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NASDAQ CARQPHXCAR IQ PAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-4 PRFD
NASDAQ CARQXCOLUMBIA ADAPTIVE RETIREMENT 2040 FUND CLASS I3
NASDAQ CARQZZXCAR IQ PAY - COMPANY LEVEL
NASDAQ CARRCAXCARROT - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCK
NASDAQ CARRPAXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CARRPBXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCK
NASDAQ CARRPCXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCK
NASDAQ CARRPDXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-3 PRFD STOCK
NASDAQ CARRPEXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-4 PRFD STOCK
NASDAQ CARRPFXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CARRPGXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CARRPHXCARROT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CARRXCOLUMBIA ADAPTIVE RISK ALLOCATION FUND CLASS ADV
NASDAQ CARRZZXCARROT - COMPANY LEVEL
NASDAQ CARSXCOLUMBIA ADAPTIVE RETIREMENT 2050 FUND CLASS ADV
NASDAQ CARTCAXCARTA - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCK
NASDAQ CARTCBXCARTA - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCK
NASDAQ CARTPAXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES AA PRFD STOCK
NASDAQ CARTPBXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CARTPCXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CARTPDXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CARTPEXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C-2 PRFD STOCK
NASDAQ CARTPFXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CARTPGXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCK
NASDAQ CARTPHXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES F PRFD STOCK
NASDAQ CARTPIXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES G PRFD STOCK
NASDAQ CARTPJXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES G-1 PRFD STOCK
NASDAQ CARTUAXCARTA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED PRFD STOCK
NASDAQ CARTZZXCARTA - COMPANY LEVEL
NASDAQ CARUXCOLUMBIA ADAPTIVE RETIREMENT 2050 FUND CLASS I3
NASDAQ CARVXCOLUMBIA ADAPTIVE RETIREMENT 2060 FUND CLASS I3
NASDAQ CARYXCOLUMBIA ADAPTIVE RISK ALLOCATION FUND CLASS I3
NASDAQ CASAXCATALYST/ASPECT ENHANCED MULTI-ASSET FUND CLASS A
NASDAQ CASBXCAPITAL GROUP INTL EQUITY FUND (CANADA) SERIES F U$ NL (237670A2)
NASDAQ CASCXCATALYST/ASPECT ENHANCED MULTI-ASSET FUND CLASS C
NASDAQ CASEXCI TARGET 2028 INVESTMENT GRADE BOND FUND SERIES F NL (857708A2)
NASDAQ CASIXCATALYST/ASPECT ENHANCED MULTI-ASSET FUND CLASS I
NASDAQ CASJCAXCLDOJO - SHARE CL LEVEL - COMMON SHARE CL TYPE - VOTING COMMON STOCK
NASDAQ CASJCBXCLDOJO SHARE CL LEVEL COMMON SHARE CL TYPE NON-VOTING COMMON STOCK
NASDAQ CASJPAXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCK
NASDAQ CASJPBXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCK
NASDAQ CASJPCXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCK
NASDAQ CASJPDXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-3 PRFD STOCK
NASDAQ CASJPEXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ CASJPFXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ CASJPGXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C-1 PRFD STOCK
NASDAQ CASJPHXCLDOJO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ CASJXCAPITAL GROUP INTERNATIONAL EQUITY FUND (CANADA) SERIES O NL
NASDAQ CASJZZXCLASSDOJO - COMPANY LEVEL
NASDAQ CASKXCAPITAL GROUP MONTHLY INCOME PORTFOLIO (CANADA) SERIES A FE
NASDAQ CASLXCAPITAL GROUP MONTHLY INCOME PORTFOLIO (CANADA) SERIES F NL
NASDAQ CASMCAXCASTELLUM.AI - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCK
NASDAQ CASMPAXCASTELLUM.AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFD STOCK
NASDAQ CASMUAXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-1 PRFD STOCK
NASDAQ CASMUBXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-2 PRFD STOCK
NASDAQ CASMUCXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-3 PRFD STOCK
NASDAQ CASMUDXCASTELLUM.AI SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-4 PRFD STOCK
NASDAQ CASMXCAPITAL GROUP MONTHLY INCOME PORTFOLIO (CANADA) SERIES F4 NL
NASDAQ CASMZZXCASTELLUM.AI - COMPANY LEVEL
NASDAQ CASNXCAPITAL GROUP MONTHLY INCOME PORTFOLIO (CANADA) SERIES I NL
NASDAQ CASOXCAPITAL GROUP MONTHLY INCOME PORTFOLIO (CANADA) SERIES T4 FE
NASDAQ CASPXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES A FE
NASDAQ CASQXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES AU$ FE
NASDAQ CASRXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES F NL
NASDAQ CASSXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES F4 NL
NASDAQ CASTXCASTLE FOCUS FUND CLASS C
NASDAQ CASUXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES FU$ NL
NASDAQ CASWPAXCASSIA NETWORKS SHARE CL LEVEL PRFD SHARE CL TYPE SER A3 PRFD STOCK
NASDAQ CASWPBXCASSIA NETWORKS SHARE CL LEVEL PRFD SHARE CL TYPE SER B2 PRFD STOCK
NASDAQ CASWXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES I NL
NASDAQ CASWZZXCASSIA NETWORKS - COMPANY LEVEL
NASDAQ CASYXCAPITAL GROUP MULTI-SECTOR INCOME FUND (CANADA) SERIES T4 FE
NASDAQ CASZXCAPITAL GROUP U.S. EQUITY FUND (CANADA) SERIES A FE
NASDAQ CATCXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS C
NASDAQ CATDXADAPTIVE GROWTH OPPORTUNITIES FUND CLASS C SHARES
NASDAQ CATEFXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1433 TECHNOL
NASDAQ CATEGXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1507 TECHNOL
NASDAQ CATEHXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1579 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEIXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1623 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEJXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1661 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEKXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1736 TECHNOLOGICAL INNOVATION PO
NASDAQ CATELXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1802 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEMXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1872 TECHNOLOGICAL INNOVATION PO
NASDAQ CATENXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1940 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEOXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1998 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEPXGUGGENHEIM DEFINED PORTFOLIOS SERIES 2057 TECHNOLOGICAL INNOVATION PO
NASDAQ CATEQXGuggenheim Funds Distributors LLC - Technological Innovation Port.. USD Ser 17 MNT CASH
NASDAQ CATERXGuggenheim Funds Distributors LLC - Techno Innov Port USD Ser 18 MNT CASH
NASDAQ CATESXGuggenheim Funds Distributors LLC - Technological Innovation Port, USD Ser 19 MNT CASH
NASDAQ CATETXGuggenheim Funds Distributors LLC - Technological Innovation Port,, USD Ser 20 MNT CASH
NASDAQ CATEUXGuggenheim Funds Distributors LLC - Technological Innovation Portfolio Fund USD Ser 21 MNT CASH
NASDAQ CATEVXGuggenheim Funds Distributors LLC - Guggenheim Techno Innovation Portf Fd USD Ser 22 MNT CASH
NASDAQ CATEWXGuggenheim Funds Distributors LLC - Guggenheim Techn Innovation Portf Fd USD Ser 23 MNT CASH
NASDAQ CATEXADAPTIVE GROWTH OPPORTUNITIES FUND INSTITUTIONAL CLASS
NASDAQ CATFBXGUGGENHEIM DEFINED PORTFOLIOS SERIES 1451 BARROW
NASDAQ CATGXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS AG
NASDAQ CATJXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS A
NASDAQ CATKXCOLUMBIA AGGRESSIVE TRACK AGES 16-17 CLASS I
NASDAQ CATLXCOLUMBIA AGGRESSIVE TRACK AGES 6-7 CLASS I
NASDAQ CATMXCOLUMBIA AGGRESSIVE TRACK AGES 12-13 CLASS A

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