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NQGIXNUVEEN GLOBAL EQUITY INCOME FUND CLASS INASDAQNQGLUXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR DSC (880761A2)NASDAQNQGOIXXNBC AUTO CALLABLE CPL 5AR DSC (878833A2)NASDAQNQGRXNUVEEN NWQ GLOBAL EQUITY INCOME FUND CLASS R3NASDAQNQHBGXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (879052A2)NASDAQNQIJPXXNBC AUTO CALLABLE CBK AR5 DSC (879771A2)NASDAQNQIKXNYMBUS MULTISTRATEGY FUND CLASS FP NL (878486A2)NASDAQNQJCJXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR F NL (879768A2)NASDAQNQJHPXXNBC AUTO CALL CONTINGENT INC NT SECS MATURITY-MONITORED BARRIER LINKEDNASDAQNQJTCXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 3AR F NL (882159A2)NASDAQNQJVCXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (876773A2)NASDAQNQKIFXXNBC AUTO CALLABLE CONTINGENT INCOME USBB 3.25AR DSC (877345A2)NASDAQNQLAXNUVEEN SYMPHONY DYNAMIC EQUITY FUND CL ANASDAQNQLCXNUVEEN SYMPHONY DYNAMIC EQUITY FUND CL CNASDAQNQLEKXXNBC AUTO CALLABLE CONTINGENT INCOME XSP F NL (877878A2)NASDAQNQLIXNUVEEN SYMPHONY DYNAMIC EQUITY FUND CL INASDAQNQLJJXXNBC EXTENDIBLE COUPONS 4.63% FLEX GIC SERIES 591F NL (871635A2)NASDAQNQLSOXXNBC AUTO CALLABLE CINS 5% AR DSC (880474A2)NASDAQNQMFCXXNBC EXTENDIBLE LINEAR ACCRUAL 4.31% FLEX GIC SER 337 DSC (872041A2)NASDAQNQMWVXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR F NL (877102A2)NASDAQNQNLPXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR F NL (874684A2)NASDAQNQNYHXXNBC AMERICAN MARKET FLEX GIC SERIES 11F NL (877247A2)NASDAQNQONOXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR F NL (877422A2)NASDAQNQONUXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (876781A2)NASDAQNQOPVXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (883196A2)NASDAQNQOZIXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR DSC (876715A2)NASDAQNQPIVXXNBC CALLABLE CONTINGENT INCOME SOLCLCII 62 AR F NL (872155A2)NASDAQNQPYQXXNBC AUTO CALLABLE CONTINGENT INCOME XSP F NL (880308A2)NASDAQNQQDNXXNBC EXTENDIBLE COUPONS 5.20% FLEX GIC SER 636 (USD) DSC (879120A2)NASDAQNQQQXSHELTON NASDAQ-100 INDEX FUND - INSTITUTIONAL SHARESNASDAQNQRGJXXNBC AUTO CALLABLE CONTINGENT INCOME COPX F NL (883418A2)NASDAQNQRIJXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (871180A2)NASDAQNQRIMXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (878893A2)NASDAQNQRXIXXNBC CAN INSURANCE COMPANIES (5% AR) FLEX GIC SER 14 DSC (876941A2)NASDAQNQSSXNBI TARGET 2032 INVESTMENT GRADE BOND FUND GP SERIES NL (882186A2)NASDAQNQVAXNUVEEN MULTI CAP VALUE FUND CLASS ANASDAQNQVCXNUVEEN MULTI CAP VALUE FUND CLASS CNASDAQNQVRTXXNBC EXTENDIBLE COUPONS 5.05% FLEX GIC SER 631 (USD) DSC (878520A2)NASDAQNQVRXNUVEEN MULTI CAP VALUE FUND CLASS INASDAQNQWFXNUVEEN FLEXIBLE INCOME FUND - CLASS R6NASDAQNQWZFXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR DSC (871955A2)NASDAQNQXEAXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (876944A2)NASDAQNQXPLXXNBC AUTO CALL CAN UTILITIES 5% DECREMENT FLEX GIC SER 10F USD NL 88280NASDAQNQXVLXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR F NL (880509A2)NASDAQNQYNNXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (882567A2)NASDAQNQYZOXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR DSC (882164A2)NASDAQNQZLGXXNBC EXTENDIBLE COUPONS 5% FLEX GIC 01OC36 F NL (882474A2)NASDAQNRAAXNEUBERGER QUALITY EQUITY FUND CLASS ANASDAQNRABXNEUBERGER BERMAN ABSOLUTE RETURN MULTI-MANAGER FUND CLASS R6NASDAQNRACXNEUBERGER QUALITY EQUITY FUND CLASS CNASDAQNRAEXNEUBERGER QUALITY EQUITY FUND CLASS ENASDAQNRAMBXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 4DR DSC (880391A2)NASDAQNRANXNEUBERGER BERMAN MULTI-ASSET INCOME FUND CLASS R6NASDAQNRARXNEUBERGER QUALITY EQUITY FUND CLASS R3NASDAQNRBANXXNBC AUTO CALLABLE SOLXIU 5DR DSC (882094A2)NASDAQNRBAXNEUBERGER BERMAN COMMODITY STRATEGY FUND-CLASS ANASDAQNRBCXNEUBERGER BERMAN COMMODITY STRATEGY FUND-CLASS CNASDAQNRBIXNEUBERGER BERMAN COMMODITY STRATEGY FUND-CLASS INASDAQNRBYQXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (880396A2)NASDAQNRCFXAEW GLOBAL FOCUSED REAL ESTATE FUND CLASS CNASDAQNRCRXNEUBERGER CORE BOND FUND CLASS R6NASDAQNRDCXCROSSINGBRIDGE NORDIC HIGH INCOME BOND FUND - INSTITUTIONAL CLASSNASDAQNRDDKXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (876632A2)NASDAQNRDGXNEUBERGER BERMAN DIVIDEND GROWTH FUND CLASS R6NASDAQNREAXNEUBERGER REAL ESTATE FUND CLASS ANASDAQNRECXNEUBERGER REAL ESTATE FUND CLASS CNASDAQNREEXNEUBERGER REAL ESTATE FUND CLASS ENASDAQNRELPAXNEURELIS - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQNRELZZXNEURELIS INC - COMPANY LEVELNASDAQNREMXNEUBERGER EMERGING MARKETS EQUITY FUND CLASS R6NASDAQNREOXNBI SMARTDATA U.S EQUITY COVERED CALL FUND SERIES F NL (879486A2)NASDAQNRERXNEUBERGER REAL ESTATE FUND CLASS R3NASDAQNRFAXAEW GLOBAL FOCUSED REAL ESTATE FUND CLASS ANASDAQNRFIVXXNBC CALLABLE CONTINGENT INCOME XME CH 4.25DR DSC (871565A2)NASDAQNRFNTXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (877420A2)NASDAQNRFNXAEW GLOBAL FOCUSED REAL ESTATE FUND CLASS NNASDAQNRFYXAEW GLOBAL FOCUSED REAL ESTATE FUND CLASS YNASDAQNRGDXINTEGRITY ENERGIZED DIVIDEND FUND CLASS ANASDAQNRGEXNEUBERGER GENESIS FUND CLASS ENASDAQNRGLXNEUBERGER BERMAN GLOBAL ALLOCATION FUND CLASS R6NASDAQNRGSXNEUBERGER GENESIS FUND CLASS R6NASDAQNRGUSXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (877025A2)NASDAQNRGUXINTEGRITY ENERGIZED DIVIDEND FUND CLASS CNASDAQNRHIXNEUBERGER HIGH INCOME BOND FUND CLASS R6NASDAQNRIAXNUVEEN REAL ASSET INCOME FD CL ANASDAQNRICXNUVEEN REAL ASSET INCOME FD CL CNASDAQNRIFXNUVEEN REAL ASSET INCOME FUND CLASS R6NASDAQNRIGXINTEGRITY ENERGIZED DIVIDEND FUND CLASS INASDAQNRIHSXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDXCAR DSC (883271A2)NASDAQNRIIXNUVEEN REAL ASSET INCOME FD CL INASDAQNRILXNEUBERGER INTERNATIONAL SELECT FUND CLASS R6NASDAQNRINXNEUBERGER INTRINSIC VALUE FUND CLASS R6NASDAQNRIQXNEUBERGER INTERNATIONAL EQUITY FUND CLASS R6NASDAQNRJPPXXNBC AUTO CALLABLE CONTINGENT INCOME XSP F NL (880755A2)NASDAQNRJXWXXNBC CAN MARKET XIU 5% DECREMENT BOOSTER FLEX GIC SER 5F NL 871178A2NASDAQNRJZZXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (879326A2)NASDAQNRKNAXXNBC AUTO CALLABLE US2000 CH 3DCR F NL (876953A2)NASDAQNRLCXNEUBERGER LARGE CAP VALUE FUND CLASS R6NASDAQNRLNXNEUBERGER BERMAN LONG SHORT CREDIT FUND CLASS R6NASDAQNRLTMXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (882969A2)NASDAQ