A3)NASDAQCPNAXINVESCO ALL CAP MARKET NEUTRAL FUND CL ANASDAQCPNBXCI GLOBAL VALUE CORPORATE CLASS (SERIES AT8 SHARES) FE (292489A7)NASDAQCPNCXINVESCO ALL CAP MARKET NEUTRAL FUND CL CNASDAQCPNDXCI GLOBAL BOND CORPORATE CLASS (SERIES AT8 SHARES) LSC (292512A6)NASDAQCPNEXCI GLOBAL BOND CORPORATE CLASS (SERIES AT8 SHARES) DSC (292512A8)NASDAQCPNFXINVESCO ALL CAP MARKET NEUTRAL FUND CL R5NASDAQCPNGXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES IT8) NL (294804A3)NASDAQCPNHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES IT8) NL (294804A4)NASDAQCPNIXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) FE (294810A9)NASDAQCPNJXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A6)NASDAQCPNKXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A7)NASDAQCPNLXU.S EQUITY SMALL CAP CORPORATE CLASS (SERIES ET8) DSC (294891A8)NASDAQCPNMXCI GLOBAL LEADERS CORPORATE CLASS (SERIES A SHARES) FE (295465A9)NASDAQCPNNXCI GLOBAL LEADERS CORPORATE CLASS (SERIES F SHARES) NL (295481A3)NASDAQCPNOXCI GLOBAL LEADERS CORPORATE CLASS (SERIES F SHARES) NL (295481A4)NASDAQCPNPXCI GLOBAL LEADERS CORPORATE CLASS (SERIES I SHARES) NL (295495A3)NASDAQCPNQXCI GLOBAL LEADERS CORPORATE CLASS (SERIES I SHARES) NL (295495A4)NASDAQCPNRXINVESCO ALL CAP MARKET NEUTRAL FUND CL RNASDAQCPNSXINVESCO ALL CAP MARKET NEUTRAL FUND CL R6NASDAQCPNTXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES FT8) NL (442223A3)NASDAQCPNUXCI GLOBAL VALUE CORPORATE CLASS (SERIES FT8 SHARES) NL (447658A3)NASDAQCPNVXCI INVESTMENT GRADE BOND FUND (SERIES AH UNITS) U$ LSC (485871A5)NASDAQCPNWXCI INVESTMENT GRADE BOND FUND (SERIES AH UNITS) U$ DSC (485871A7)NASDAQCPNYXINVESCO ALL CAP MARKET NEUTRAL FUND CL YNASDAQCPNZXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH DSC (490546A7)NASDAQCPOAXMS INSIGHT FUND CLASS ANASDAQCPOBXMS INSIGHT FUND CLASS BNASDAQCPOCXMS INSIGHT FUND CLASS LNASDAQCPODXMS INSIGHT FUND CLASS INASDAQCPOEXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH LSC (490546A8)NASDAQCPOFXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES AH DSC (490546A9)NASDAQCPOGXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH DSC (490638A3)NASDAQCPOHXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH LSC (490638A4)NASDAQCPOJXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH LSC (490638A5)NASDAQCPOKXCI DOUBLELINE TOTAL RETURN BOND US$ FUND SERIES WH DSC (490638A7)NASDAQCPOLXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A LSC (491255A5)NASDAQCPOMXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A DSC (491255A6)NASDAQCPONXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES A DSC (491255A7)NASDAQCPOOXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES AH FE (491256A6)NASDAQCPOPCAXCOPPER - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCKNASDAQCPOPPAXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A PRFD STOCKNASDAQCPOPPBXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-1 PRFD STOCKNASDAQCPOPUAXCOPPER - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES SEED PRFD STOCKNASDAQCPOPUBXCOPPER - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-1 PRFD STOCKNASDAQCPOPZZXCOPPER - COMPANY LEVELNASDAQCPOQXCI MARRET ALTERNATIVE ENHANCED YIELD FUND SERIES FH NL (491258A3)NASDAQ