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HCXY
Hercules Capital, Inc. 6.25% Notes due 2033
stockNYSEStructured Product

At CloseOct 2, 2026
24.95USD0.000%(0.00)279
21.33Bid28.72Ask7.39Spread
After-hoursOct 2, 2026 4:10:30 PM EDT
24.95USD0.000%(0.00)

HCXY Fails-to-Deliver (FTD) · Latest

On 2026-09-14 there were 881 FTDs. The average number of FTDs per day for September 2026 is 676.

HCXY Fails-to-Deliver (FTDs)

Fails-to-Deliver

HCXY Fails-to-Deliver

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Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-09-11881+657712026-09-142026-10-1625.0422,060
2026-09-10816-4241.3K2026-09-112026-10-1525.1120,490
2026-09-091,240+3642.3K2026-09-102026-10-1425.0031,000
2026-09-08876+6092.9K2026-09-092026-10-1325.0521,944
2026-09-04267+2493.4K2026-09-082026-10-0925.026,680
2026-09-0318+124372026-09-042026-10-0825.00450
2026-09-026-1,9741.1K2026-09-032026-10-0724.92150
2026-09-011,980+1,9805.8K2026-09-022026-10-0625.1149,718
2026-08-31—-1,4525.4K2026-09-012026-10-0524.950
2026-08-281,452-1651.6K2026-08-312026-10-0224.9936,285
2026-08-271,617+1,5152.2K2026-08-282026-10-0124.9440,328
2026-08-26102+1022.0K2026-08-272026-09-3025.002,550
2026-08-25—01.5K2026-08-262026-09-2925.000
2026-08-24—02.6K2026-08-252026-09-2824.860
2026-08-21—01.6K2026-08-242026-09-2524.950
2026-08-20—-9331.3K2026-08-212026-09-2424.990
2026-08-19933+7522.1K2026-08-202026-09-2324.9123,241
2026-08-18181+1751.1K2026-08-192026-09-2225.004,525
2026-08-176-5989592026-08-182026-09-2125.06150
2026-08-14604-1007362026-08-172026-09-1825.0615,136
2026-08-13704+6682272026-08-142026-09-1725.0917,663
2026-08-1236+36—2026-08-132026-09-1625.00900
2026-08-11—01.5K2026-08-122026-09-1525.000
2026-08-10—-1044.1K2026-08-112026-09-1425.090
2026-08-07104+546712026-08-102026-09-1125.002,600
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out