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NASDAQ CDAPXCI ENHANCED SHORT DURATION BOND FUND SERIES IH NL (631425A2)
NASDAQ CDAQXCI ENHANCED SHORT DURATION BOND FUND SERIES O NL (712351A2)
NASDAQ CDARXCI ENHANCED SHORT DURATION BOND FUND SERIES P NL (631422A2)
NASDAQ CDASXCI ENHANCED SHORT DURATION BOND FUND SERIES PH NL (631426A2)
NASDAQ CDATPAXCDATA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CDATXCI EQUITY ASSET ALLOCATION ETF FUND SERIES A DSC (816471A3)
NASDAQ CDATZZXCDATA - COMPANY LEVEL
NASDAQ CDAUXCI EQUITY ASSET ALLOCATION ETF FUND SERIES A FE (816471A2)
NASDAQ CDAVXCI EQUITY ASSET ALLOCATION ETF FUND SERIES A LSC (816471A4)
NASDAQ CDAWXCI EQUITY ASSET ALLOCATION ETF FUND SERIES F NL (816472A2)
NASDAQ CDAYXCOLUMBIA DIVERSIFIED ABSOLUTE RETURN FUND CLASS I
NASDAQ CDAZXMULTI-MANAGER DIRECTIONAL ALTERNATIVE STRATEGIES FUND CLASS I
NASDAQ CDBCXAMERICAN CENTURY DIVERSIFIED BOND - CLASS C
NASDAQ CDBDXCI EQUITY ASSET ALLOCATION ETF FUND SERIES I NL (816473A2)
NASDAQ CDBEXCI EQUITY ASSET ALLOCATION ETF FUND SERIES P NL (816474A2)
NASDAQ CDBGXCI ETHEREUM FUND SERIES A ISC (669087A2)
NASDAQ CDBHXCI ETHEREUM FUND SERIES A U$ ISC (669086A2)
NASDAQ CDBIXCI ETHEREUM FUND SERIES F NL (669089A2)
NASDAQ CDBJXCI ETHEREUM FUND SERIES F U$ NL (669088A2)
NASDAQ CDBKXCI ETHEREUM FUND SERIES I NL (669091A2)
NASDAQ CDBLXCI ETHEREUM FUND SERIES I U$ NL (669090A2)
NASDAQ CDBMXCI ETHEREUM FUND SERIES P NL (669093A2)
NASDAQ CDBNXCI ETHEREUM FUND SERIES P U$ NL (669092A2)
NASDAQ CDBOXCI ETHEREUM FUND SERIES W C$ NL (669095A2)
NASDAQ CDBPXCI ETHEREUM FUND SERIES W U$ NL (669094A2)
NASDAQ CDBQXCI FLOATING RATE INCOME FUND (CLASS W UNITS) NL (480985A2)
NASDAQ CDBSXCI FLOATING RATE INCOME FUND SERIES A DSC (445250A4)
NASDAQ CDBTXCI FLOATING RATE INCOME FUND SERIES A FE (445250A3)
NASDAQ CDBUXCI FLOATING RATE INCOME FUND SERIES A LSC (445250A2)
NASDAQ CDBVXCI FLOATING RATE INCOME FUND SERIES E FE (445251A2)
NASDAQ CDBWXCI FLOATING RATE INCOME FUND SERIES EF NL (445256A2)
NASDAQ CDBYXCI FLOATING RATE INCOME FUND SERIES F NL (445252A2)
NASDAQ CDCBXCI FLOATING RATE INCOME FUND SERIES I NL (445260A2)
NASDAQ CDCCXCI FLOATING RATE INCOME FUND SERIES O NL (445255A2)
NASDAQ CDCDXTHE COMMUNITY DEVELOPMENT FUND CLASS A
NASDAQ CDCEXCI FLOATING RATE INCOME FUND SERIES P NL (445257A2)
NASDAQ CDCFXCI G5/20 2038 Q3 FUND (CLASS A UNITS) DSC (339185A3)
NASDAQ CDCGXCI G5/20 2038 Q3 FUND (CLASS A UNITS) FE (339185A2)
NASDAQ CDCHXCI G5/20 2038 Q4 FUND (CLASS A UNITS) DSC (363681A4)
NASDAQ CDCJXCI G5/20 2038 Q4 FUND (CLASS A UNITS) FE (363681A2)
NASDAQ CDCKXCI G5/20 2038 Q4 FUND (CLASS A UNITS) LSC (363681A3)
NASDAQ CDCLXCI G5/20 2039 Q2 FUND (CLASS A UNITS) DSC (396406A4)
NASDAQ CDCMXCI G5/20 2039 Q2 FUND (CLASS A UNITS) FE (396406A2)
NASDAQ CDCNXCI G5/20 2039 Q2 FUND (CLASS A UNITS) LSC (396406A3)
NASDAQ CDCOXCI G5/20 2039 Q2 FUND (CLASS F UNITS) NL (396414A2)
NASDAQ CDCPHXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1419 DIVERSI
NASDAQ CDCPIXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1496 DIVERS
NASDAQ CDCPJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1569 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1647 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPLXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1720 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1789 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPNXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1858 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1921 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1984 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPQXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2046 DIVERSIFIED CREDIT PORTFOLI
NASDAQ CDCPRXGuggenheim Funds Distributors LLC - Diversified Credit Port of ETFs, USD Ser 2094 MNT CASH
NASDAQ CDCPSXGuggenheim Funds Distributors LLC - Diver Cred Port of ETFs USD Ser 19 MNT CASH
NASDAQ CDCPTXGuggenheim Funds Distributors LLC - Diversified Credit Port. USD Ser 20 MNT CASH
NASDAQ CDCPUXGuggenheim Funds Distributors LLC - Diversified Credit Portfolio of ETFs,, USD Ser 21 MNT CASH
NASDAQ CDCPVXGuggenheim Funds Distributors LLC - Diversified Credit Portfolio of ETFs Fd USD Ser 22 MNT CASH
NASDAQ CDCPWXGuggenheim Funds Distributors LLC - Guggenheim Diver. Cr. Portf of ETFs Fd USD Ser 23 MNT CASH
NASDAQ CDCPXCI G5/20 2039 Q2 FUND (CLASS O UNITS) NL (396413A2)
NASDAQ CDCPYXGuggenheim Funds Distributors LLC - Guggenheim Diversified Cr Portf of ETFs USD Ser 24 MNT CASH
NASDAQ CDCQXCI G5/20 2039 Q3 FUND (CLASS A UNITS) DSC (403450A4)
NASDAQ CDCRXCOPELAND DIVIDEND GROWTH FUND CLASS C
NASDAQ CDCSXCI G5/20 2039 Q3 FUND (CLASS A UNITS) FE (403450A2)
NASDAQ CDCTXCI G5/20 2039 Q3 FUND (CLASS A UNITS) LSC (403450A3)
NASDAQ CDCUXCI G5/20 2039 Q3 FUND (CLASS F UNITS) NL (403451A2)
NASDAQ CDCVXCI G5/20 2039 Q3 FUND (CLASS O UNITS) NL (403447A2)
NASDAQ CDCWXCI G5/20 2040 Q1 FUND (CLASS A UNITS) DSC (414212A4)
NASDAQ CDCYXCI G5/20 2040 Q1 FUND (CLASS A UNITS) FE (414212A2)
NASDAQ CDCZXCI G5/20 2040 Q1 FUND (CLASS A UNITS) LSC (414212A3)
NASDAQ CDDAXCI G5/20 2040 Q1 FUND (CLASS F UNITS) NL (414210A2)
NASDAQ CDDBXCI G5/20 2040 Q1 FUND (CLASS O UNITS) NL (414209A2)
NASDAQ CDDCXCI G5/20 2040 Q4 FUND (CLASS A UNITS) DSC (423087A4)
NASDAQ CDDDXCI G5/20 2040 Q4 FUND (CLASS A UNITS) FE (423087A2)
NASDAQ CDDEXSTEPSTONE PRIVATE CREDIT INCOME FUND CLASS D SHARES
NASDAQ CDDFXCI G5/20 2040 Q4 FUND (CLASS A UNITS) LSC (423087A3)
NASDAQ CDDGXCI G5/20 2040 Q4 FUND (CLASS F UNITS) NL (423088A2)
NASDAQ CDDHXCI G5/20 2040 Q4 FUND (CLASS O UNITS) NL (423090A2)
NASDAQ CDDIAXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1642 DIVERSIFIED DIVIDEND & INC
NASDAQ CDDIBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1662 DIVERSIFIED DIVIDEND & INC
NASDAQ CDDICXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1737 DIVERSIFIED DIVIDEND & INC
NASDAQ CDDIDXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1805 DIVERSIFIED DIVIDEND &
NASDAQ CDDIEXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1874 DIVERSIFIED DIVIDEND & INC
NASDAQ CDDIFXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1930 DIVERSIFIED DIVIDEND &
NASDAQ CDDIGXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1993 DIVERSIFIED DIVIDEND & INCO
NASDAQ CDDIHXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2053 DIVERSIFIED DIVIDEND & INC
NASDAQ CDDIIXGuggenheim Funds Distributors LLC - Diversified Dividend & Income Port USD Ser 34 MNT CASH
NASDAQ CDDIJXGuggenheim Funds Distributors LLC - Diversified Dividend & Income Port , USD Ser 35 MNT CASH
NASDAQ CDDIKXGuggenheim Funds Distributors LLC - Diversified Div & Income Port USD Ser 36 MNT CASH
NASDAQ CDDILXGuggenheim Funds Distributors LLC - Diversified Dividend & Income Portf USD Ser 37 MNT CASH
NASDAQ CDDIMXGuggenheim Funds Distributors LLC - Diversified Div & Inc Portf Fd USD Ser 38 MNT CASH
NASDAQ CDDINXGuggenheim Funds Distributors LLC - Guggenheim Diver Div & Inc Portfolio Fd USD Ser 39 MNT CASH
NASDAQ CDDIOXGuggenheim Funds Distributors LLC - Guggenheim Diversified Divi & Inc Prt Fd USD Ser 40 MNT CASH
NASDAQ CDDIWXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1434 DIVERS
NASDAQ CDDIXCI G5/20I 2035 Q1 FUND (CLASS A UNITS) DSC (414208A4)
NASDAQ CDDIYXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1505 DIV
NASDAQ CDDIZXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1581 DIVERSIFIED DIVIDEND & INCO
NASDAQ CDDJXCI G5/20I 2035 Q1 FUND (CLASS A UNITS) FE (414208A2)

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