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AFSM
First Trust Active Factor Small Cap ETF
stockNYSEETF

At CloseNov 13, 2026 3:59:30 PM EST
39.08USD-0.159%(-0.06)23,963

AFSM Fails-to-Deliver (FTD) · Latest

On 2026-10-14 there were 4 FTDs. The average number of FTDs per day for October 2026 is 1,287.

AFSM Fails-to-Deliver (FTDs)

AFSM Fails-to-Deliver

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Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-10-134-55712.1K2026-10-142026-11-1739.95160
2026-10-12561+5619.3K2026-10-132026-11-1639.9022,384
2026-10-09—-1,37618.0K2026-10-122026-11-1339.970
2026-10-081,376-18012.7K2026-10-092026-11-1239.8154,779
2026-10-071,556-1,43245.1K2026-10-082026-11-1139.5961,602
2026-10-062,988+2,39743.1K2026-10-072026-11-1039.93119,311
2026-10-05591-1,3995.0K2026-10-062026-11-0940.2223,770
2026-10-021,990-1,31233.7K2026-10-052026-11-0640.0079,600
2026-10-013,302+2,800128.9K2026-10-022026-11-0539.60130,759
2026-09-30502-1,0885.2K2026-10-012026-11-0439.1919,673
2026-09-291,590-1,29214.6K2026-09-302026-11-0339.5362,853
2026-09-282,882+2,13416.3K2026-09-292026-11-0239.55113,983
2026-09-25748-32115.2K2026-09-282026-10-3039.7529,733
2026-09-241,069-3,29912.2K2026-09-252026-10-2939.5942,322
2026-09-234,368+4569.3K2026-09-242026-10-2839.44172,274
2026-09-223,912+3,31611.2K2026-09-232026-10-2740.00156,480
2026-09-21596-5645.4K2026-09-222026-10-2639.8623,757
2026-09-181,160+3279.4K2026-09-212026-10-2339.7246,075
2026-09-17833+6398.5K2026-09-182026-10-2239.8933,228
2026-09-16194+19412.1K2026-09-172026-10-2139.767,713
2026-09-15—-1,6838.5K2026-09-162026-10-2039.620
2026-09-141,683+1,5768.1K2026-09-152026-10-1939.8267,017
2026-09-11107-459.9K2026-09-142026-10-1640.024,282
2026-09-10111-2467.6K2026-09-112026-10-1539.684,404
2026-09-09357+868.4K2026-09-102026-10-1440.0314,291
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out