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HTGC
Hercules Capital, Inc.
stockNYSE

Market OpenOct 5, 2026 3:06:02 PM EDT
16.78USD+0.239%(+0.04)730,805
16.77Bid16.78Ask0.01Spread
Pre-marketOct 5, 2026 9:17:30 AM EDT
16.79USD+0.299%(+0.05)

HTGC Fails-to-Deliver (FTD) · Latest

On 2026-09-14 there were 7,249 FTDs. The average number of FTDs per day for September 2026 is 5,717.

HTGC Fails-to-Deliver (FTDs)

Fails-to-Deliver

HTGC Fails-to-Deliver

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Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-09-117,249+187860.6K2026-09-142026-10-1617.41126,205
2026-09-107,062-13,3061.2M2026-09-112026-10-1517.39122,808
2026-09-0920,368+13,6681.6M2026-09-102026-10-1417.61358,680
2026-09-086,700+4,6032.2M2026-09-092026-10-1317.72118,724
2026-09-042,097-5,877744.3K2026-09-082026-10-0917.6336,970
2026-09-037,974+7,9741.2M2026-09-042026-10-0817.72141,299
2026-09-02—01.2M2026-09-032026-10-0717.710
2026-09-01—01.5M2026-09-022026-10-0617.670
2026-08-31—-9,3311.2M2026-09-012026-10-0517.640
2026-08-289,331-30,3421.4M2026-08-312026-10-0217.48163,106
2026-08-2739,673+39,6733.5M2026-08-282026-10-0117.52695,071
2026-08-26—-421.4M2026-08-272026-09-3017.640
2026-08-2542-421.5M2026-08-262026-09-2917.59739
2026-08-2484-1,6691.8M2026-08-252026-09-2817.501,470
2026-08-211,753+1,4531.9M2026-08-242026-09-2517.1330,029
2026-08-20300-5471.7M2026-08-212026-09-2417.035,109
2026-08-19847+8211.4M2026-08-202026-09-2316.9014,314
2026-08-1826+261.6M2026-08-192026-09-2216.65433
2026-08-17—-15,4721.9M2026-08-182026-09-2116.540
2026-08-1415,472-2091.4M2026-08-172026-09-1816.70258,382
2026-08-1315,681+15,3341.9M2026-08-142026-09-1716.93265,479
2026-08-12347+3331.6M2026-08-132026-09-1616.605,760
2026-08-1114-91,5531.8M2026-08-122026-09-1516.67233
2026-08-1091,567+37,5582.2M2026-08-112026-09-1417.171,572,205
2026-08-0754,009-84,0201.7M2026-08-102026-09-1117.25931,655
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out