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NASDAQ CAYIXCANADIAN EQUITY GROWTH POOL (SERIES OF UNITS) NL (242673A3)
NASDAQ CAYJXCANADIAN EQUITY GROWTH POOL (SERIES W UNITS) DSC (1943A9)
NASDAQ CAYKXCANADIAN EQUITY GROWTH POOL (SERIES W UNITS) FE (1943A4)
NASDAQ CAYLXCANADIAN EQUITY GROWTH POOL (SERIES W UNITS) ISC (1943A5)
NASDAQ CAYMXCANADIAN EQUITY GROWTH POOL (SERIES W UNITS) LSC (1943A2)
NASDAQ CAYNXCANADIAN EQUITY MANAGED CLASS SERIES E DSC (770493A4)
NASDAQ CAYOXCANADIAN EQUITY MANAGED CLASS SERIES E ISC (770493A2)
NASDAQ CAYPXCANADIAN EQUITY MANAGED CLASS SERIES E LSC (770493A5)
NASDAQ CAYQXCANADIAN EQUITY MANAGED CLASS SERIES ET8 DSC (770596A5)
NASDAQ CAYRXCANADIAN EQUITY MANAGED CLASS SERIES ET8 ISC (770596A2)
NASDAQ CAYSXCANADIAN EQUITY MANAGED CLASS SERIES ET8 LSC (770596A4)
NASDAQ CAYTXCANADIAN EQUITY MANAGED CLASS SERIES F NL (770597A2)
NASDAQ CAYUXCANADIAN EQUITY MANAGED CLASS SERIES FT8 NL (770598A2)
NASDAQ CAYVXCANADIAN EQUITY MANAGED CLASS SERIES I NL (773324A2)
NASDAQ CAYWXCANADIAN EQUITY MANAGED CLASS SERIES IT8 NL (773325A2)
NASDAQ CAYYXCANADIAN EQUITY MANAGED POOL SERIES E DSC (770599A4)
NASDAQ CAYZXCANADIAN EQUITY MANAGED POOL SERIES E ISC (770599A2)
NASDAQ CAZAXCANADIAN EQUITY MANAGED POOL SERIES E LSC (770599A5)
NASDAQ CAZBXCANADIAN EQUITY MANAGED POOL SERIES F NL (770601A2)
NASDAQ CAZCXCANADIAN EQUITY MANAGED POOL SERIES I NL (773323A2)
NASDAQ CAZDXCANADIAN EQUITY SMALL CAP CORP CLASS (CLASS WT8 SHARES) FE (294822A2)
NASDAQ CAZEXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES A SHARES) DSC (7888A5)
NASDAQ CAZFXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES A SHARES) ISC (7888A3)
NASDAQ CAZGXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES A SHARES) LSC (7888A2)
NASDAQ CAZHXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES E SHARES) DSC (243815A5)
NASDAQ CAZIXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES E SHARES) ISC (243815A3)
NASDAQ CAZJXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES E SHARES) LSC (243815A2)
NASDAQ CAZKXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES ET8 SHRS) DSC (294821A5)
NASDAQ CAZLXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES ET8 SHRS) FE (294821A3)
NASDAQ CAZMXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES ET8 SHRS) LSC (294821A2)
NASDAQ CAZNXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES F SHARES) NL (443979A2)
NASDAQ CAZOXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES FT8 SHRS) NL (441814A2)
NASDAQ CAZPXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES I SHARES) NL (243797A2)
NASDAQ CAZQXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES IT8 SHRS) NL (294814A2)
NASDAQ CAZRXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES OF SHARES) NL (241262A2)
NASDAQ CAZSXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES W SHARES) DSC (7906A5)
NASDAQ CAZTXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES W SHARES) ISC (7906A3)
NASDAQ CAZUXCANADIAN EQUITY SMALL CAP CORP CLASS (SERIES W SHARES) LSC (7906A2)
NASDAQ CAZVXCANADIAN EQUITY SMALL CAP POOL (SERIES A UNITS) DSC (6638A5)
NASDAQ CAZWXCANADIAN EQUITY SMALL CAP POOL (SERIES A UNITS) FE (6638A3)
NASDAQ CAZYXCANADIAN EQUITY SMALL CAP POOL (SERIES A UNITS) LSC (6638A2)
NASDAQ CAZZXCANADIAN EQUITY SMALL CAP POOL (SERIES E UNITS) DSC (243780A5)
NASDAQ CBAAXAMERICAN FUNDS MODERATE GROWTH AND INCOME PORTFOLIO - CLASS 529-A
NASDAQ CBABXCOLUMBIA BALANCED FUND CLASS S
NASDAQ CBACXAB GLOBAL RISK ALLOCATION FUND INC. - CLASS C
NASDAQ CBADXCOLUMBIA TOTAL RETURN BOND 529 PORT AG
NASDAQ CBAEXAMERICAN FUNDS MODERATE GROWTH AND INCOME PORTFOLIO - CLASS 529-E
NASDAQ CBAFXAMERICAN FUNDS MODERATE GROWTH AND INCOME PORTFOLIO - CLASS 529-F-1
NASDAQ CBAGXAMERICAN FUNDS MODERATE GROWTH AND INCOME PORTFOLIO CLASS ABLE-A
NASDAQ CBAHXCANADIAN EQUITY SMALL CAP POOL (SERIES E UNITS) FE (243780A3)
NASDAQ CBAIXCALVERT BALANCED FUND CLASS I
NASDAQ CBAJXCANADIAN EQUITY SMALL CAP POOL (SERIES E UNITS) LSC (243780A2)
NASDAQ CBAKXCANADIAN EQUITY SMALL CAP POOL (SERIES F UNITS) NL (443982A2)
NASDAQ CBALXCOLUMBIA BALANCED FUND CLASS I
NASDAQ CBANXCI TARGET 2028 INVESTMENT GRADE BOND FUND SERIES P NL (857710A2)
NASDAQ CBAOXCANADIAN EQUITY SMALL CAP POOL (SERIES I UNITS) NL (243761A2)
NASDAQ CBAPXCANADIAN EQUITY SMALL CAP POOL (SERIES OF UNITS) NL (242674A3)
NASDAQ CBAQXCANADIAN EQUITY SMALL CAP POOL (SERIES W UNITS) DSC (750A9)
NASDAQ CBARXCALVERT BALANCED FUND CLASS R6
NASDAQ CBASXCANADIAN EQUITY SMALL CAP POOL (SERIES W UNITS) FE (750A4)
NASDAQ CBATXCANADIAN EQUITY SMALL CAP POOL (SERIES W UNITS) ISC (750A5)
NASDAQ CBAUXCANADIAN EQUITY SMALL CAP POOL (SERIES W UNITS) LSC (750A2)
NASDAQ CBAVXCANADIAN EQUITY VALUE CORP CLASS (CLASS WT8 SHARES) FE (294799A2)
NASDAQ CBAWXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES A SHARES) DSC (7885A5)
NASDAQ CBAYXCALVERT BALANCED CLASS Y
NASDAQ CBBCXAB RELATIVE VALUE FUND - C
NASDAQ CBBDXAB RELATIVE VALUE FUND - B
NASDAQ CBBEBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1523 EQUITY
NASDAQ CBBEXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES A SHARES) ISC (7885A3)
NASDAQ CBBFXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES A SHARES) LSC (7885A2)
NASDAQ CBBGXAMERICAN FUNDS MODERATE GROWTH AND INCOME PORTFOLIO CLASS ABLE-F-2
NASDAQ CBBHXCANADIAN EQUITY VALUE CORP CLASS (SERIES E SHARES) DSC (243812A5)
NASDAQ CBBIXAB RELATIVE VALUE FUND - I
NASDAQ CBBJXCANADIAN EQUITY VALUE CORP CLASS (SERIES E SHARES) ISC (243812A3)
NASDAQ CBBKXAB RELATIVE VALUE FUND - K
NASDAQ CBBLXCANADIAN EQUITY VALUE CORP CLASS (SERIES E SHARES) LSC (243812A2)
NASDAQ CBBMXCANADIAN EQUITY VALUE CORP CLASS (SERIES ET8 SHARES) DSC (294815A5)
NASDAQ CBBNXCANADIAN EQUITY VALUE CORP CLASS (SERIES ET8 SHARES) FE (294815A3)
NASDAQ CBBOXCANADIAN EQUITY VALUE CORP CLASS (SERIES ET8 SHARES) LSC (294815A2)
NASDAQ CBBPXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES F SHARES) NL (443981A2)
NASDAQ CBBQXCANADIAN EQUITY VALUE CORP CLASS (SERIES FT8 SHARES) NL (442230A2)
NASDAQ CBBRXAB RELATIVE VALUE FUND - R
NASDAQ CBBSXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES I SHARES) NL (243794A2)
NASDAQ CBBTCAXCODERABBIT - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CBBTPAXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES 1 PRFD STOCK
NASDAQ CBBTPBXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES A PRFD STOCK
NASDAQ CBBTPCXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES A-1 PRFD STOCK
NASDAQ CBBTPDXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES B PRFD STOCK
NASDAQ CBBTPEXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES B-1 PRFD STOCK
NASDAQ CBBTPFXCODERABBIT - SHARE CL LEVEL - PRFD CL TYPE - SERIES B-2 PRFD STOCK
NASDAQ CBBTXAB-RELATIVE VALUE PORTFOLIO - T
NASDAQ CBBTZZXCODERABBIT - COMPANY LEVEL
NASDAQ CBBUXCANADIAN EQUITY VALUE CORP CLASS (SERIES IT8 SHARES) NL (294798A2)
NASDAQ CBBVXCANADIAN EQUITY VALUE CORP CLASS (SERIES OF SHARES) NL (241259A2)
NASDAQ CBBWXCANADIAN EQUITY VALUE CORPORATE CLASS (SERIES W SHARES) DSC (7903A5)
NASDAQ CBBYXAB RELATIVE VALUE FUND - ADV
NASDAQ CBBZXAB RELATIVE VALUE FUND - Z
NASDAQ CBCDAXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2005 BLUE CHIP DIVIDEND PORTFOLI
NASDAQ CBCDBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2072 BLUE CHIP DIVIDEND PORTFOLI
NASDAQ CBCDCXGuggenheim Funds Distributors LLC - Blue Chip Dividend Port' USD Ser 3 MNT CASH

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