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NASDAQ BZCFXBLACKROCK COLLEGE 2044 OPTION - CLASS C
NASDAQ BZCIXBLACKROCK COLLEGE 2027 OPTION CLASS I
NASDAQ BZDAXBLACKROCK COLLEGE 2032 OPTION CLASS A
NASDAQ BZDCXBLACKROCK COLLEGE 2032 OPTION CLASS C
NASDAQ BZDIXBLACKROCK COLLEGE 2032 OPTION CLASS I
NASDAQ BZEAXBLACKROCK COLLEGE 2035 OPTION CLASS A
NASDAQ BZECXBLACKROCK COLLEGE 2035 OPTION CLASS C
NASDAQ BZEIXBLACKROCK COLLEGE 2035 OPTION CLASS I
NASDAQ BZFAXBLACKROCK COLLEGE 2038 OPTION CLASS A
NASDAQ BZFCXBLACKROCK COLLEGE 2038 OPTION CLASS C
NASDAQ BZFIXBLACKROCK COLLEGE 2038 OPTION CLASS I
NASDAQ BZGAXBLACKROCK COLLEGE 2041 OPTION CLASS A
NASDAQ BZGCXBLACKROCK COLLEGE 2041 OPTION CLASS C
NASDAQ BZGIXBLACKROCK COLLEGE 2041 OPTION CLASS I
NASDAQ BZIFXBLACKROCK COLLEGE 2044 OPTION - CLASS I
NASDAQ BZOAXBLACKROCK COLLEGE ENROLLMENT OPTION CLASS A
NASDAQ BZOCXBLACKROCK COLLEGE ENROLLMENT OPTION CLASS C
NASDAQ BZOIXBLACKROCK COLLEGE ENROLLMENT OPTION CLASS I
NASDAQ CAAAXCALVERT GROWTH ALLOCATION FUND CLASS A
NASDAQ CAABXCLEARBRIDGE SUSTAINABILITY LEADERS FUND CLASS C
NASDAQ CAACXCALVERT GROWTH ALLOCATION FUND CLASS C
NASDAQ CAADXADAPTIVE HEDGED INCOME FUND CLASS A SHARES
NASDAQ CAAEXPUTNAM LARGE CAP VALUE 529 PORTFOLIO - CLASS A
NASDAQ CAAFXAMERICAN FDS SHORT-TERM BOND FUND OF AMERICA CLASS 529-A SHS
NASDAQ CAAGXCOLUMBIA AGGRESSIVE GROWTH 529 PORT AG- STATIC
NASDAQ CAAHXCALAMOS AKSIA PRIVATE EQUITY AND ALTERNATIVES FUND CLASS A
NASDAQ CAAIXARIEL APPRECIATION FD INSTL CL
NASDAQ CAAJXPUTNAM LARGE CAP VALUE 529 PORTFOLIO - CLASS C
NASDAQ CAAKXPUTNAM LARGE CAP VALUE 529 PORTFOLIO - ADVISOR CLASS
NASDAQ CAALCAXCASCALA HEALTH - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CAALUAXCASCALA HEALTH - SHARE CL LEVEL - PRFD CL TYPE - SER SEED PRFD STOCK
NASDAQ CAALUBXCASCALA HEALTH SHARE CL LEVEL PRFD CL TYPE SER SEED-1 PRFD STOCK
NASDAQ CAALXCORNERSTONE ADVISORS PUBLIC ALTERNATIVES FUND
NASDAQ CAALZZXCASCALA HEALTH - COMPANY LEVEL
NASDAQ CAAMXINVESCO SELECT RISK: MODERATELY CONSERVATIVE INVESTOR FUND CLASS A
NASDAQ CAANXPUTNAM LARGE CAP VALUE 529 PORTFOLIO - DIRECT CLASS
NASDAQ CAAOXCLEARBRIDGE INTERNATIONAL GROWTH 529 PORTFOLIO - CLASS A
NASDAQ CAAPCAXCASAP - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCK
NASDAQ CAAPPAXCASAP - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-1 PRFD STOCK
NASDAQ CAAPPBXCASAP - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-2 PRFD STOCK
NASDAQ CAAPUAXCASAP - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-1 PRFD STOCK
NASDAQ CAAPUBXCASAP - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-2 PRFD STOCK
NASDAQ CAAPUCXCASAP - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-3 PRFD STOCK
NASDAQ CAAPUDXCASAP - SHARE CL LEVEL - PRFD CL TYPE - SERIES SEED-4 PRFD STOCK
NASDAQ CAAPXARIEL APPRECIATION FUND INVESTOR CL
NASDAQ CAAPZZXCASAP - COMPANY LEVEL
NASDAQ CAAQXCLEARBRIDGE INTERNATIONAL GROWTH 529 PORTFOLIO - CLASS C
NASDAQ CAARXCALVERT CONSERVATIVE ALLOCATION FUND - CLASS R6
NASDAQ CAATXCLEARBRIDGE INTERNATIONAL GROWTH 529 PORTFOLIO - ADVISOR CLASS
NASDAQ CAAUXCLEARBRIDGE INTERNATIONAL GROWTH 529 PORTFOLIO - DIRECT CLASS
NASDAQ CAAVXAMERICAN FUNDS COLLEGE 2042 FUND CLASS 529-E
NASDAQ CAAWXAMERICAN FUNDS COLLEGE 2042 FUND CLASS 529-F-1
NASDAQ CAAYXINVESCO SELECT RISK: MODERATELY CONSERVATIVE INVESTOR FUND CLASS Y
NASDAQ CAAZXAMERICAN FUNDS COLLEGE 2042 FUND CLASS 529-F-2
NASDAQ CABAXAMERICAN FUNDS COLLEGE 2042 FUND CLASS 529-A
NASDAQ CABBXAB GLOBAL RISK ALLOCATION FUND INC. - CLASS B
NASDAQ CABCXAMERICAN FUNDS COLLEGE 2042 FUND CLASS 529-C
NASDAQ CABDXAB RELATIVE VALUE FUND - A
NASDAQ CABEXCALDWELL CANADIAN VALUE MOMENTUM FUND SERIES A FE
NASDAQ CABFXCALDWELL CANADIAN VALUE MOMENTUM FUND SERIES A LSC
NASDAQ CABGXCOLUMBIA MULTI-MANAGER GROWTH STRATEGIES FUND CLASS I3
NASDAQ CABHXCALDWELL CANADIAN VALUE MOMENTUM FUND SERIES F NL
NASDAQ CABIXAB GLOBAL RISK ALLOCATION FUND INC. - CLASS I
NASDAQ CABJXCALDWELL NORTH AMERICAN FUND SERIES A DSC (278A2)
NASDAQ CABKXCALDWELL NORTH AMERICAN FUND SERIES A FE (278A4)
NASDAQ CABLXCALDWELL NORTH AMERICAN FUND SERIES A LSC (278A3)
NASDAQ CABMXCALDWELL NORTH AMERICAN FUND SERIES F NL
NASDAQ CABNXAB GLOBAL RISK ALLOCATION FUND INC. - CLASS A
NASDAQ CABOXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES A FE
NASDAQ CABPXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES A LSC
NASDAQ CABQXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES A U$ FE
NASDAQ CABSXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES A U$ LSC
NASDAQ CABUXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES F NL
NASDAQ CABVXCALDWELL U.S. DIVIDEND ADVANTAGE FUND SERIES F U$ NL
NASDAQ CABWXCALDWELL-LAZARD COREPLUS INFRASTRUCTURE FUND SERIES A FE
NASDAQ CABYXCOLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND
NASDAQ CABZXCALDWELL-LAZARD COREPLUS INFRASTRUCTURE FUND SERIES F NL
NASDAQ CACAGXADT 1564 CALIFORNIA MUNICIPAL CLOSED-END PORTFOLI
NASDAQ CACAHXADT 1669 CALIFORNIA MUNICIPAL CLOSED-END PORTFOLI
NASDAQ CACAIXADT 1706 CALIFORNIA MUNICIPAL CLOSED-END PORTFOLI
NASDAQ CACAJXADT 1742 COHEN & STEERS CALIFORNIA MUNICIPAL CLOS
NASDAQ CACAKXADT 1773 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACALXADT 1796 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAMXADT 1813 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACANXADT 1835 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAOXADT 1857 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAPXADT 1869 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAQXADT 1892 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACARXADT 1907 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACASXADT 1930 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACATXADT 1943 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAUXADT 1961 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAVXADT 1975 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAWXADT 2019 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAXJANUS ENTERPRISE 529 PORT AG
NASDAQ CACAYXADT 2046 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACAZXADT 2072 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACBAXADT 2099 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACBBXADT 2115 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI
NASDAQ CACBCXADT 2142 COHEN & STEERS CALIFORNIA MUNICIPAL CLOSED-END PORTFOLIO SERI

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