SMAL
SUMMIT BANCSHS CALIFstockOTC
EODSep 29, 2026
11.80USD+2.165%(+0.25)100
On 2026-09-02 there were 0 FTDs. The average number of FTDs per day for September 2026 is 186.
SMAL Fails-to-Deliver (FTDs)
Fails-to-Deliver
SMAL Fails-to-Deliver
Page 1 / 3
| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-01 | — | -372 | 7.9K | 2026-09-02 | 2026-10-06 | 12.49 | 0 |
| 2026-08-31 | 372 | +372 | 372 | 2026-09-01 | 2026-10-05 | 11.80 | 4,390 |
| 2026-08-27 | — | 0 | 672 | 2026-08-28 | 2026-10-01 | 11.00 | 0 |
| 2026-08-19 | — | 0 | 45.9K | 2026-08-20 | 2026-09-23 | 11.80 | 0 |
| 2026-08-18 | — | -300 | 48.9K | 2026-08-19 | 2026-09-22 | 11.75 | 0 |
| 2026-08-17 | 300 | +300 | 300 | 2026-08-18 | 2026-09-21 | 57.88 | 17,364 |
| 2026-08-13 | — | 0 | 2.2K | 2026-08-14 | 2026-09-17 | 57.90 | 0 |
| 2026-08-10 | — | 0 | 5.5K | 2026-08-11 | 2026-09-14 | 58.10 | 0 |
| 2026-08-07 | — | 0 | 2.0K | 2026-08-10 | 2026-09-11 | 58.00 | 0 |
| 2026-08-05 | — | 0 | 200 | 2026-08-06 | 2026-09-09 | 58.10 | 0 |
| 2026-08-04 | — | 0 | 100 | 2026-08-05 | 2026-09-08 | 58.10 | 0 |
| 2026-08-03 | — | 0 | 500 | 2026-08-04 | 2026-09-07 | 58.10 | 0 |
| 2026-07-30 | — | 0 | 783 | 2026-07-31 | 2026-09-03 | 58.10 | 0 |
| 2026-07-29 | — | 0 | 1.4K | 2026-07-30 | 2026-09-02 | 58.10 | 0 |
| 2026-07-28 | — | 0 | 2.8K | 2026-07-29 | 2026-09-01 | 58.10 | 0 |
| 2026-07-27 | — | 0 | 1.8K | 2026-07-28 | 2026-08-31 | 58.10 | 0 |
| 2026-07-24 | — | 0 | 6.3K | 2026-07-27 | 2026-08-28 | 58.16 | 0 |
| 2026-07-23 | — | 0 | 1.8K | 2026-07-24 | 2026-08-27 | 57.95 | 0 |
| 2026-07-22 | — | 0 | 3.7K | 2026-07-23 | 2026-08-26 | 58.25 | 0 |
| 2026-07-20 | — | 0 | 600 | 2026-07-21 | 2026-08-24 | 58.15 | 0 |
| 2026-07-16 | — | 0 | 4.1K | 2026-07-17 | 2026-08-20 | 58.10 | 0 |
| 2026-07-15 | — | 0 | 1.6K | 2026-07-16 | 2026-08-19 | 58.10 | 0 |
| 2026-07-14 | — | 0 | 1.7K | 2026-07-15 | 2026-08-18 | 58.05 | 0 |
| 2026-07-13 | — | 0 | 1.7K | 2026-07-14 | 2026-08-17 | 58.00 | 0 |
| 2026-07-10 | — | 0 | 2.3K | 2026-07-13 | 2026-08-14 | 58.00 | 0 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.