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NASDAQ CHBWXCI U.S DIVIDEND REGISTERED FUND (SERIES E UNITS) FE (411960A2)
NASDAQ CHBYXCI U.S DIVIDEND REGISTERED FUND (SERIES EF UNITS) NL (421648A2)
NASDAQ CHBZXCI U.S DIVIDEND REGISTERED FUND (SERIES F UNITS) NL (411954A2)
NASDAQ CHCAXCLOUGH CHINA FUND - CLASS A
NASDAQ CHCBXAB DISCOVERY GROWTH FUND INC. - CLASS B
NASDAQ CHCCXAB DISCOVERY GROWTH FUND INC. - CLASS C
NASDAQ CHCDXCI U.S DIVIDEND REGISTERED FUND (SERIES I UNITS) NL (411951A2)
NASDAQ CHCEXCI U.S DIVIDEND REGISTERED FUND (SERIES O UNITS) NL (411956A2)
NASDAQ CHCFXCI U.S DIVIDEND REGISTERED FUND (SERIES P UNITS) NL (436664A2)
NASDAQ CHCGXCHESAPEAKE GROWTH FUND
NASDAQ CHCHXCI U.S DIVIDEND US$ FUND (SERIES A UNITS) DSC (415379A3)
NASDAQ CHCIXAB DISCOVERY GROWTH FUND INC. - CLASS I
NASDAQ CHCJXCI U.S DIVIDEND US$ FUND (SERIES A UNITS) FE (415379A2)
NASDAQ CHCKXAB DISCOVERY GROWTH FUND INC. CLASS K
NASDAQ CHCLXAB DISCOVERY GROWTH FUND INC. - CLASS A
NASDAQ CHCMXCI U.S DIVIDEND US$ FUND (SERIES A UNITS) LSC (415379A4)
NASDAQ CHCNXCI U.S DIVIDEND US$ FUND (SERIES AT8 UNITS) DSC (448267A3)
NASDAQ CHCOXCI U.S DIVIDEND US$ FUND (SERIES AT8 UNITS) ISC (448267A2)
NASDAQ CHCPXCI U.S DIVIDEND US$ FUND (SERIES AT8 UNITS) LSC (448267A4)
NASDAQ CHCQXCI U.S DIVIDEND US$ FUND (SERIES E UNITS) FE (415377A2)
NASDAQ CHCRAXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1847 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1913 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRCXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1976 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRDXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2038 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCREXGuggenheim Funds Distributors LLC - Health Care Portfolio, USD Ser 30 MNT CASH
NASDAQ CHCRFXGuggenheim Funds Distributors LLC - Health Care Portfolio , USD Ser 31 MNT CASH
NASDAQ CHCRGXGuggenheim Funds Distributors LLC - Health Care Port' USD Ser 32 MNT CASH
NASDAQ CHCRHXGuggenheim Funds Distributors LLC - Health Care Portf USD Ser 33 MNT CASH
NASDAQ CHCRIXGuggenheim Funds Distributors LLC - Health Care Portfolio Fund USD Ser 34 MNT CASH
NASDAQ CHCRJXGuggenheim Funds Distributors LLC - Guggenheim Fd Health Care Portf Fd USD Ser 35 MNT CASH
NASDAQ CHCRKXGuggenheim Funds Distributors LLC - Guggenheim Health Care Port Fd USD Ser 36 MNT CASH
NASDAQ CHCRLXGuggenheim Funds Distributors LLC - Guggenheim Health Care Portf Fd USD Ser 37 MNT CASH
NASDAQ CHCRTXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1412 HEALTH
NASDAQ CHCRUXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1489 HEALTH
NASDAQ CHCRVXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1558 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRWXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1639 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRXAB DISCOVERY GROWTH FUND INC. - CLASS R
NASDAQ CHCRYXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1709 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCRZXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1778 HEALTH CARE PORTFOLIO SERI
NASDAQ CHCSXCI U.S DIVIDEND US$ FUND (SERIES EF UNITS) NL (415376A2)
NASDAQ CHCTXAB DISCOVERY GROWTH - T
NASDAQ CHCUXCI U.S DIVIDEND US$ FUND (SERIES F UNITS) NL (415378A2)
NASDAQ CHCVXVICTORY CEMP US LARGE CAP HIGH DIV VOLATILITY WTD
NASDAQ CHCWXCI U.S DIVIDEND US$ FUND (SERIES FT8 UNITS) NL (448273A2)
NASDAQ CHCYXAB DISCOVERY GROWTH FUND INC. - ADVISOR CLASS
NASDAQ CHCZXAB DISCOVERY GROWTH FUND INC. - CLASS Z
NASDAQ CHDACAXCHAI DISCOVERY - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CHDAPAXCHAI DISCOVERY - SHARE CL LEVEL - PRFD CL TYPE - SER A-1 PRFD STOCK
NASDAQ CHDAPBXCHAI DISCOVERY - SHARE CL LEVEL - PRFD CL TYPE - SER A-2 PRFD STOCK
NASDAQ CHDAPCXCHAI DISCOVERY - SHARE CL LEVEL - PRFD CL TYPE - SERIES B PRFD STOCK
NASDAQ CHDAUAXCHAI DISCOVERY - SHARE CL LEVEL - PRFD CL TYPE - SER SEED PRFD STOCK
NASDAQ CHDAXISHARES CORE HIGH DIVIDEND ETF OPTION CLASS A
NASDAQ CHDAZZXCHAI DISCOVERY - COMPANY LEVEL
NASDAQ CHDBXISHARES CORE HIGH DIVIDEND ETF OPTION CLASS C
NASDAQ CHDDXISHARES CORE HIGH DIVIDEND ETF OPTION CLASS I
NASDAQ CHDEXCULLEN HIGH DIVIDEND EQUITY FUND RETAIL CLASS
NASDAQ CHDFXCI U.S DIVIDEND US$ FUND (SERIES I UNITS) NL (415382A2)
NASDAQ CHDGXCI U.S DIVIDEND US$ FUND (SERIES IT8 UNITS) NL (448271A2)
NASDAQ CHDHXCI U.S DIVIDEND US$ FUND (SERIES O UNITS) NL (415384A2)
NASDAQ CHDIXCI U.S DIVIDEND US$ FUND (SERIES P UNITS) NL (436251A2)
NASDAQ CHDJXCI U.S MONTHLY INCOME FUND SERIES A FE (320360A2)
NASDAQ CHDKXCI U.S MONTHLY INCOME FUND SERIES A U$ FE (320365A2)
NASDAQ CHDLXCI U.S MONTHLY INCOME FUND SERIES AH DSC (485866A3)
NASDAQ CHDMXCI U.S MONTHLY INCOME FUND SERIES AH ISC (485866A4)
NASDAQ CHDNXCI U.S MONTHLY INCOME FUND SERIES AH LSC (485866A2)
NASDAQ CHDOXCI U.S MONTHLY INCOME FUND SERIES B DSC (430795A2)
NASDAQ CHDPXCULLEN HIGH DIVIDEND EQUITY FUND CLASS R 2
NASDAQ CHDQXCI U.S MONTHLY INCOME FUND SERIES B LSC (430795A4)
NASDAQ CHDRXCULLEN HIGH DIVIDEND EQUITY FUND CLASS R 1
NASDAQ CHDSXCI U.S MONTHLY INCOME FUND SERIES B U$ DSC (430791A2)
NASDAQ CHDTXCI U.S MONTHLY INCOME FUND SERIES B U$ LSC (430791A4)
NASDAQ CHDUXCI U.S MONTHLY INCOME FUND SERIES E ISC (475061A2)
NASDAQ CHDVXCULLEN HIGH DIVIDEND EQUITY FUND CLASS I
NASDAQ CHDWXCI U.S MONTHLY INCOME FUND SERIES EF NL (475059A2)
NASDAQ CHDYXCI U.S MONTHLY INCOME FUND SERIES F NL (320363A2)
NASDAQ CHDZXCI U.S MONTHLY INCOME FUND SERIES F U$ NL (320367A2)
NASDAQ CHEBXCI U.S MONTHLY INCOME FUND SERIES FH NL (485867A2)
NASDAQ CHECXCI U.S MONTHLY INCOME FUND SERIES I NL (320361A2)
NASDAQ CHEDXCI U.S MONTHLY INCOME FUND SERIES I U$ NL (320364A2)
NASDAQ CHEEXCI U.S MONTHLY INCOME FUND SERIES IH NL (485869A2)
NASDAQ CHEFXCI U.S MONTHLY INCOME FUND SERIES O NL (475049A2)
NASDAQ CHEHXCI U.S MONTHLY INCOME FUND SERIES P NL (415678A2)
NASDAQ CHEJXCI U.S MONTHLY INCOME FUND SERIES P U$ NL (415671A2)
NASDAQ CHEKCAXCHECKR - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCK
NASDAQ CHEKCBXCHECKR - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCK
NASDAQ CHEKPAXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CHEKPBXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCK
NASDAQ CHEKPCXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CHEKPDXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CHEKPEXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CHEKPFXCHECKR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCK
NASDAQ CHEKPGXCHECKR - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES E-1 PRFD STOCK
NASDAQ CHEKXCI U.S MONTHLY INCOME FUND SERIES PH NL (485870A2)
NASDAQ CHEKZZXCHECKR - COMPANY LEVEL
NASDAQ CHELXCI U.S EQUITY CLASS E U$ FE (724468A2)
NASDAQ CHEMXCI U.S EQUITY CLASS O U$ NL (724471A2)
NASDAQ CHENXCI U.S EQUITY CLASS SERIES A DSC (307897A4)
NASDAQ CHEOXCI U.S EQUITY CLASS SERIES A FE (307897A2)
NASDAQ CHEPXCI U.S EQUITY CLASS SERIES A LSC (307897A3)
NASDAQ CHEQXCI U.S EQUITY CLASS SERIES A U$ FE (307894A2)

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