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FYC
First Trust Small Cap Growth AlphaDEX Fund
stockNASDAQETF

At CloseOct 2, 2026 3:59:52 PM EDT
116.39USD+0.762%(+0.88)135,052

FYC Fails-to-Deliver (FTD) · Latest

On 2026-09-14 there were 5,519 FTDs. The average number of FTDs per day for September 2026 is 1,953.

FYC Fails-to-Deliver (FTDs)

Fails-to-Deliver

FYC Fails-to-Deliver

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Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-09-115,519+4,86730.6K2026-09-142026-10-16116.85644,895
2026-09-10652-59643.0K2026-09-112026-10-15116.1775,743
2026-09-091,248+78340.0K2026-09-102026-10-14117.75146,952
2026-09-08465+46548.5K2026-09-092026-10-13119.1355,395
2026-09-04—-5266.3K2026-09-082026-10-09119.540
2026-09-0352+5256.6K2026-09-042026-10-08119.506,214
2026-09-02—-2,47060.3K2026-09-032026-10-07119.010
2026-09-012,470-4,69944.0K2026-09-022026-10-06117.75290,843
2026-08-317,169-8,33043.4K2026-09-012026-10-05119.63857,627
2026-08-2815,499-43587.8K2026-08-312026-10-02120.521,867,939
2026-08-2715,934+12,84486.1K2026-08-282026-10-01122.561,952,871
2026-08-263,090+3,09037.6K2026-08-272026-09-30121.91376,702
2026-08-25—-538.9K2026-08-262026-09-29121.960
2026-08-245-4,409144.3K2026-08-252026-09-28121.07605
2026-08-214,414+4,414247.8K2026-08-242026-09-25122.00538,508
2026-08-20—-17076.2K2026-08-212026-09-24121.140
2026-08-19170-20,26746.7K2026-08-202026-09-23122.9520,902
2026-08-1820,437+3,79836.6K2026-08-192026-09-22122.252,498,423
2026-08-1716,639+8,40647.0K2026-08-182026-09-21123.822,060,241
2026-08-148,233+8,23352.5K2026-08-172026-09-18124.411,024,268
2026-08-13—-38650.9K2026-08-142026-09-17123.510
2026-08-12386-86240.2K2026-08-132026-09-16123.2347,567
2026-08-111,248-27,05944.8K2026-08-122026-09-15122.54152,930
2026-08-1028,307+3,64147.8K2026-08-112026-09-14122.523,468,174
2026-08-0724,666+19,49982.3K2026-08-102026-09-11123.053,035,151
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out