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NASDAQ CASJPCXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCK
NASDAQ CASJPDXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-3 PRFD STOCK
NASDAQ CASJPEXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CASJPFXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CASJPGXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C-1 PRFD STOCK
NASDAQ CASJPHXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CASJXCAPITAL GROUP INTL EQUITY FUND (CANADA) SERIES O NL (418778A2)
NASDAQ CASJZZXCLASSDOJO - COMPANY LEVEL
NASDAQ CASKXCAPITAL GROUP MONTHLY INCOME (CANADA) SERIES A FE (485925A2)
NASDAQ CASLXCAPITAL GROUP MONTHLY INCOME (CANADA) SERIES F NL (485927A2)
NASDAQ CASMCAXCASTELLUM.AI - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCK
NASDAQ CASMPAXCASTELLUM.AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFD STOCK
NASDAQ CASMUAXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-1 PRFD STOCK
NASDAQ CASMUBXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-2 PRFD STOCK
NASDAQ CASMUCXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-3 PRFD STOCK
NASDAQ CASMUDXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-4 PRFD STOCK
NASDAQ CASMXCAPITAL GROUP MONTHLY INCOME (CANADA) SERIES F4 NL (485931A2)
NASDAQ CASMZZXCASTELLUM.AI - COMPANY LEVEL
NASDAQ CASNXCAPITAL GROUP MONTHLY INCOME (CANADA) SERIES I NL (485928A2)
NASDAQ CASOXCAPITAL GROUP MONTHLY INCOME (CANADA) SERIES T4 FE (485930A2)
NASDAQ CASPXCAPITAL GRP MULTI-SECTOR INCOME FUND (CANADA) SERIES A FE (732882A2)
NASDAQ CASQXCAPITAL GRP MULTI-SECTOR INC FUND (CANADA) SERIES AU$ FE (732887A2)
NASDAQ CASRXCAPITAL GRP MULTI-SECTOR INCOME FUND (CANADA) SERIES F NL (732883A2)
NASDAQ CASSXCAPITAL GRP MULTI-SECTOR INCOME FUND (CANADA) SERIES F4 NL (732886A2)
NASDAQ CASTXCASTLE FOCUS FUND CLASS C
NASDAQ CASUXCAPITAL GRP MULTI-SECTOR INC FUND (CANADA) SERIES FU$ NL (732888A2)
NASDAQ CASWPAXCASSIA NETWORKS SHARE CL LEVEL PRFD SHARE CL TYPE SER A3 PRFD STOCK
NASDAQ CASWPBXCASSIA NETWORKS SHARE CL LEVEL PRFD SHARE CL TYPE SER B2 PRFD STOCK
NASDAQ CASWXCAPITAL GRP MULTI-SECTOR INCOME FUND (CANADA) SERIES I NL (732884A2)
NASDAQ CASWZZXCASSIA NETWORKS - COMPANY LEVEL
NASDAQ CASYXCAPITAL GRP MULTI-SECTOR INCOME FUND (CANADA) SERIES T4 FE (732885A2)
NASDAQ CASZXCAPITAL GROUP U.S. EQUITY FUND (CANADA) SERIES A FE
NASDAQ CATCXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS C
NASDAQ CATDXADAPTIVE GROWTH OPPORTUNITIES FUND CLASS C SHARES
NASDAQ CATEFXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1433 TECHNOL
NASDAQ CATEGXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1507 TECHNOL
NASDAQ CATEHXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1579 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEIXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1623 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1661 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1736 TECHNOLOGICAL INNOVATION PO
NASDAQ CATELXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1802 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1872 TECHNOLOGICAL INNOVATION PO
NASDAQ CATENXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1940 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1998 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2057 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEQXGuggenheim Funds Distributors LLC - Technological Innovation Port.. USD Ser 17 MNT CASH
NASDAQ CATERXGuggenheim Funds Distributors LLC - Techno Innov Port USD Ser 18 MNT CASH
NASDAQ CATESXGuggenheim Funds Distributors LLC - Technological Innovation Port, USD Ser 19 MNT CASH
NASDAQ CATETXGuggenheim Funds Distributors LLC - Technological Innovation Port,, USD Ser 20 MNT CASH
NASDAQ CATEUXGuggenheim Funds Distributors LLC - Technological Innovation Portfolio Fund USD Ser 21 MNT CASH
NASDAQ CATEVXGuggenheim Funds Distributors LLC - Guggenheim Techno Innovation Portf Fd USD Ser 22 MNT CASH
NASDAQ CATEWXGuggenheim Funds Distributors LLC - Guggenheim Techn Innovation Portf Fd USD Ser 23 MNT CASH
NASDAQ CATEXADAPTIVE GROWTH OPPORTUNITIES FUND INSTITUTIONAL CLASS
NASDAQ CATFBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1451 BARROW
NASDAQ CATGXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS AG
NASDAQ CATJXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS A
NASDAQ CATKXCOLUMBIA AGGRESSIVE TRACK AGES 16-17 CLASS I
NASDAQ CATLXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS I
NASDAQ CATMXCOLUMBIA AGGRESSIVE TRACK AGES 12-13 CLASS A
NASDAQ CATNPAXCATALANT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CATNPBXCATALANT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CATNPCXCATALANT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CATNPDXCATALANT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CATNPEXCATALANT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCK
NASDAQ CATNZZXCATALANT - COMPANY LEVEL
NASDAQ CATOXADAPTIVE TACTICAL ROTATION FUND CLASS C SHARES
NASDAQ CATPXCOLUMBIA AGGRESSIVE TRACK AGES 16-17 CLASS C
NASDAQ CATQXCOLUMBIA AGGRESSIVE TRACK AGES 12-13 CLASS AG
NASDAQ CATRXCOLUMBIA STRATEGIC MUNICIPAL INCOME FUND CLASS ADV
NASDAQ CATSXCOLUMBIA STRATEGIC MUNICIPAL INCOME FUND CLASS S
NASDAQ CATTXCOLUMBIA AGGRESSIVE TRACK AGES 12-13 CLASS C
NASDAQ CATUXCOLUMBIA AGGRESSIVE TRACK AGES 12-13 CLASS I
NASDAQ CATVXCOLUMBIA AGGRESSIVE TRACK AGES 16-17 CLASS A
NASDAQ CATWXCOLUMBIA AGGRESSIVE TRACK AGES 16-17 CLASS AG
NASDAQ CATYPAXCATALYTE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CATYPBXCATALYTE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-1 PRFD STOCK
NASDAQ CATYPCXCATALYTE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-2 PRFD STOCK
NASDAQ CATYPDXCATALYTE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CATYXCOLUMBIA STRATEGIC MUNICIPAL INCOME FUND CLASS I3
NASDAQ CATYZZXCATALYTE - COMPANY LEVEL
NASDAQ CATZXCOLUMBIA STRATEGIC MUNICIPAL INCOME FUND CLASS I
NASDAQ CAUCXCAPITAL GROUP U.S. EQUITY FUND (CANADA) SERIES A U$ FE
NASDAQ CAUDXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES D NL (236812A2)
NASDAQ CAUEXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES D U$ NL (237672A2)
NASDAQ CAUFXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES F NL (236817A2)
NASDAQ CAUGXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES F U$ NL (237673A2)
NASDAQ CAUHXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES I NL (237653A2)
NASDAQ CAUJXCAPITAL GROUP U.S EQUITY FUND (CANADA) SERIES O NL (418777A2)
NASDAQ CAUKXU.S. GOVT SECURITIES FUND CLASS K
NASDAQ CAULXCAPITAL GROUP WORLD BOND FUND (CANADA) - SERIES A ISC (450879A2)
NASDAQ CAUMXCAP GRP WORLD BOND FD CANADA SER AH CDN DOLLAR HEDGED SER A FE 450882A
NASDAQ CAUNXCAPITAL GROUP WORLD BOND FUND (CANADA) - SERIES F NL (450877A2)
NASDAQ CAUOXCAP GRP WORLD BOND FD CANADA SER FH CDN DOLLAR HEDGED SER F NL 450880A
NASDAQ CAUPXCAPITAL GROUP WORLD BOND FUND (CANADA) - SERIES I NL (450878A2)
NASDAQ CAUQXCAPITAL GROUP WORLD BOND FUND (CANADA) - SERIES O NL (450881A2)
NASDAQ CAURXCAP GRP WORLD BOND FD CANADA SER IH CDN DOLLAR HEDGED SER I NL 478422A
NASDAQ CAUSXU.S. GOVERNMENT SECURITIES FUND CLASS S
NASDAQ CAUTXCHOU ASIA FUND SERIES A FE
NASDAQ CAUUXCHOU ASIA FUND SERIES A U$ FE
NASDAQ CAUVXCHOU ASIA FUND SERIES F NL (238596A2)

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