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NPEKGXXNBC EXTENDIBLE LINEAR ACCRUAL 7.30% FLEX GIC 01OC41 F NL (882476A2)NASDAQNPEXLXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR F NL (879172A2)NASDAQNPFBHXXNBC AUTO CALLABLE CPL 5AR DSC (881897A2)NASDAQNPFCXNEW PERSPECTIVE FUND CLASS C SHARESNASDAQNPFFXNEW PERSPECTIVE FUND CLASS F-1 SHARESNASDAQNPFKNXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR DSC (880552A2)NASDAQNPGCAXXNBC AUTO CALLABLE CPL 5AR F NL (880161A2)NASDAQNPGTOXXNBC AUTO CALL CONTINGENT INC GOLD MINERS GDX DECREMENT FLEX GIC 18SE31NASDAQNPGWHXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 77F NL (876940A2)NASDAQNPHIXHIGH INCOME FUND - Y CLASSNASDAQNPIHJXXNBC CANADIAN BANKS (5% AR) FLEX GIC 09MR32 DSC (879537A2)NASDAQNPILXNORTHPOINT LARGE CAP VALUE FUND INSTITUTIONAL CLASSNASDAQNPIMGXXNBC CAN MARKET XIU 5% DECREMENT BOOSTER FLEX GIC SER 14F NL 880465A2NASDAQNPIVXNORTHPOINTE SMALL CAP VALUE FUND INSTITUTIONAL CLNASDAQNPJFEXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (879325A2)NASDAQNPKEKXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (871641A2)NASDAQNPLAVXXNBC AUTO CALLABLE CONTINGENT INCOME CTC AR DSC (883711A2)NASDAQNPLDQXXNBC AUTO CALLABLE CONTINGENT MEMORY INCOME XSP F NL (879323A2)NASDAQNPLVXNORTHPOINTE LARGE CAP VALUE FUND INVESTOR CLASSNASDAQNPMGSXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 97 DSC (880385A2)NASDAQNPMMJXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (871807A2)NASDAQNPMPVXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 4.5DR DSC (878088A2)NASDAQNPMTHXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR F NL (878556A2)NASDAQNPNAXNEUBERGER LARGE CAP VALUE FUND CLASS ANASDAQNPNBGXXNBC AUTO CALL CAN UTILITIES 5% DECREMENT FLEX GIC SER 1 DSC 876535A2NASDAQNPNCXNEUBERGER LARGE CAP VALUE FUND CLASS CNASDAQNPNEXNEUBERGER LARGE CAP VALUE FUND CLASS ENASDAQNPNRXNEUBERGER LARGE CAP VALUE FUND CLASS R3NASDAQNPNUKXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (871571A2)NASDAQNPNZYXXNBC AUTO CALLABLE CONTINGENT INCOME USE CH 3DR F NL (879127A2)NASDAQNPOEBXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (872159A2)NASDAQNPOOYXXNBC AUTO CALLABLE SOLXIU 5DR F NL (878279A2)NASDAQNPORKXXNBC AUTO CALLABLE CONTINGENT INCOME USE CH 3DR DSC (878445A2)NASDAQNPOXLXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (879124A2)NASDAQNPPKRXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (876825A2)NASDAQNPQHLXXNBC AUTO CALL CONTINGENT INC NT SECS MATURITY-MONITORED BARRIER LINKEDNASDAQNPQKYXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (877552A2)NASDAQNPQQJXXNBC AUTO CALLABLE USBB CH 3.25AR DSC (879220A2)NASDAQNPQUZXXNBC EXTENDIBLE COUPONS 4.40% GIC 25SE31 F NL (882091A2)NASDAQNPRLYXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (863916A2)NASDAQNPRNIXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (879229A2)NASDAQNPRTVXXNBC AUTO CALL CONTINGENT INC NT SECS MATURITY-MONITORED BARRIER LINKEDNASDAQNPRTXNEUBERGER LARGE CAP VALUE FUND INVESTOR CLASSNASDAQNPRYEXXNBC EXTENDIBLE COUPONS 4.45% FLEX GIC SERIES 628F NL (878516A2)NASDAQNPSAXNUVEEN PREFERRED SECURITIES FUND - CL ANASDAQNPSCXNUVEEN PREFERRED SECURITIES FUND - CL CNASDAQNPSFXNUVEEN PREFERRED SECURITIES FUND CLASS R6NASDAQNPSGXNICHOLAS PARTNERS SMALL CAP GROWTH FUND INSTITUTIONAL SHARESNASDAQNPSPIXXNBC EXTENDIBLE LINEAR ACCRUAL 8.35% FLEX GIC SER 338F USD NL 873150A2NASDAQNPSPYXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (880244A2)NASDAQNPSRXNUVEEN PREFERRED SECURITIES FUND - CL RNASDAQNPSTXNUVEEN PREFERRED SECURITIES FUND CLASS R3NASDAQNPSVXNORTHPOINTE SMALL CAP VALUE FUND INVESTOR CLASSNASDAQNPSXWXXNBC CAN LARGE CAPITALIZATION COMPANIES AR FLEX GIC SER 116F NL 876258ANASDAQNPSYXNICHOLAS PARTNERS SMALL CAP GROWTH FUND RETAIL SHARESNASDAQNPTXOXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (877617A2)NASDAQNPUGWXXNBC AUTO CALLABLE CONTINGENT INCOME SMH CH 1.5AR DSC (876946A2)NASDAQNPWCJXXNBC AUTO CALLABLE CONTINGENT INCOME SHOPIFY F NL (878285A2)NASDAQNPWURXXNBC AUTO CALLABLE CBK AR5 DSC (881898A2)NASDAQNPXCDXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (882303A2)NASDAQNPXHAXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (871419A2)NASDAQNPXVRXXNBC AUTO CALLABLE CONTINGENT INCOME USBB 3.25AR F NL (871281A2)NASDAQNPYBAXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (883984A2)NASDAQNPYTSXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR DSC (880829A2)NASDAQNPZQSXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (880764A2)NASDAQNQAKPXXNBC AUTO CALLABLE CBK AR5 DSC (880766A2)NASDAQNQAOJXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (880827A2)NASDAQNQBEMXXNBC AUTO CALL CAN MARKET XIU 5% DECREMENT FLEX GIC SER 5 USD DSC 87944NASDAQNQBFAXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (871805A2)NASDAQNQCAXNUVEEN LARGE CAP VALUE FUND CLASS ANASDAQNQCCXNUVEEN LARGE CAP VALUE FUND CLASS CNASDAQNQCFXNORTHQUEST CAPITAL FUND INC.NASDAQNQCGZXXNBC AUTO CALLABLE CONTINGENT INCOME SPY 4.5DR DSC (871945A2)NASDAQNQCJFXXNBC AUTO CALLABLE DIA 5DR F NL (872211A2)NASDAQNQCLGXXNBC AUTO CALL CANADIAN BANKS (5% AR) FLEX GIC SER 15 DSC (883472A2)NASDAQNQCQXNUVEEN NWQ LARGE-CAP VALUE FUND CLASS R3NASDAQNQCRXNUVEEN LARGE CAP VALUE FUND CLASS INASDAQNQCZIXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 84F NL (877816A2)NASDAQNQDDBXXNBC EXTENDIBLE LINEAR ACCRUAL 3.86% FLEX GIC SER 328 DSC (870841A2)NASDAQNQDGNXXNBC AUTO CALLABLE CONTINGENT INCOME USE CH 3DR DSC (880311A2)NASDAQNQEBCXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (879435A2)NASDAQNQENTXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (882294A2)NASDAQNQEQOXXNBC BARRIER BOOSTER CBK AR5 F NL (880240A2)NASDAQNQFDAXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (877874A2)NASDAQNQFNKXADT 1731 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2NASDAQNQFNLXADT 1763 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2NASDAQNQFNMXADT 1788 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2NASDAQNQFNNXADT 1806 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2NASDAQNQFNOXADT 1825 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2NASDAQNQFNPXADT 1847 NASDAQ Q-50 INDEX(SM) PORTFOLIO SERIES 2018-1QNASDAQNQFNQXADT 1863 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2018-2QNASDAQNQFNRXADT 1882 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2018-3QNASDAQNQFNSXADT 1898 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2018-4QNASDAQNQFNTXADT 1920 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2019-1QNASDAQNQFNUXADT 1934 NASDAQ Q-50 INDEX PORTFOLIO SERIES 2019-2QNASDAQNQFNVXADT 1947 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2019-3QNASDAQNQFNWXADT 1965 NASDAQ Q-50 INDEXSM PORTFOLIO SERIES 2019-4QNASDAQNQFNYXADT 1983 NASDAQ Q-50 INDEX PORTFOLIO SERIES 2020-1QNASDAQNQGAXNUVEEN GLOBAL EQUITY INCOME FUND CLASS ANASDAQNQGCXNUVEEN GLOBAL EQUITY INCOME FUND CLASS CNASDAQ