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UAUG
Innovator U.S. Equity Ultra Buffer ETF - August
stockBATSETF

At CloseOct 2, 2026 2:53:35 PM EDT
43.11USD+0.279%(+0.12)7,425

UAUG Fails-to-Deliver (FTD) · Latest

On 2026-09-14 there were 832 FTDs. The average number of FTDs per day for September 2026 is 4,324.

UAUG Fails-to-Deliver (FTDs)

Fails-to-Deliver

UAUG Fails-to-Deliver

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Trade
Date (T)1		Fails-to-
Deliver2		FTD
Change		Trade
Vol.		Settlement
Date (T+B)4		Closing
Deadline
(T+35C)5		Price3$
Notional
2026-09-11832-1,1566.8K2026-09-142026-10-1642.9335,718
2026-09-101,988-2,01225.8K2026-09-112026-10-1542.7584,987
2026-09-094,000-1,47010.1K2026-09-102026-10-1442.89171,560
2026-09-085,470+1,82011.0K2026-09-092026-10-1342.98235,101
2026-09-043,650-12,3886.7K2026-09-082026-10-0943.07157,206
2026-09-0316,038+11,61537.4K2026-09-042026-10-0843.16692,200
2026-09-024,423+2,90215.2K2026-09-032026-10-0742.91189,791
2026-09-011,521+53016.2K2026-09-022026-10-0642.8465,160
2026-08-31991-29531.5K2026-09-012026-10-0542.9842,593
2026-08-281,286-73511.2K2026-08-312026-10-0243.0155,311
2026-08-272,021+54817.8K2026-08-282026-10-0143.0486,984
2026-08-261,473-3733.0K2026-08-272026-09-3042.9263,221
2026-08-251,510-3,08616.5K2026-08-262026-09-2942.9464,839
2026-08-244,596+4416.0K2026-08-252026-09-2842.86196,985
2026-08-214,552+4,55228.0K2026-08-242026-09-2542.91195,326
2026-08-20—-1,180,46917.8K2026-08-212026-09-2442.840
2026-08-191,180,469+1,180,1481.2M2026-08-202026-09-2343.0050,760,167
2026-08-18321-2,32732.3K2026-08-192026-09-2242.9513,787
2026-08-172,648+2,36086.5K2026-08-182026-09-2143.06114,023
2026-08-14288-34,63631.7K2026-08-172026-09-1843.1212,419
2026-08-1334,924+31,13444.0K2026-08-142026-09-1743.141,506,621
2026-08-123,790+1,99953.3K2026-08-132026-09-1643.03163,084
2026-08-111,791+1,16121.9K2026-08-122026-09-1542.9776,959
2026-08-10630+63019.9K2026-08-112026-09-1443.0127,096
2026-08-07—-75427.3K2026-08-102026-09-1143.010
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.
FTD Release HistoryWe track the SEC's FTD publication schedule and flag when releases are late.Check it out