EFC/PD
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock
stockNYSEPreferred Stock
At CloseOct 2, 2026
23.00USD-1.330%(-0.31)1,342
After-hoursOct 2, 2026 4:10:30 PM EDT
23.00USD0.000%(0.00)
On 2026-09-14 there were 0 FTDs. The average number of FTDs per day for September 2026 is 3.
EFC/PD Fails-to-Deliver (FTDs)
Fails-to-Deliver
EFC/PD Fails-to-Deliver
Page 1 / 7
| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | — | 0 | 2.4K | 2026-09-14 | 2026-10-16 | 23.77 | 0 |
| 2026-09-10 | — | 0 | 661 | 2026-09-11 | 2026-10-15 | 23.71 | 0 |
| 2026-09-03 | — | 0 | 146 | 2026-09-04 | 2026-10-08 | 23.00 | 0 |
| 2026-09-02 | — | -8 | 1.3K | 2026-09-03 | 2026-10-07 | 22.81 | 0 |
| 2026-09-01 | 8 | 0 | 1.2K | 2026-09-02 | 2026-10-06 | 23.53 | 188 |
| 2026-08-31 | 8 | +8 | 476 | 2026-09-01 | 2026-10-05 | 23.36 | 187 |
| 2026-08-25 | — | 0 | 376 | 2026-08-26 | 2026-09-29 | 23.25 | 0 |
| 2026-08-24 | — | 0 | 205 | 2026-08-25 | 2026-09-28 | 23.25 | 0 |
| 2026-08-21 | — | 0 | 277 | 2026-08-24 | 2026-09-25 | 23.06 | 0 |
| 2026-08-20 | — | 0 | 274 | 2026-08-21 | 2026-09-24 | 22.80 | 0 |
| 2026-08-17 | — | 0 | 9.1K | 2026-08-18 | 2026-09-21 | 23.21 | 0 |
| 2026-08-14 | — | 0 | 208 | 2026-08-17 | 2026-09-18 | 22.56 | 0 |
| 2026-08-13 | — | 0 | 1.2K | 2026-08-14 | 2026-09-17 | 22.99 | 0 |
| 2026-08-11 | — | 0 | 217 | 2026-08-12 | 2026-09-15 | 23.08 | 0 |
| 2026-08-10 | — | 0 | 329 | 2026-08-11 | 2026-09-14 | 22.54 | 0 |
| 2026-08-06 | — | 0 | 875 | 2026-08-07 | 2026-09-10 | 22.80 | 0 |
| 2026-08-05 | — | 0 | 1.1K | 2026-08-06 | 2026-09-09 | 23.13 | 0 |
| 2026-07-31 | — | 0 | 257 | 2026-08-03 | 2026-09-04 | 22.99 | 0 |
| 2026-07-24 | — | 0 | 350 | 2026-07-27 | 2026-08-28 | 22.80 | 0 |
| 2026-07-22 | — | -731 | 772 | 2026-07-23 | 2026-08-26 | 22.82 | 0 |
| 2026-07-20 | 731 | +731 | 1.3K | 2026-07-21 | 2026-08-24 | 22.80 | 16,667 |
| 2026-07-17 | — | 0 | 414 | 2026-07-20 | 2026-08-21 | 22.80 | 0 |
| 2026-07-09 | — | -78 | 4.6K | 2026-07-10 | 2026-08-13 | 22.76 | 0 |
| 2026-07-01 | 78 | 0 | 2.5K | 2026-07-02 | 2026-08-05 | 22.96 | 1,791 |
| 2026-06-30 | 78 | +78 | 1.5K | 2026-07-01 | 2026-08-04 | 22.89 | 1,785 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.