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NASDAQ CDNUXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES I UNITS) NL (361577A2)
NASDAQ CDNVXCI GLOBAL DIVIDEND OPP FUND (SERIES I UNITS) U$ NL (361711A2)
NASDAQ CDNWXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES O UNITS) NL (361603A2)
NASDAQ CDNYXCI GLOBAL DIVIDEND OPP FUND (SERIES O UNITS) U$ NL (361609A2)
NASDAQ CDNZXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES P UNITS) NL (437041A2)
NASDAQ CDOAXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS S
NASDAQ CDOBBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1972 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBCXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1980 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBDXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2003 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBEXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2016 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOBFXGuggenheim Funds Distributors LLC - First Trust Large Cap Buffer 20 Portf Fd USD Ser 6 MNT CASH
NASDAQ CDOBGXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buffer 20 Port Fd USD Ser 7 MNT CASH
NASDAQ CDOBHXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buffer 20 Portf Fd USD Ser 8 MNT CASH
NASDAQ CDOBIXGuggenheim Funds Distributors LLC - Large Cap Buffer 20 Portfolio Fund USD Ser 9 MNT CASH
NASDAQ CDOBJXGuggenheim Funds Distributors LLC - Guggenheim Large Cap Buff 20 Portf Fd USD Ser 10 MNT CASH
NASDAQ CDOBKXGuggenheim Funds Distributors LLC - Guggenheim Lrg Cap Buff 20 Portf Fd USD Ser 11 MNT CASH
NASDAQ CDOBXCI GLOBAL DIVIDEND OPP FUND (SERIES P UNITS) U$ NL (436773A2)
NASDAQ CDOCXCRAWFORD SMALL CAP DIVIDEND FUND CLASS C
NASDAQ CDODXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES PP UNITS) NL (481145A2)
NASDAQ CDOEXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES Y UNITS) NL (481143A2)
NASDAQ CDOFBXGuggenheim Funds Distributors LLC - Def Otcme Trst: Lrg Cap Bufr 15 Portfoli USD Ser 2 MNT CASH
NASDAQ CDOFCXGuggenheim Funds Distributors LLC - Dfind Outcme Trtst Lrg Cap Bffr 15 Port. USD Ser 3 MNT CASH
NASDAQ CDOFXCRAWFORD SMALL CAP DIVIDEND FUND CLASS I
NASDAQ CDOGXCI GLOBAL DIVIDEND OPPORTUNITIES FUND (SERIES Z UNITS) ISC (481144A2)
NASDAQ CDOHXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) DSC (390A4)
NASDAQ CDOIXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) FE (390A3)
NASDAQ CDOJXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) LSC (390A2)
NASDAQ CDOKXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ DSC (411A4)
NASDAQ CDOLXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ FE (411A3)
NASDAQ CDOMXCI GLOBAL ENERGY CORPORATE CLASS (SERIES A SHARES) U$ LSC (411A2)
NASDAQ CDONXCI GLOBAL ENERGY CORPORATE CLASS (SERIES E SHARES) FE (421789A2)
NASDAQ CDOOXCI GLOBAL ENERGY CORPORATE CLASS (SERIES EF SHARES) NL (421786A2)
NASDAQ CDOPXCI GLOBAL ENERGY CORPORATE CLASS (SERIES F SHARES) NL (235720A2)
NASDAQ CDOQXCI GLOBAL ENERGY CORPORATE CLASS (SERIES F SHARES) U$ NL (235756A2)
NASDAQ CDORXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS ADV
NASDAQ CDOSXCI GLOBAL ENERGY CORPORATE CLASS (SERIES I SHARES) NL (481161A2)
NASDAQ CDOTBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2017 DEFINED OUTCOME TRUST: LARG
NASDAQ CDOTXCI GLOBAL ENERGY CORPORATE CLASS (SERIES O SHARES) NL (421790A2)
NASDAQ CDOUXCI GLOBAL ENERGY CORPORATE CLASS (SERIES P SHARES) NL (436806A2)
NASDAQ CDOVXCI GLOBAL ENERGY CORPORATE CLASS (SERIES P SHARES) U$ NL (437522A2)
NASDAQ CDOWAXGuggenheim Funds Distributors LLC - Dow 10 Portfolio Fund USD Ser 51 MNT CASH
NASDAQ CDOWBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1515 DOW 10
NASDAQ CDOWCXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1551 DOW 10
NASDAQ CDOWDXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1584 DOW 10
NASDAQ CDOWEXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1624 DOW 10
NASDAQ CDOWFXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1677 DOW 10 PORTFOLIO SERIES 31
NASDAQ CDOWGXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1705 DOW 10 PORTFOLIO SERIES 32
NASDAQ CDOWHXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1741 DOW 10 PORTFOLIO SERIES 33
NASDAQ CDOWIXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1774 DOW 10 PORTFOLIO SERIES 34
NASDAQ CDOWJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1807 DOW 10 PORTFOLIO SERIES 35
NASDAQ CDOWKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1843 DOW 10 PORTFOLIO SERIES 36
NASDAQ CDOWLXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1876 DOW 10 PORTFOLIO SERIES 37
NASDAQ CDOWMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1910 DOW 10 PORTFOLIO SERIES 38
NASDAQ CDOWNXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1942 DOW 10 PORTFOLIO SERIES 39
NASDAQ CDOWOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1973 DOW 10 PORTFOLIO SERIES 40
NASDAQ CDOWPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2006 DOW 10 PORTFOLIO SERIES 41
NASDAQ CDOWQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2034 DOW 10 PORTFOLIO SERIES 42
NASDAQ CDOWRXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2060 DOW 10 PORTFOLIO SERIES 43
NASDAQ CDOWSXGuggenheim Funds Distributors LLC - Dow 10 Port' USD Ser 44 MNT CASH
NASDAQ CDOWTXGuggenheim Funds Distributors LLC - Dow 10 Portfolio . USD Ser 45 MNT CASH
NASDAQ CDOWUXGuggenheim Funds Distributors LLC - Dow 10 Portfolio , USD Ser 46 MNT CASH
NASDAQ CDOWVXGuggenheim Funds Distributors LLC - Dow 10 Portfoli USD Ser 47 MNT CASH
NASDAQ CDOWWXGuggenheim Funds Distributors LLC - Dow 10 Port'' USD Ser 48 MNT CASH
NASDAQ CDOWXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS T
NASDAQ CDOWYXGuggenheim Funds Distributors LLC - Dow 10 Portfolio Series 49 USD Ser 49 MNT CASH
NASDAQ CDOWZXGuggenheim Funds Distributors LLC - Dow 10 Portfo USD Ser 50 MNT CASH
NASDAQ CDOYXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS I3
NASDAQ CDOZXCOLUMBIA DIVIDEND OPPORTUNITY FUND CLASS I
NASDAQ CDPAXCI GLOBAL ENERGY CORPORATE CLASS (SERIES PP SHARES) NL (481162A2)
NASDAQ CDPBXCI GLOBAL ENERGY CORPORATE CLASS (CLASS X SHARES) NL (482503A2)
NASDAQ CDPCXCI GLOBAL ENHANCED GOVT BOND PRIVATE POOL SERIES A ISC (472225A2)
NASDAQ CDPDXCI GLOBAL ENHANCED GOVT BOND PRIVATE POOL SERIES F NL (472228A2)
NASDAQ CDPEXCI GLOBAL ENHANCED GOVT BOND PRIVATE POOL SERIES I NL (472234A2)
NASDAQ CDPFXCI GLOBAL EQUITY & INCOME FUND (CLASS A UNITS) DSC
NASDAQ CDPGXCI GLOBAL EQUITY & INCOME FUND (CLASS A UNITS) FE
NASDAQ CDPHXCI GLOBAL EQUITY & INCOME FUND (CLASS A UNITS) LSC
NASDAQ CDPIXCI GLOBAL EQUITY & INCOME FUND (CLASS E UNITS) FE
NASDAQ CDPJXCI GLOBAL EQUITY & INCOME FUND (CLASS EF UNITS) NL
NASDAQ CDPKXCI GLOBAL EQUITY & INCOME FUND (CLASS F UNITS) NL
NASDAQ CDPLXCI GLOBAL EQUITY & INCOME FUND (CLASS I UNITS) NL
NASDAQ CDPMXCI GLOBAL EQUITY & INCOME FUND (CLASS O UNITS) NL
NASDAQ CDPNXCI GLOBAL EQUITY & INCOME FUND (CLASS P UNITS) NL
NASDAQ CDPOXCI GLOBAL EQUITY & INCOME FUND (SERIES AT5 UNITS) DSC
NASDAQ CDPPXCI GLOBAL EQUITY & INCOME FUND (SERIES AT5 UNITS) ISC
NASDAQ CDPQXCI GLOBAL EQUITY & INCOME FUND (SERIES AT5 UNITS) LSC
NASDAQ CDPRXCI GLOBAL EQUITY & INCOME FUND (SERIES AT8 UNITS) DSC
NASDAQ CDPSXCI GLOBAL EQUITY & INCOME FUND (SERIES AT8 UNITS) ISC
NASDAQ CDPTXCI GLOBAL EQUITY & INCOME FUND (SERIES AT8 UNITS) LSC
NASDAQ CDPUXCI GLOBAL EQUITY & INCOME FUND (SERIES ET5 UNITS) ISC
NASDAQ CDPVXCI GLOBAL EQUITY & INCOME FUND (SERIES ET8 UNITS) ISC
NASDAQ CDPWXCI GLOBAL EQUITY & INCOME FUND (SERIES FT5 UNITS) NL
NASDAQ CDPYXCI GLOBAL EQUITY & INCOME FUND (SERIES FT8 UNITS) NL
NASDAQ CDPZXCI GLOBAL EQUITY & INCOME FUND (SERIES OT8 UNITS) NL
NASDAQ CDQAXCI GLOBAL EQUITY & INCOME FUND (SERIES W UNITS) NL
NASDAQ CDQBXCI GLOBAL EQUITY & INCOME FUND SERIES A US$ DSC
NASDAQ CDQCXCI GLOBAL EQUITY & INCOME FUND SERIES A US$ ISC
NASDAQ CDQDXCI GLOBAL EQUITY & INCOME FUND SERIES A US$ LSC
NASDAQ CDQEXCI GLOBAL EQUITY & INCOME FUND SERIES F US$ NL
NASDAQ CDQFXCI GLOBAL EQUITY & INCOME FUND SERIES O US$ NL
NASDAQ CDQGXCI GLOBAL EQUITY ALPHA PRIVATE POOL SERIES A ISC (472232A2)

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