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NASDAQ ADDPPEXADDEPAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ ADDPPFXADDEPAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCK
NASDAQ ADDPPGXADDEPAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES F PRFD STOCK
NASDAQ ADDPPHXADDEPAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES G PRFD STOCK
NASDAQ ADDPZZXADDEPAR - COMPANY LEVEL
NASDAQ ADDVXAMERICAN CENTURY DIVERSIFIED BOND FD R6 CL
NASDAQ ADECXCOLUMBIA INTRINSIC VALUE FUND CLASS C
NASDAQ ADEIXANCORA DIVIDEND VALUE EQUITY FUND CLASS I
NASDAQ ADESXANCORA DIVIDEND VALUE EQUITY FUND CLASS S
NASDAQ ADFAXAMERICAN CENTURY DIVERSIFIED BOND A CLASS
NASDAQ ADFIXAMERICAN CENTURY DIVERSIFIED BOND INVESTOR CLASS
NASDAQ ADFSXALPINE FINANCIAL SERVICES FUND - INSTITUTIONAL CLASS
NASDAQ ADGAXAB CORE OPPORTUNITIES FUND INC. - CLASS A
NASDAQ ADGBXAB CORE OPPORTUNITIES FUND INC. - CLASS B
NASDAQ ADGCXAB CORE OPPORTUNITIES FUND INC. - CLASS C
NASDAQ ADGGXAMERICAN CENTURY DISCIPLINED GROWTH FUND - R5 CLASS
NASDAQ ADGIXAB CORE OPPORTUNITIES FUND INC. - CLASS I
NASDAQ ADGKXAB CORE OPPORTUNITIES FUND INC. - CLASS K
NASDAQ ADGRXAB CORE OPPORTUNITIES FUND INC. - CLASS R
NASDAQ ADGYXAB CORE OPPORTUNITIES FUND INC. - ADVISOR CLASS SHARES
NASDAQ ADGZXAB CORE OPPORTUNITIES FUND INC. - CLASS Z
NASDAQ ADHIXAEGON US SHORT DURATION HIGH YIELD FUND INSTITUTIONAL SHARES
NASDAQ ADHVXAEGON US SHORT DURATION HIGH YIELD FUND INVESTOR SHARES
NASDAQ ADIAXALPINE SMALL CAP FUND - CLASS A
NASDAQ ADIBPAXADIMAB - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCK
NASDAQ ADIBPBXADIMAB - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ ADIBPCXADIMAB - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ ADIBZZXADIMAB - COMPANY LEVEL
NASDAQ ADIEXALGER DYNAMIC OPPORTUNITIES FUND CLASS I-3EU
NASDAQ ADIHXALGER DYNAMIC OPPORTUNITIES FUND CLASS I EUH
NASDAQ ADINXALPINE SMALL CAP FUND - INSTITUTIONAL CLASS
NASDAQ ADISXAPERTURE DISCOVER EQUITY FUND INSTITUTIONAL CLASS
NASDAQ ADITXABERDEEN DIVERSIFIED INCOME FUND CLASS T
NASDAQ ADIUXALGER DYNAMIC OPPORTUNITIES FUND CLASS I-3
NASDAQ ADIVXAMG RIVER ROAD DIVIDEND ALL CAP VALUE FUND II - CLASS I
NASDAQ ADJEXAZZAD ETHICAL FUND
NASDAQ ADJPXVIRTUS NFJ DIVIDEND VALUE FUND CL P
NASDAQ ADJTXALLIANZGI NFJ DIVIDEND VALUE FUND CLASS T
NASDAQ ADKSXTHE ADIRONDACK SMALL CAP FUND
NASDAQ ADLAXAMERICAN BEACON DOUBLELINE FLOATING RATE FUND - A CLASS
NASDAQ ADLCXAMERICAN BEACON DOUBLELINE FLOATING RATE FUND - C CLASS
NASDAQ ADLFXADLER VALUE FUND INVESTOR CLASS
NASDAQ ADLIXAMERICAN BEACON DOUBLELINE FLOATING RATE FUND - R5 CLASS
NASDAQ ADLPXAMERICAN BEACON DOUBLELINE FLOATING RATE FUND - INVESTOR CLASS
NASDAQ ADLVXADLER VALUE FUND INSTITUTIONAL CLASS
NASDAQ ADLYXAMERICAN BEACON DOUBLELINE FLOATING RATE FUND - Y CLASS
NASDAQ ADMQXALLSPRING U.S. LONG/SHORT EQUITY FUND CLASS A
NASDAQ ADMWX361 DOMESTIC LONG/SHORT EQUITY FUND - CLASS Y
NASDAQ ADMZXALLSPRING U.S. LONG/SHORT EQUITY FUND - INSTITUTIONAL
NASDAQ ADNALXALPHA DNA LARGE CAP HEDGED EQUITY COMPOSITE
NASDAQ ADNAMXALPHA DNA MID-SMALL CAP HEDGED EQUITY COMPOSITE
NASDAQ ADNAXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - A CLASS
NASDAQ ADNCXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - C CLASS
NASDAQ ADNIXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - R5 CLASS
NASDAQ ADNPXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - INVESTOR CLASS
NASDAQ ADNRXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - R6 CLASS
NASDAQ ADNTXABERDEEN DYNAMIC ALLOCATION FUND CLASS T
NASDAQ ADNYXAMERICAN BEACON ARK TRANSFORMATIONAL INNOVATION FUND - Y CLASS
NASDAQ ADOAPAXADONA MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE SER A-1 PRFD STOCK
NASDAQ ADOAXAXS DYNAMIC OPPORTUNITY FUND - CLASS A
NASDAQ ADOAZZXADONA MEDICAL INC - COMPANY LEVEL
NASDAQ ADOCXALGER DYNAMIC OPPORTUNITIES FUND CLASS C
NASDAQ ADOIXAXS DYNAMIC OPPORTUNITY FUND - CLASS I
NASDAQ ADOTXALGER DYNAMIC OPPORTUNITIES FUND
NASDAQ ADOZXTHE ALGER FDS II ALGER DYNAMIC OPPORTUNITIES FUND CLASS Z
NASDAQ ADPAXSANFORD C. BERNSTEIN FUND INC.- AB SHORT DURATION PORTFOLIO - CLASS A
NASDAQ ADPBXSANFORD C. BERNSTEIN FUND INC.- AB SHORT DURATION PORTFOLIO - CLASS B
NASDAQ ADPCXSANFORD C. BERNSTEIN FUND INC.- AB SHORT DURATION PORTFOLIO - CLASS C
NASDAQ ADPECAXADAPTIVE SECURITY SHARE CL LEVEL COMMON CL TYPE VOTING COMMON STOCK
NASDAQ ADPECBXADAPTIVE SECURITY SHARE CL LEVEL COMMON CL TYPE NON-VOTING COMMON STOC
NASDAQ ADPEPAXADAPTIVE SECURITY SHARE CL LEVEL PRFD CL TYPE SER SEED-1 PRFD STOCK
NASDAQ ADPEPBXADAPTIVE SECURITY SHARE CL LEVEL PRFD CL TYPE SER SEED-2 PRFD STOCK
NASDAQ ADPEPCXADAPTIVE SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SER A PRFD STOCK
NASDAQ ADPEPDXADAPTIVE SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SER B PRFD STOCK
NASDAQ ADPEPEXADAPTIVE SECURITY SHARE CL LEVEL PRFD CL TYPE SER B-NV PRFD STOCK
NASDAQ ADPEZZXADAPTIVE SECURITY - COMPANY LEVEL
NASDAQ ADRRXAMERICAN CENTURY DISCIPLINED GROWTH FUND R CLASS
NASDAQ ADRVXAMERICAN CENTURY DIVERSIFIED BOND FUND - R5 CLASS
NASDAQ ADSCXALLSPRING U.S. LONG/SHORT EQUITY FUND - C
NASDAQ ADSIXAMERICAN CENTURY DISCIPLINED GROWTH FUND INVESTOR CLASS
NASDAQ ADSRXAPERTURE DISCOVER EQUITY FUND CLASS X
NASDAQ ADTAXALLSPRING DYNAMIC TARGET 2065 - A
NASDAQ ADTCXALLSPRING DYNAMIC TARGET 2065 - C
NASDAQ ADTDXALLSPRING DYNAMIC TARGET 2065 - ADMINISTRATOR
NASDAQ ADTGAXADVISORS DIS TR 464 GNMA ADVANTAGE INCOME PTF SRS 13
NASDAQ ADTGBXADVISORS DIS TR 554 GNMA ADVANTAGE INCOME PTF SRS 14
NASDAQ ADTGCXADVISORS DISCIPLINED TR 28 GNMA ADVANTAGE INCOME PTF SRS 3
NASDAQ ADTGDXADVISORS DISCIPLINED TR 46 GNMA ADVANTAGE INCOME PTF SRS 4
NASDAQ ADTGEXADVISORS DISCIPLINED TR 69 GNMA ADVANTAGE INCM PTF SRS 5
NASDAQ ADTGFXADVISORS DISCIPLINED TR 95 GNMA ADVANTAGE INCOME PTF SRS 6
NASDAQ ADTGGXADVISORS DISCIPLINED TR 134 GNMA ADVANTAGE INCM PTF SRS 7
NASDAQ ADTGHXADVISORS DIS TR 166 GNMA ADVANTAGE INCOME PTF SRS 8
NASDAQ ADTGJXADVISORS DISTR 219 GNMA ADVANTAGE INCOME PRFT SRS 9
NASDAQ ADTGKXADVISORS DIS TR 268 GNMA ADVANTAGE INCOME PTF SRS 10
NASDAQ ADTGLXADVISORS DIS TR 319 GNMA ADVANTAGE INCOME PTF SRS 11
NASDAQ ADTGMXADVISORS DIS TR 394 GNMA ADVANTAGE INCOME PTF SRS 12
NASDAQ ADTGNXGNMA ADVANTAGE INCOME PTF SER 2 ADV DISCIPLINED TR SER 11
NASDAQ ADTGPXADVISORS DIS TR 651 GNMA ADVANTAGE INCOME PTF SRS 15
NASDAQ ADTGSXADVISORS DISP 719 GNMA ADVANTAGE INCOME PTF SRS 16
NASDAQ ADTGTXADVISORS DIS TR 800 GNMA ADVANTAGE INCOME PTF SRS 17

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