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NASDAQ ASTNZZXASTRONOMER - COMPANY LEVEL
NASDAQ ASTPXVIRTUS NFJ GLOBAL SUSTAINABILITY FUND CL P
NASDAQ ASTRXASTOR DYNAMIC ALLOCATION FUND CLASS R SHARES
NASDAQ ASTTXAB SUSTAINABLE GLOBAL THEMATIC - T
NASDAQ ASTYXALLIANZGL BEST STYLES INTERNATIONAL EQUITY FUND CLASS INSTITUTIONAL
NASDAQ ASTZXASTOR DYNAMIC ALLOCATION FUND CLASS C SHARES
NASDAQ ASUAXVIRTUS NFJ GLOBAL SUSTAINABILITY FUND CL A
NASDAQ ASUIXARABESQUE SYSTEMATIC USA FUND - INSTITUTIONAL CLASS SHARES
NASDAQ ASUJXALGER SMALL CAP FOCUS FUND CLASS I-5 US
NASDAQ ASURXARABESQUE SYSTEMATIC USA FUND - INVESTOR CLASS SHARES
NASDAQ ASUTXALLIANZGI GLOBAL SUSTAINABILITY FUND CLASS T
NASDAQ ASVCXAMERICAN BEACON SMALL CAP VALUE FUND C CLASS
NASDAQ ASVDXAMERICAN CENTURY SMALL CAP VALUE FUND R6 CL
NASDAQ ASVGXAMERICAN CENTURY SMALL CAP VALUE FUND - R5 CLASS
NASDAQ ASVHXSMALL CAP VALUE FUND CLASS G
NASDAQ ASVIXAMERICAN CENTURY SMALL CAP VALUE FUND INVESTOR CLASS
NASDAQ ASVNXAMERICAN CENTURY SMALL CAP VALUE FUND - C CLASS
NASDAQ ASVPXVIRTUS NFJ SMALL CAP VALUE FUND CLASS P
NASDAQ ASVRXAMERICAN CENTURY SMALL CAP VALUE FUND - R CLASS
NASDAQ ASVTXAMERICAN BEACON SMALL CAP VALUE FUND - T CLASS
NASDAQ ASVYXAMERICAN CENTURY SMALL CAP VALUE FUND - Y CLASS
NASDAQ ASXDXSHORT DURATION STRATEGIC INCOME FUND - R6 CLASS
NASDAQ ASYDXAMERICAN CENTURY SHORT DURATION STRATEGIC INCOME FUND - Y CLASS
NASDAQ ASYIXMULTISECTOR INCOME FUND - Y CLASS
NASDAQ ASYLXAB CAP FUND INC. - AB SELECT US LONG/SHORT PORTFOLIO - ADVISOR CLASS
NASDAQ ASYMXALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Y
NASDAQ ATACXATAC ROTATION FUND - INVESTOR CLASS
NASDAQ ATAFXAMERICAN TRUST ALLEGIANCE FUND
NASDAQ ATAGXANCHOR RISK MANAGED GLOBAL STRATEGIES FUND ADVISOR CLASS
NASDAQ ATAMXANCHOR RISK MANAGED MUNICIPAL STRATEGIES FUND ADVISOR CLASS
NASDAQ ATANCAXALTANA TECHNOLOGIES SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STOCK
NASDAQ ATANPAXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER A-1 PRFD STO
NASDAQ ATANPBXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER A-2 PRFD STO
NASDAQ ATANPCXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER A-3 PRFD STO
NASDAQ ATANPDXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER A-4 PRFD STO
NASDAQ ATANPEXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER B-1 PRFD STO
NASDAQ ATANPFXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER B-2 PRFD STO
NASDAQ ATANPGXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER B-3 PRFD STO
NASDAQ ATANPHXALTANA TECHNOLOGIES SHARE CL LEVEL PRFD SHARE CL TYPE SER C PRFD STOCK
NASDAQ ATANZZXALTANA TECHNOLOGIES - COMPANY LEVEL
NASDAQ ATASXAMG GW&K U.S. SMALL CAP GROWTH FUND - CLASS N
NASDAQ ATAZXAMG GW&K U.S. SMALL CAP GROWTH FUND - CLASS Z
NASDAQ ATBACAXAT-BAY - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCK
NASDAQ ATBAPAXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED PRFD STOCK
NASDAQ ATBAPBXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCK
NASDAQ ATBAPCXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCK
NASDAQ ATBAPDXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCK
NASDAQ ATBAPEXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCK
NASDAQ ATBAPFXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCK
NASDAQ ATBAPGXAT-BAY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D-1 PRFD STOCK
NASDAQ ATBAXPATRIOT BALANCED FUND CL A
NASDAQ ATBAZZXAT-BAY - COMPANY LEVEL
NASDAQ ATBBXATB INTERNATIONAL DISCIPLINED EQUITY FUND SERIES E NL (861879A2)
NASDAQ ATBDXATBIS FIXED INCOME POOL - SERIES A ISC (435005A2)
NASDAQ ATBEXATBIS CANADIAN EQUITY POOL - SERIES A ISC (435006A2)
NASDAQ ATBFXATBIS INTERNATIONAL EQUITY POOL - SERIES A ISC (435011A2)
NASDAQ ATBGXATBIS U.S EQUITY POOL - SERIES A ISC (435013A2)
NASDAQ ATBHXATB GLOBAL EQUITY POOL SERIES A FE (854162A2)
NASDAQ ATBIXPATRIOT BALANCED FUND CL I
NASDAQ ATBJXATB GLOBAL EQUITY POOL SERIES O NL (854163A2)
NASDAQ ATBKXATB GLOBAL EQUITY POOL SERIES F1 NL (854164A2)
NASDAQ ATBLXATB MONTHLY INCOME PORTFOLIO SERIES A FE (854165A2)
NASDAQ ATBMXATB MONTHLY INCOME PORTFOLIO SERIES O NL (854166A2)
NASDAQ ATBNXATB MONTHLY INCOME PORTFOLIO SERIES F1 NL (854167A2)
NASDAQ ATBOXATB INTERNATIONAL DISCIPLINED EQUITY FUND SERIES I NL (854168A2)
NASDAQ ATBPXATB US LARGE CAP EQUITY FUND SERIES I NL (854169A2)
NASDAQ ATBQXATB EMERGING MARKETS EQUITY FUND SERIES I NL (854170A2)
NASDAQ ATBRXATB INTERNATIONAL EQUITY INCOME FUND SERIES I NL (854171A2)
NASDAQ ATBSXATB INTERNATIONAL EQUITY INCOME FUND SERIES E NL (861882A2)
NASDAQ ATBTXPATRIOT BALANCED FUND CL C
NASDAQ ATBUXATB EMERGING MARKETS EQUITY FUND SERIES E NL (861881A2)
NASDAQ ATBVXATB US LARGE CAP EQUITY FUND SERIES E NL (861880A2)
NASDAQ ATBYXAMERICAN CENTURY INTERMEDIATE-TERM TAX-FREE BOND FUND - Y CLASS
NASDAQ ATCAXANCHOR RISK MANAGED INCOME STRATEGIES FUND - ADVISOR CLASS
NASDAQ ATCCXAB BOND FUND INC. - AB TAX-AWARE FIXED INCOME OPPORTUNITIES PORTFOLIO
OTC ATCFFAtlantis International Umbrella Fund - China Fund USD Accum.Units
NASDAQ ATCIXATAC ROTATION FUND - INSTITUTIONAL CLASS
NASDAQ ATCSXANCHOR RISK MANAGED INCOME STRATEGIES FUND - INSTITUTIONAL CLASS
NASDAQ ATDAXINVESCO ENDEAVOR FUND CLASS A SHARES
NASDAQ ATDBXINVESCO ENDEAVOR FUND CLASS B SHARES
NASDAQ ATDCXINVESCO ENDEAVOR FUND CLASS C SHARES
NASDAQ ATDFXINVESCO ENDEAVOR FUND CL R6
NASDAQ ATDIXINVESCO ENDEAVOR FUND CLASS R5
NASDAQ ATDRXINVESCO ENDEAVOR FUND CLASS R SHARES
NASDAQ ATDYXINVESCO ENDEAVOR FUND CLASS Y
NASDAQ ATEAXANCHOR RISK MANAGED EQUITY STRATEGIES FUND ADVISOR CLASS
NASDAQ ATEBXAB SUSTAINABLE GLOBAL THEMATIC FUND - B
NASDAQ ATECXAB SUSTAINABLE GLOBAL THEMATIC FUND - C
NASDAQ ATEIXANCHOR RISK MANAGED EQUITY STRATEGIES FUND - INVESTOR CLASS
NASDAQ ATEKXAB SUSTAINABLE GLOBAL THEMATIC FUND - K
NASDAQ ATEMXALGER EMERGING MARKETS FUND
NASDAQ ATERXAB SUSTAINABLE GLOBAL THEMATIC FUND - R
NASDAQ ATESXANCHOR RISK MANAGED EQUITY STRATEGIES FUND - INSTITUTIONAL CLASS
NASDAQ ATETXALLIANZGI TECHNOLOGY FUND CLASS T
NASDAQ ATEYXAB SUSTAINABLE GLOBAL THEMATIC FUND - ADV
NASDAQ ATEZXAB SUSTAINABLE GLOBAL THEMATIC FUND CLASS Z
NASDAQ ATFAXINVESCO LIMITED TERM MUNI INC FUND CLASS A
NASDAQ ATFCXINVESCO LIMITED TERM MUNI INC FUND CLASS C
NASDAQ ATFFXALGER 25 FUND CLASS P-2
NASDAQ ATFIXINVESCO LIMITED TERM MUNI INC FUND CLASS R5

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