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NASDAQ CHYIXCITY NATIONAL ROCHDALE HIGH YIELD BOND FUND SERVICING CLASS
NASDAQ CHYJXREAL ESTATE INVESTMENT CORPORATE CLASS (CLASS WT8) FE (294894A2)
NASDAQ CHYKXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES A SHARES) DSC (7896A5)
NASDAQ CHYLXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES A SHARES) ISC (7896A3)
NASDAQ CHYNXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES A SHARES) LSC (7896A2)
NASDAQ CHYOXCMG TACTICAL BOND FUND - CLASS I
NASDAQ CHYPXREAL ESTATE INVESTMENT CORP CLASS (SERIES E SHARES) DSC (243822A5)
NASDAQ CHYQXREAL ESTATE INVESTMENT CORP CLASS (SERIES E SHARES) ISC (243822A3)
NASDAQ CHYRXCALAMOS HIGH INCOME FUND CLASS R
NASDAQ CHYSXREAL ESTATE INVESTMENT CORP CLASS (SERIES E SHARES) LSC (243822A2)
NASDAQ CHYTXCALAMOS HIGH INCOME FUND CLASS T
NASDAQ CHYUXREAL ESTATE INVESTMENT CORP CLASS (SERIES ET8 SHARES) DSC (294900A5)
NASDAQ CHYVXREAL ESTATE INVESTMENT CORP CLASS (SERIES ET8 SHARES) FE (294900A3)
NASDAQ CHYWXREAL ESTATE INVESTMENT CORP CLASS (SERIES ET8 SHARES) LSC (294900A2)
NASDAQ CHYYXCOLUMBIA HIGH YIELD BOND FUND CLASS I3
NASDAQ CHYZXCOLUMBIA HIGH YIELD BOND FUND CLASS I
NASDAQ CHZAXREAL ESTATE INVESTMENT CORP CLASS (SERIES F SHARES) NL (444008A2)
NASDAQ CHZBXREAL ESTATE INVESTMENT CORP CLASS (SERIES FT8 SHARES) NL (442181A2)
NASDAQ CHZCXREAL ESTATE INVESTMENT CORP CLASS (SERIES I SHARES) NL (243804A2)
NASDAQ CHZDXREAL ESTATE INVESTMENT CORP CLASS (SERIES IT8 SHARES) NL (294893A2)
NASDAQ CHZEXREAL ESTATE INVESTMENT CORP CLASS (SERIES OF SHARES) NL (241269A2)
NASDAQ CHZFXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES W SHARES) DSC (7913A5)
NASDAQ CHZGXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES W SHARES) ISC (7913A3)
NASDAQ CHZHXREAL ESTATE INVESTMENT CORPORATE CLASS (SERIES W SHARES) LSC (7913A2)
NASDAQ CHZIXREAL ESTATE INVESTMENT POOL (SERIES A UNITS) DSC (6645A5)
NASDAQ CHZJXREAL ESTATE INVESTMENT POOL (SERIES A UNITS) FE (6645A3)
NASDAQ CHZKXREAL ESTATE INVESTMENT POOL (SERIES A UNITS) LSC (6645A2)
NASDAQ CHZLXREAL ESTATE INVESTMENT POOL (SERIES E UNITS) DSC (243787A5)
NASDAQ CHZMXREAL ESTATE INVESTMENT POOL (SERIES E UNITS) FE (243787A3)
NASDAQ CHZNXREAL ESTATE INVESTMENT POOL (SERIES E UNITS) LSC (243787A2)
NASDAQ CHZOXREAL ESTATE INVESTMENT POOL (SERIES F UNITS) NL (444003A2)
NASDAQ CHZPXREAL ESTATE INVESTMENT POOL (SERIES I UNITS) NL (243768A2)
NASDAQ CHZQXREAL ESTATE INVESTMENT POOL (SERIES OF UNITS) NL (309231A3)
NASDAQ CHZRXREAL ESTATE INVESTMENT POOL (SERIES W UNITS) DSC (749A9)
NASDAQ CHZSXREAL ESTATE INVESTMENT POOL (SERIES W UNITS) FE (749A4)
NASDAQ CHZTXREAL ESTATE INVESTMENT POOL (SERIES W UNITS) ISC (749A5)
NASDAQ CHZUXREAL ESTATE INVESTMENT POOL (SERIES W UNITS) LSC (749A2)
NASDAQ CHZVXSHORT TERM INCOME CORPORATE CLASS (CLASS WT8) FE (294890A2)
NASDAQ CHZWXSHORT TERM INCOME CORPORATE CLASS (SERIES A SHARES) DSC (7881A5)
NASDAQ CHZYXSHORT TERM INCOME CORPORATE CLASS (SERIES A SHARES) ISC (7881A3)
NASDAQ CHZZXSHORT TERM INCOME CORPORATE CLASS (SERIES A SHARES) LSC (7881A2)
NASDAQ CIAAXCATALYST INSIDER LONG/SHORT FD CL A
NASDAQ CIABXWESTERN ASSET SHORT DURATION MUNICIPAL INCOME FUND CLASS C2
NASDAQ CIACXCATALYST INSIDER LONG/SHORT FD CL C
NASDAQ CIADXSHORT TERM INCOME CORPORATE CLASS (SERIES ET8 SHARES) DSC (294892A5)
NASDAQ CIAEXSHORT TERM INCOME CORPORATE CLASS (SERIES ET8 SHARES) FE (294892A3)
NASDAQ CIAFXSHORT TERM INCOME CORPORATE CLASS (SERIES ET8 SHARES) LSC (294892A2)
NASDAQ CIAGXAB CAP FUND INC - AB INTERNATIONAL GROWTH PORTFOLIO - A
NASDAQ CIAHXSHORT TERM INCOME CORPORATE CLASS (SERIES F SHARES) NL (444013A2)
NASDAQ CIAIXCATALYST INSIDER LONG/SHORT FUND CLASS I
NASDAQ CIAJXSHORT TERM INCOME CORPORATE CLASS (SERIES FT8 SHARES) NL (442229A2)
NASDAQ CIAKXSHORT TERM INCOME CORPORATE CLASS (SERIES I SHARES) NL (243791A2)
NASDAQ CIALXSHORT TERM INCOME CORPORATE CLASS (SERIES IT8 SHARES) NL (294882A2)
NASDAQ CIAMXSHORT TERM INCOME CORPORATE CLASS (SERIES OF SHARES) NL (241256A2)
NASDAQ CIANXSHORT TERM INCOME CORPORATE CLASS (SERIES W SHARES) DSC (7900A5)
NASDAQ CIAOXCAPITAL ADVISORS GROWTH FD A SERIES OF ADVISORS SERIES TRUST
NASDAQ CIAPXSHORT TERM INCOME CORPORATE CLASS (SERIES W SHARES) ISC (7900A3)
NASDAQ CIAQXSHORT TERM INCOME CORPORATE CLASS (SERIES W SHARES) LSC (7900A2)
NASDAQ CIARXSHORT TERM INCOME CORPORATE CLASS E DSC (243809A5)
NASDAQ CIASXSHORT TERM INCOME CORPORATE CLASS E ISC (243809A3)
NASDAQ CIATXSHORT TERM INCOME CORPORATE CLASS E LSC (243809A2)
NASDAQ CIAUXSHORT TERM INCOME POOL (SERIES A UNITS) DSC (6632A5)
NASDAQ CIAVXSHORT TERM INCOME POOL (SERIES A UNITS) FE (6632A3)
NASDAQ CIAWXSHORT TERM INCOME POOL (SERIES A UNITS) LSC (6632A2)
NASDAQ CIAYXSHORT TERM INCOME POOL (SERIES E UNITS) DSC (243774A5)
NASDAQ CIAZXSHORT TERM INCOME POOL (SERIES E UNITS) FE (243774A3)
NASDAQ CIBAXSHORT TERM INCOME POOL (SERIES E UNITS) LSC (243774A2)
NASDAQ CIBCXCAPITAL INCOME BUILDER CL C SHS
NASDAQ CIBEXSHORT TERM INCOME POOL (SERIES F UNITS) NL (444018A2)
NASDAQ CIBFXCAPITAL INCOME BUILDER CL F-1 SHS
NASDAQ CIBGXSHORT TERM INCOME POOL (SERIES I UNITS) NL (243753A2)
NASDAQ CIBHXSHORT TERM INCOME POOL (SERIES OF UNITS) NL (242666A3)
NASDAQ CIBJXSHORT TERM INCOME POOL (SERIES W UNITS) DSC (751A9)
NASDAQ CIBKXCOLUMBIA TOTAL RETURN BOND FUND CLASS K
NASDAQ CIBLXSHORT TERM INCOME POOL (SERIES W UNITS) FE (751A4)
NASDAQ CIBMXSHORT TERM INCOME POOL (SERIES W UNITS) ISC (751A5)
NASDAQ CIBNXSHORT TERM INCOME POOL (SERIES W UNITS) LSC (751A3)
NASDAQ CIBOXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES A) DSC (7897A5)
NASDAQ CIBPXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES A) ISC (7897A3)
NASDAQ CIBQXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES A) LSC (7897A2)
NASDAQ CIBRXCOLUMBIA TOTAL RETURN BOND FUND CLASS R
NASDAQ CIBSXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) DSC (243823A4)
NASDAQ CIBTXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) ISC (243823A5)
NASDAQ CIBUXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES E) LSC (243823A2)
NASDAQ CIBVXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) DSC (294810A5)
NASDAQ CIBWXCOLUMBIA TOTAL RETURN BOND FUND CLASS T
NASDAQ CIBYXCOLUMBIA INCOME BUILDER FUND CLASS I3
NASDAQ CIBZXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) FE (294810A3)
NASDAQ CICAXTHE INVESTMENT COMPANY OF AMERICA CLASS 529-A SHARES
NASDAQ CICCXTHE INVESTMENT COMPANY OF AMERICA CLASS 529-C SHARES
NASDAQ CICDXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES ET8) LSC (294810A2)
NASDAQ CICEXTHE INVESTMENT COMPANY OF AMERICA CLASS 529-E SHARES
NASDAQ CICFXTHE INVESTMENT COMPANY OF AMERICA CLASS 529-F-1 SHS
NASDAQ CICGXAB CAP FUND INC - AB INTERNATIONAL GROWTH PORTFOLIO - C
NASDAQ CICHCAXCLICK THERAPEUTICS SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STOCK
NASDAQ CICHPAXCLICK THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCK
NASDAQ CICHPBXCLICK THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STOCK
NASDAQ CICHPCXCLICK THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER C PRFD STOCK
NASDAQ CICHPDXCLICK THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER C-1 PRFD STOC
NASDAQ CICHXSTRATEGIC FIXED INCOME CORPORATE CLASS (SERIES F) NL (443998A2)

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