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NASDAQ CVIVPAXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER A-1 CONVERTIBLE PRFD
NASDAQ CVIVPBXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER A-2 CONVERTIBLE PRFD
NASDAQ CVIVPCXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER B CONVERTIBLE PRFD
NASDAQ CVIVPDXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER C CONVERTIBLE PRFD
NASDAQ CVIVPEXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER D CONVERTIBLE PRFD
NASDAQ CVIVPFXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER E CONVERTIBLE PRFD
NASDAQ CVIVPGXCONVIVA SHARE CL LEVEL PRFD SHARE CL TYPE SER F CONVERTIBLE PRFD
NASDAQ CVIVZZXCONVIVA - COMPANY LEVEL
NASDAQ CVIXXXCAUSEWAY INTERNATIONAL VALUE EQUITY CIT - CLASS 1
NASDAQ CVKFXVICTORY PIONEER DISCIPLINED VALUE FUND CLASS R6
NASDAQ CVLCXCALAMOS GLOBAL GROWTH AND INCOME FUND CLASS C
NASDAQ CVLDXCALAMOS GLOBAL GROWTH AND INCOME FUND CLASS B
NASDAQ CVLEXCULLEN VALUE FD RETAIL CL
NASDAQ CVLFXCULLEN VALUE FD CL C
NASDAQ CVLOXCALAMOS GLOBAL GROWTH AND INCOME FUND CLASS A
NASDAQ CVLRXCALAMOS GLOBAL GROWTH AND INCOME FUND-CLASS R
NASDAQ CVLTXCALAMOS GLOBAL GROWTH AND INCOME FUND CLASS T
NASDAQ CVLVXCULLEN VALUE FD CL I
NASDAQ CVMAXCALVERT EMERGING MARKETS EQUITY FUND CLASS A
NASDAQ CVMCXCALVERT EMERGING MARKETS EQUITY FUND CLASS C
NASDAQ CVMGXRIDGEWORTH FDS AGGRESSIVE GROWTH ALLOCATION STRAT
NASDAQ CVMIXCALVERT EMERGING MARKETS EQUITY FUND CLASS I
NASDAQ CVMRXCALVERT EMERGING MARKETS EQUITY FUND R6 CLASS
NASDAQ CVMYXCALVERT EMERGING MARKETS EQUITY FUND CLASS Y
NASDAQ CVOWXCOLUMBIA SMALL/MID CAP VALUE FUND T
NASDAQ CVQTXCOLUMBIA DISCIPLINED VALUE FUND CLASS V
NASDAQ CVQZXCOLUMBIA DISCIPLINED VALUE FUND CLASS I
NASDAQ CVRAXCVR DYNAMIC ALLOCATION FUND - INSTITUTIONAL SHARES
NASDAQ CVRDXCONNORS HEDGED EQUITY FUND - INSTITUTIONAL CLASS
NASDAQ CVRFXPIONEER DISCIPLINED VALUE FD CL R
NASDAQ CVRVXCVR DYNAMIC ALLOCATION FUND - INVESTOR SHARES
NASDAQ CVSCXCALAMOS MARKET NEUTRAL FD CL C
NASDAQ CVSDXCOLUMBIA MULTI-MANAGER VALUE STRATEGIES FUND CL I3
NASDAQ CVSIXCALAMOS MARKET NEUTRAL FUND CLASS A
NASDAQ CVSOXCALAMOS MARKET NEUTRAL INCOME FUND CLASS R6
NASDAQ CVSRXCALAMOS MARKET NEUTRAL INCOME FUND-CLASS R
NASDAQ CVSTXCALAMOS MARKET NEUTRAL INCOME FUND CLASS T
NASDAQ CVTAAXADT 2083 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTABXADT 1560 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTACXADT 2124 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTADXADT 2152 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTAEXADT 2183 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTAFXADT 2212 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTAGXADT 2239 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTAHXADT 2263 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTAIXADT 2292 C&S COV CALL & INC STRTG CLOSED-END SERIES 2025-2
NASDAQ CVTAJXADT 2321 C&S COV CALL & INC STRTG CLOSED-END SERIES 2026-1
NASDAQ CVTCXCALAMOS GROWTH & INCOME FUND CLASS C
NASDAQ CVTRXCALAMOS GROWTH & INCOME FUND CLASS A
NASDAQ CVTTXCALAMOS GROWTH AND INCOME FUND CLASS T
NASDAQ CVTWGXADT 1661 COVERED CALL & INCOME STRATEGIES CLOSED-
NASDAQ CVTWHXADT 1708 COVERED CALL & INCOME STRATEGIES CLOSED-
NASDAQ CVTWIXADT 1739 COHEN & STEERS COVERED CALL & INCOME STR
NASDAQ CVTWJXADT 1772 COHEN & STEERS COVERED CALL & INCOME STR
NASDAQ CVTWKXADT 1794 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWLXADT 1812 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWMXADT 1832 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWNXADT 1852 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWOXADT 1866 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWPXADT 1888 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWQXADT 1902 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWRXADT 1924 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWSXADT 1926 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWTXADT 1958 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWUXADT 1969 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWVXADT 1990 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWWXADT 2012 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWYXADT 2030 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTWZXADT 2056 COHEN & STEERS COVERED CALL & INCOME STRATEGIES CLOSED-END PO
NASDAQ CVTYXCALAMOS GROWTH & INCOME FUND CLASS B
NASDAQ CVVRXCOLUMBIA SMALL CAP VALUE FUND I CLASS ADV
NASDAQ CVXAXSPOUTING ROCK/CONVEX GLOBAL DYNAMIC RISK FUND - A
NASDAQ CVXIXSPOUTING ROCK/CONVEX GLOBAL DYNAMIC RISK FUND - I
NASDAQ CWAAXFIRST TRUST MANAGED MUNICIPAL FUND CLASS A
NASDAQ CWABXCWB ONYX GLOBAL EQUITY FUND - SERIES O NL (429802A3)
NASDAQ CWACXFIRST TRUST MANAGED MUNICIPAL FUND CLASS C
NASDAQ CWADXTACTICAL SOVEREIGN BOND FUND SERIES A DSC (280A2)
NASDAQ CWAEXCWB ONYX CANADIAN EQUITY FUND - SERIES O NL (429801A3)
NASDAQ CWAFXCWB ONYX DIVERSIFIED INCOME FUND - SERIES O NL (429794A3)
NASDAQ CWAIXFIRST TRUST MANAGED MUNICIPAL FUND CLASS I
NASDAQ CWAJXCI FORGE FIRST LONG SHORT ALTERNATIVE FUND SERIES I NL (876375A2)
NASDAQ CWBAXCWB ONYX GLOBAL EQUITY FUND - SERIES O NL (429802A2)
NASDAQ CWBBXCWB ONYX CANADIAN EQUITY FUND - SERIES O NL (429801A2)
NASDAQ CWBCXCAPITAL WORLD BOND FUND CLASS C SHARES C
NASDAQ CWBDXCWB ONYX DIVERSIFIED INCOME FUND - SERIES O NL (429794A2)
NASDAQ CWBFXCAPITAL WORLD BOND FUND CLASS A SHARES
NASDAQ CWBIXINSIGHT INVESTMENT GRADE BOND FUND - INSTITUTIONA
NASDAQ CWBNXINSIGHT INVESTMENT GRADE BOND FUND - CLASS A SHAR
NASDAQ CWBWXCWB ONYX NORTH AMERICAN EQUITY FUND SERIES O NL (817001A3)
NASDAQ CWCFXCHRISTOPHER WEIL & COMPANY CORE INVESTMENT FD
NASDAQ CWEAXCATALYST/WELTON ADVANTAGE MULTI-STRATEGY FUND CLASS A
NASDAQ CWECXCATALYST/WELTON ADVANTAGE MULTI-STRATEGY FUND CLASS C
NASDAQ CWEIXCATALYST/WELTON ADVANTAGE MULTI-STRATEGY FUND CLASS I
NASDAQ CWEYXCALVERT WORLD VALUE FUND INTERNATIONAL EQUITY CLA
NASDAQ CWFAXCARILLON CHARTWELL SHORT DURATION HIGH YIELD FUND CLASS A
NASDAQ CWFCXCARILLON CHARTWELL SHORT DURATION HIGH YIELD FUND CLASS C
NASDAQ CWFIXCARILLON CHARTWELL SHORT DURATION HIGH YIELD FUND CLASS I
NASDAQ CWFRXCARILLON CHARTWELL SHORT DURATION HIGH YIELD FUND CLASS R-6
NASDAQ CWGCXAMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS C SHARES
NASDAQ CWGFXAMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F-1 SHS

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