ALPS
ALPS Group IncstockNASDAQ
At CloseNov 2, 2026 12:25:49 PM EST
0.30USD+1.500%(0.00)49,173
Pre-marketNov 2, 2026 8:10:30 AM EST
0.3299USD+9.967%(+0.0299)
After-hoursNov 2, 2026 4:38:30 PM EST
0.3429USD+12.611%(+0.0384)
On 2026-10-13 there were 400 FTDs. The average number of FTDs per day for October 2026 is 50.
ALPS Fails-to-Deliver (FTDs)
ALPS Fails-to-Deliver
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| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-10-12 | 400 | +400 | 18.7K | 2026-10-13 | 2026-11-16 | 0.3500 | 140 |
| 2026-10-09 | — | 0 | 54.5K | 2026-10-12 | 2026-11-13 | 0.3700 | 0 |
| 2026-10-08 | — | 0 | 4.9K | 2026-10-09 | 2026-11-12 | 0.3700 | 0 |
| 2026-10-07 | — | 0 | 21.7K | 2026-10-08 | 2026-11-11 | 0.3400 | 0 |
| 2026-10-05 | — | 0 | 69.4K | 2026-10-06 | 2026-11-09 | 0.3900 | 0 |
| 2026-10-02 | — | 0 | 5.6K | 2026-10-05 | 2026-11-06 | 0.3800 | 0 |
| 2026-10-01 | — | 0 | 7.2K | 2026-10-02 | 2026-11-05 | 0.3890 | 0 |
| 2026-09-30 | — | 0 | 57.5K | 2026-10-01 | 2026-11-04 | 0.4000 | 0 |
| 2026-09-29 | — | 0 | 28.1K | 2026-09-30 | 2026-11-03 | 0.4000 | 0 |
| 2026-09-28 | — | 0 | 118.0K | 2026-09-29 | 2026-11-02 | 0.4000 | 0 |
| 2026-09-23 | — | 0 | 46.9K | 2026-09-24 | 2026-10-28 | 0.4000 | 0 |
| 2026-09-21 | — | -1,982 | 66.5K | 2026-09-22 | 2026-10-26 | 0.4000 | 0 |
| 2026-09-18 | 1,982 | +1,982 | — | 2026-09-21 | 2026-10-23 | 0.4000 | 793 |
| 2026-09-16 | — | -449 | 113.2K | 2026-09-17 | 2026-10-21 | 0.4000 | 0 |
| 2026-09-15 | 449 | +449 | 108.5K | 2026-09-16 | 2026-10-20 | 0.4000 | 180 |
| 2026-09-14 | — | -92,814 | 61.1K | 2026-09-15 | 2026-10-19 | 0.4000 | 0 |
| 2026-09-11 | 92,814 | +1,944 | 139.7K | 2026-09-14 | 2026-10-16 | 0.4000 | 37,126 |
| 2026-09-10 | 90,870 | +90,792 | 3.7K | 2026-09-11 | 2026-10-15 | 0.3800 | 34,531 |
| 2026-09-09 | 78 | -462 | 53.0K | 2026-09-10 | 2026-10-14 | 0.3900 | 30 |
| 2026-09-08 | 540 | -242 | 51.6K | 2026-09-09 | 2026-10-13 | 0.3900 | 211 |
| 2026-09-04 | 782 | -7,370 | 48.6K | 2026-09-08 | 2026-10-09 | 0.3800 | 297 |
| 2026-09-02 | 8,152 | +6,513 | 66.8K | 2026-09-03 | 2026-10-07 | 0.3800 | 3,098 |
| 2026-09-01 | 1,639 | +774 | 41.2K | 2026-09-02 | 2026-10-06 | 0.3900 | 639 |
| 2026-08-31 | 865 | -1,001 | 35.9K | 2026-09-01 | 2026-10-05 | 0.3900 | 337 |
| 2026-08-28 | 1,866 | +1,866 | — | 2026-08-31 | 2026-10-02 | 0.3800 | 709 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.