GAIN
Gladstone Investment CorporationstockNASDAQ
At CloseOct 2, 2026 3:59:58 PM EDT
15.65USD-0.572%(-0.09)100,199
On 2026-09-14 there were 0 FTDs. The average number of FTDs per day for September 2026 is 63.
GAIN Fails-to-Deliver (FTDs)
Fails-to-Deliver
GAIN Fails-to-Deliver
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| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | — | 0 | 225.7K | 2026-09-14 | 2026-10-16 | 15.90 | 0 |
| 2026-09-10 | — | 0 | 165.7K | 2026-09-11 | 2026-10-15 | 16.05 | 0 |
| 2026-09-09 | — | -508 | 252.9K | 2026-09-10 | 2026-10-14 | 16.12 | 0 |
| 2026-09-08 | 508 | +508 | 276.6K | 2026-09-09 | 2026-10-13 | 16.24 | 8,250 |
| 2026-09-04 | — | 0 | 138.9K | 2026-09-08 | 2026-10-09 | 16.40 | 0 |
| 2026-09-03 | — | 0 | 109.0K | 2026-09-04 | 2026-10-08 | 16.38 | 0 |
| 2026-09-02 | — | 0 | 111.3K | 2026-09-03 | 2026-10-07 | 16.40 | 0 |
| 2026-09-01 | — | -56 | 141.0K | 2026-09-02 | 2026-10-06 | 16.37 | 0 |
| 2026-08-31 | 56 | -786 | 224.9K | 2026-09-01 | 2026-10-05 | 16.56 | 927 |
| 2026-08-28 | 842 | +842 | 105.9K | 2026-08-31 | 2026-10-02 | 16.43 | 13,834 |
| 2026-08-27 | — | -1,355 | 124.3K | 2026-08-28 | 2026-10-01 | 16.40 | 0 |
| 2026-08-26 | 1,355 | +1,355 | 95.7K | 2026-08-27 | 2026-09-30 | 16.39 | 22,208 |
| 2026-08-25 | — | 0 | 254.1K | 2026-08-26 | 2026-09-29 | 16.49 | 0 |
| 2026-08-24 | — | 0 | 144.3K | 2026-08-25 | 2026-09-28 | 16.51 | 0 |
| 2026-08-21 | — | 0 | 105.3K | 2026-08-24 | 2026-09-25 | 16.36 | 0 |
| 2026-08-20 | — | -10 | 130.7K | 2026-08-21 | 2026-09-24 | 16.35 | 0 |
| 2026-08-19 | 10 | +10 | 177.2K | 2026-08-20 | 2026-09-23 | 16.27 | 163 |
| 2026-08-18 | — | 0 | 207.0K | 2026-08-19 | 2026-09-22 | 16.18 | 0 |
| 2026-08-17 | — | 0 | 346.1K | 2026-08-18 | 2026-09-21 | 16.34 | 0 |
| 2026-08-14 | — | 0 | 218.2K | 2026-08-17 | 2026-09-18 | 16.31 | 0 |
| 2026-08-13 | — | 0 | 180.9K | 2026-08-14 | 2026-09-17 | 16.53 | 0 |
| 2026-08-12 | — | 0 | 152.7K | 2026-08-13 | 2026-09-16 | 16.42 | 0 |
| 2026-08-11 | — | -24 | 155.3K | 2026-08-12 | 2026-09-15 | 16.46 | 0 |
| 2026-08-10 | 24 | +24 | 183.8K | 2026-08-11 | 2026-09-14 | 16.35 | 392 |
| 2026-08-07 | — | 0 | 547.7K | 2026-08-10 | 2026-09-11 | 16.59 | 0 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.