CAT
Caterpillar Inc.
stockNYSE
At CloseNov 6, 2026 4:00:03 PM EST
560.74USD+1.282%(+7.10)4,791,177
Pre-marketNov 6, 2026 9:28:30 AM EST
568.56USD+2.695%(+14.92)
After-hoursNov 6, 2026 4:31:48 PM EST
559.08USD-0.296%(-1.66)
On 2026-10-14 there were 0 FTDs. The average number of FTDs per day for October 2026 is 710.
CAT Fails-to-Deliver (FTDs)
CAT Fails-to-Deliver
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| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-10-13 | — | 0 | 3.6M | 2026-10-14 | 2026-11-17 | 772.78 | 0 |
| 2026-10-12 | — | 0 | 1.5M | 2026-10-13 | 2026-11-16 | 799.37 | 0 |
| 2026-10-09 | — | -40 | 2.2M | 2026-10-12 | 2026-11-13 | 800.47 | 0 |
| 2026-10-08 | 40 | +40 | 2.8M | 2026-10-09 | 2026-11-12 | 796.18 | 31,847 |
| 2026-10-07 | — | 0 | 3.3M | 2026-10-08 | 2026-11-11 | 813.83 | 0 |
| 2026-10-06 | — | 0 | 2.0M | 2026-10-07 | 2026-11-10 | 863.44 | 0 |
| 2026-10-05 | — | -1,101 | 2.3M | 2026-10-06 | 2026-11-09 | 848.14 | 0 |
| 2026-10-02 | 1,101 | -4,853 | 2.4M | 2026-10-05 | 2026-11-06 | 845.42 | 930,807 |
| 2026-10-01 | 5,954 | +5,954 | 2.2M | 2026-10-02 | 2026-11-05 | 826.35 | 4,920,088 |
| 2026-09-30 | — | 0 | 2.0M | 2026-10-01 | 2026-11-04 | 810.79 | 0 |
| 2026-09-29 | — | -476 | 2.3M | 2026-09-30 | 2026-11-03 | 826.64 | 0 |
| 2026-09-28 | 476 | -525 | 2.2M | 2026-09-29 | 2026-11-02 | 819.95 | 390,296 |
| 2026-09-25 | 1,001 | +1,001 | 2.0M | 2026-09-28 | 2026-10-30 | 821.58 | 822,402 |
| 2026-09-24 | — | 0 | 2.2M | 2026-09-25 | 2026-10-29 | 805.25 | 0 |
| 2026-09-23 | — | 0 | 2.8M | 2026-09-24 | 2026-10-28 | 812.02 | 0 |
| 2026-09-22 | — | 0 | 2.1M | 2026-09-23 | 2026-10-27 | 808.01 | 0 |
| 2026-09-21 | — | -213 | 1.9M | 2026-09-22 | 2026-10-26 | 816.50 | 0 |
| 2026-09-18 | 213 | -17,602 | 4.8M | 2026-09-21 | 2026-10-23 | 808.99 | 172,315 |
| 2026-09-17 | 17,815 | +17,758 | 2.4M | 2026-09-18 | 2026-10-22 | 798.57 | 14,226,525 |
| 2026-09-16 | 57 | +57 | 2.6M | 2026-09-17 | 2026-10-21 | 782.72 | 44,615 |
| 2026-09-15 | — | -2,719 | 2.3M | 2026-09-16 | 2026-10-20 | 783.54 | 0 |
| 2026-09-14 | 2,719 | +2,719 | 2.4M | 2026-09-15 | 2026-10-19 | 784.00 | 2,131,696 |
| 2026-09-11 | — | -4,237 | 1.8M | 2026-09-14 | 2026-10-16 | 818.57 | 0 |
| 2026-09-10 | 4,237 | +4,236 | 1.8M | 2026-09-11 | 2026-10-15 | 805.00 | 3,410,785 |
| 2026-09-09 | 1 | -129 | 1.9M | 2026-09-10 | 2026-10-14 | 815.56 | 816 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.