chartexchange
EDTUTC-4 New York
Sign up
FeedbackDocs

GUG
Guggenheim Active Allocation Fund
stockNYSE

Market OpenOct 5, 2026 1:46:56 PM EDT
13.68USD-1.583%(-0.22)123,243
13.34Bid14.14Ask0.80Spread

GUG Fails-to-Deliver (FTD) · Latest

On 2026-09-14 there were 0 FTDs. The average number of FTDs per day for September 2026 is 43.

GUG Fails-to-Deliver (FTDs)

Fails-to-Deliver

GUG Fails-to-Deliver

Page 1 / 10
Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-09-11—-38975.5K2026-09-142026-10-1615.000
2026-09-10389+38997.3K2026-09-112026-10-1515.255,932
2026-09-09—065.0K2026-09-102026-10-1415.450
2026-09-08—060.3K2026-09-092026-10-1315.500
2026-09-04—051.7K2026-09-082026-10-0915.450
2026-09-03—0116.6K2026-09-042026-10-0815.500
2026-09-02—-195.1K2026-09-032026-10-0715.380
2026-09-011+1192.3K2026-09-022026-10-0615.3515
2026-08-31—077.6K2026-09-012026-10-0515.080
2026-08-28—076.0K2026-08-312026-10-0215.210
2026-08-27—0177.2K2026-08-282026-10-0115.040
2026-08-26—092.5K2026-08-272026-09-3015.300
2026-08-25—061.3K2026-08-262026-09-2915.210
2026-08-24—0120.3K2026-08-252026-09-2815.170
2026-08-21—0199.5K2026-08-242026-09-2515.120
2026-08-20—0191.6K2026-08-212026-09-2414.860
2026-08-19—084.6K2026-08-202026-09-2314.990
2026-08-18—0203.3K2026-08-192026-09-2214.930
2026-08-17—0222.3K2026-08-182026-09-2115.070
2026-08-14—0121.3K2026-08-172026-09-1815.270
2026-08-13—-2,947107.5K2026-08-142026-09-1715.380
2026-08-122,947+2,94764.4K2026-08-132026-09-1615.4545,531
2026-08-11—071.7K2026-08-122026-09-1515.460
2026-08-10—074.9K2026-08-112026-09-1415.410
2026-08-07—075.0K2026-08-102026-09-1115.490
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out