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NASDAQ CDLNXCI GLOBAL DIVIDEND FUND (SERIES F UNITS) NL (314708A2)
NASDAQ CDLOXCI GLOBAL DIVIDEND FUND (SERIES F UNITS) U$ NL (314827A2)
NASDAQ CDLPXCI GLOBAL DIVIDEND FUND (SERIES I UNITS) NL (362100A2)
NASDAQ CDLQXCI GLOBAL DIVIDEND FUND (SERIES O UNITS) NL (314702A2)
NASDAQ CDLRXCOLUMBIA LIMITED DURATION CREDIT FUND CLASS ADV
NASDAQ CDLSXCI GLOBAL DIVIDEND FUND (SERIES O UNITS) U$ NL (314820A2)
NASDAQ CDLTXCI GLOBAL DIVIDEND FUND (SERIES P UNITS) NL (436459A2)
NASDAQ CDLUXCI GLOBAL DIVIDEND FUND (SERIES P UNITS) U$ NL (437587A2)
NASDAQ CDLVXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) DSC (339922A5)
NASDAQ CDLWXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) FE (339922A4)
NASDAQ CDLYXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) LSC (339922A3)
NASDAQ CDLZXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) U$ DSC (361624A4)
NASDAQ CDMAXCANE ALTERNATIVE STRATEGIES FUND CLASS A
NASDAQ CDMBXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) U$ FE (361624A3)
NASDAQ CDMCXCANE ALTERNATIVE STRATEGIES FUND CLASS C
NASDAQ CDMDXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES A SHARES) U$ LSC (361624A2)
NASDAQ CDMEXCOLUMBIA MODERATE TRACK AGES 8-9 CLASS I
NASDAQ CDMFXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT5 SHARES) DSC (339990A3)
NASDAQ CDMGXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT5 SHARES) FE (339990A2)
NASDAQ CDMHXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT5 SHARES) LSC (339990A4)
NASDAQ CDMIXCANE ALTERNATIVE STRATEGIES FUND CLASS I
NASDAQ CDMJXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT8 SHARES) DSC (339964A4)
NASDAQ CDMKXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT8 SHARES) FE (339964A3)
NASDAQ CDMLXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES AT8 SHARES) LSC (339964A5)
NASDAQ CDMMXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES E SHARES) FE (339967A2)
NASDAQ CDMNXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES E SHARES) U$ FE (363055A2)
NASDAQ CDMOXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES EF SHARES) NL (411913A2)
NASDAQ CDMPXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES EFT5 SHARES) NL (421636A2)
NASDAQ CDMQXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES EFT8 SHARES) NL (411903A2)
NASDAQ CDMRXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES ET5 SHARES) FE (339989A2)
NASDAQ CDMSXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES ET8 SHARES) FE (339943A2)
NASDAQ CDMTXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES F SHARES) NL (339945A2)
NASDAQ CDMUXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES F SHARES) U$ NL (361604A2)
NASDAQ CDMVXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES FT5 SHARES) NL (339939A2)
NASDAQ CDMWXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES FT8 SHARES) NL (339998A2)
NASDAQ CDMYXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES I SHARES) NL (340000A2)
NASDAQ CDMZXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES I SHARES) U$ NL (361647A2)
NASDAQ CDNAXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES IT8 SHARES) NL (339930A2)
NASDAQ CDNBXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES O SHARES) NL (339973A2)
NASDAQ CDNCXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES O SHARES) U$ NL (361677A2)
NASDAQ CDNDXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES OT5 SHARES) NL (339982A2)
NASDAQ CDNEXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES OT8 SHARES) NL (339926A2)
NASDAQ CDNFXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES P SHARES) NL (436732A2)
NASDAQ CDNGXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES P SHARES) U$ NL (437387A2)
NASDAQ CDNHXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES PT5 SHARES) NL (437131A2)
NASDAQ CDNIXCI GLOBAL DIVIDEND OPP CORP CLASS (SERIES PT8 SHARES) NL (436907A2)
NASDAQ CDNJXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES A UNITS) DSC (361610A2)
NASDAQ CDNKXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES A UNITS) FE (361610A4)
NASDAQ CDNLXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES A UNITS) LSC (361610A3)
NASDAQ CDNMXCI GLOBAL DIVIDEND OPP FUND (SERIES A UNITS) U$ DSC (363062A4)
NASDAQ CDNNXCI GLOBAL DIVIDEND OPP FUND (SERIES A UNITS) U$ FE (363062A3)
NASDAQ CDNOXCI GLOBAL DIVIDEND OPP FUND (SERIES A UNITS) U$ LSC (363062A2)
NASDAQ CDNPXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES E UNITS) FE (361612A2)
NASDAQ CDNQXCI GLOBAL DIVIDEND OPP FUND (SERIES E UNITS) U$ FE (361589A2)
NASDAQ CDNRXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES EF UNITS) NL (421689A2)
NASDAQ CDNSXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES F UNITS) NL (361592A2)
NASDAQ CDNTXCI GLOBAL DIVIDEND OPP FUND (SERIES F UNITS) U$ NL (361710A2)
NASDAQ CDNUXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES I UNITS) NL (361577A2)
NASDAQ CDNVXCI GLOBAL DIVIDEND OPP FUND (SERIES I UNITS) U$ NL (361711A2)
NASDAQ CDNWXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES O UNITS) NL (361603A2)
NASDAQ CDNYXCI GLOBAL DIVIDEND OPP FUND (SERIES O UNITS) U$ NL (361609A2)
NASDAQ CDNZXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES P UNITS) NL (437041A2)
NASDAQ CDOAXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS S
NASDAQ CDOBBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1972 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBCXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1980 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBDXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2003 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBEXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2016 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBFXGuggenheim Funds Distributors LLC - First Trust Large Cap Buffer 20 Portf Fd USD Ser 6 MNT CASH
NASDAQ CDOBGXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buffer 20 Port Fd USD Ser 7 MNT CASH
NASDAQ CDOBHXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buffer 20 Portf Fd USD Ser 8 MNT CASH
NASDAQ CDOBIXGuggenheim Funds Distributors LLC - Large Cap Buffer 20 Portfolio Fund USD Ser 9 MNT CASH
NASDAQ CDOBJXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buff 20 Portf Fd USD Ser 10 MNT CASH
NASDAQ CDOBKXGuggenheim Funds Distributors LLC - Guggenheim Lrg Cap Buff 20 Portf Fd USD Ser 11 MNT CASH
NASDAQ CDOBXCI GLOBAL DIVIDEND OPP FUND (SERIES P UNITS) U$ NL (436773A2)
NASDAQ CDOCXCRAWFORD SMALL CAP DIVIDEND FUND CLASS C
NASDAQ CDODXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES PP UNITS) NL (481145A2)
NASDAQ CDOEXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES Y UNITS) NL (481143A2)
NASDAQ CDOFBXGuggenheim Funds Distributors LLC - Def Otcme Trst: Lrg Cap Bufr 15 Portfoli USD Ser 2 MNT CASH
NASDAQ CDOFCXGuggenheim Funds Distributors LLC - Dfind Outcme Trtst Lrg Cap Bffr 15 Port. USD Ser 3 MNT CASH
NASDAQ CDOFXCRAWFORD SMALL CAP DIVIDEND FUND CLASS I
NASDAQ CDOGXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES Z UNITS) ISC (481144A2)
NASDAQ CDOHXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) DSC (390A4)
NASDAQ CDOIXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) FE (390A3)
NASDAQ CDOJXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) LSC (390A2)
NASDAQ CDOKXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ DSC (411A4)
NASDAQ CDOLXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ FE (411A3)
NASDAQ CDOMXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ LSC (411A2)
NASDAQ CDONXCI GLOBAL ENERGY CORPORATE CLASS (SERIES E SHARES) FE (421789A2)
NASDAQ CDOOXCI GLOBAL ENERGY CORPORATE CLASS (SERIES EF SHARES) NL (421786A2)
NASDAQ CDOPXCI GLOBAL ENERGY CORPORATE CLASS (SERIES F SHARES) NL (235720A2)
NASDAQ CDOQXCI GLOBAL ENERGY CORPORATE CLASS (SERIES F SHARES) U$ NL (235756A2)
NASDAQ CDORXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS ADV
NASDAQ CDOSXCI GLOBAL ENERGY CORPORATE CLASS (SERIES I SHARES) NL (481161A2)
NASDAQ CDOTBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2017 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOTXCI GLOBAL ENERGY CORPORATE CLASS (SERIES O SHARES) NL (421790A2)
NASDAQ CDOUXCI GLOBAL ENERGY CORPORATE CLASS (SERIES P SHARES) NL (436806A2)
NASDAQ CDOVXCI GLOBAL ENERGY CORPORATE CLASS (SERIES P SHARES) U$ NL (437522A2)
NASDAQ CDOWAXGuggenheim Funds Distributors LLC - Dow 10 Portfolio Fund USD Ser 51 MNT CASH
NASDAQ CDOWBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1515 DOW 10
NASDAQ CDOWCXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1551 DOW 10

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