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TUSGXTHE AMERICAN FUNDS INCOME SERIES - U.S. GOVERNMENT SECURITIES FUND - CNASDAQTUSHXTRANSAMERICA ULTRASHORT BOND - CLASS R6NASDAQTUSTKXXTD CANADA BANKS 5% AR INDEX-LINKED 2% COUPON PLUS GRTH NOTES SER 750 NNASDAQTUSYCXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTUSYKXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED 2% COUPON PLUS GRTH NNASDAQTUVNMXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL NOTES SER 966NASDAQTUVTCAXTRUVETA - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQTUVTPAXTRUVETA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQTUVTPBXTRUVETA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCKNASDAQTUVTPCXTRUVETA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQTUVTPDXTRUVETA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQTUVTZZXTRUVETA INC - COMPANY LEVELNASDAQTUWDBXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL NOTES SER 968 NL 878849A2NASDAQTUWTIXXTD OIL & GAS DAILY CAD HEDGED 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTUXLAXXTD NVDA EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3442 NL (877777A2)NASDAQTUYNDXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTUYSMXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES USD SER 3628FNASDAQTUYWLXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTVAFXTHORNBURG VALUE FUND A SHARESNASDAQTVAISXXTD XSP ETF-LINKED GROWTH NOTES - SERIES 1005 NL (879075A2)NASDAQTVBZHXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED AUTOCALL NOTES SNASDAQTVCFXTHORNBURG VALUE FUND - C SHARENASDAQTVDAXGUGGENHEIM RBP LARGE-CAP DEFENSIVE FUND CLASS ANASDAQTVDCXGUGGENHEIM RBP LARGE-CAP DEFENSIVE FUND CLASS CNASDAQTVDDNXXTD NVDA EQTY-LINKED AUTOCALL COUPON NOTES USD SER 3487 NL 878534A2NASDAQTVEAXGUGGENHEIM RBP DIVIDEND FUND CLASS ANASDAQTVECXGUGGENHEIM RBP DIVIDEND FUND CLASS CNASDAQTVEFXGUGGENHEIM RBP DIVIDEND FUND CLASS PNASDAQTVEIXGUGGENHEIM RBP DIVIDEND FUND CLASS INASDAQTVFDXGUGGENHEIM RBP LARGE-CAP DEFENSIVE FUND CLASS PNASDAQTVFIQXXTD RAINBOW AUTOCALL COUPON NOTES LEAST-PERFORMING SER 79F NL 882763A1NASDAQTVFMXGUGGENHEIM RBP LARGE-CAP MARKET FUND CLASS PNASDAQTVFRXNAA ALLOCATION FUND CLASS PNASDAQTVFTLXXTD C$ 5NC1 EXTENDIBLE 4.30% - 2027-2031 NL (882450A1)NASDAQTVFVXTHIRD AVENUE VALUE FUND INVESTOR CLASSNASDAQTVGKQXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED 1.4% COUPON PLUSNASDAQTVHQYXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL NOTES SER 985 NL 883249A2NASDAQTVIDXGUGGENHEIM RBP LARGE-CAP DEFENSIVE FUND CLASS INASDAQTVIFXTHORNBURG VALUE FUND CLASS I SHARESNASDAQTVIHXNUVEEN LIFECYCLE INDEX 2060 FUND INASDAQTVIIXNUVEEN LIFECYCLE INDEX 2060 FUND R6NASDAQTVIMXGUGGENHEIM RBP LARGE-CAP MARKET FUND CLASS INASDAQTVIPXNUVEEN LIFECYCLE INDEX 2060 FUND PREMIERNASDAQTVIRLXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL PRINCIPAL PRNASDAQTVIRXTHORNBURG VALUE FUND CLASS R4NASDAQTVITXNUVEEN LIFECYCLE INDEX 2060 FUND RETIREMENTNASDAQTVIVXTHIRD AVENUE INTERNATIONAL VALUE FUND INVESTOR CLASSNASDAQTVJIJXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED BARRIER ACCELERATOR TWIN-WNASDAQTVKAXTRANSPARENT VALUE SMID-CAP DIRECTIONAL ALLOCATION FUND CLASS ANASDAQTVKCXTRANSPARENT VALUE SMID-CAP DIRECTIONAL ALLOCATION FUND CLASS CNASDAQTVKFXTRANSPARENT VALUE SMID-CAP DIRECTIONAL ALLOCATION FUND CLASS F-1NASDAQTVKIXTRANSPARENT VALUE SMID-CAP DIRECTIONAL ALLOCATION FUND CLASS INASDAQTVKUHXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTVLAXTOUCHSTONE VALUE FD CL ANASDAQTVLCXTOUCHSTONE VALUE FD CL CNASDAQTVLIXTOUCHSTONE VALUE FD INST CLNASDAQTVLRXTOUCHSTONE VALUE FUND CLASS R6NASDAQTVLYXTOUCHSTONE VALUE FD CL YNASDAQTVMAXGUGGENHEIM RBP LARGE-CAP MARKET FUND CLASS ANASDAQTVMCXGUGGENHEIM RBP LARGE-CAP MARKET FUND CLASS CNASDAQTVNGBXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3605NASDAQTVOAXTOUCHSTONE SMALL CAP VALUE FD CL ANASDAQTVOCXTOUCHSTONE SMALL CAP VALUE FD CL CNASDAQTVOIXTOUCHSTONE SMALL CAP VALUE FD INSTI CLNASDAQTVORXTOUCHSTONE SMALL CAP VALUE FUND CLASS R6NASDAQTVOYXTOUCHSTONE SMALL CAP VALUE FD CL YNASDAQTVPIHXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTVPIXTORTOISE VIP MLP & PIPELINE PORTFOLIO CLASS INASDAQTVPTXTORTOISE VIP MLP & PIPELINE PORTFOLIO CLASS IINASDAQTVQFXTD CANADIAN LIQUIDITY POOL O SERIES NL (870817A2)NASDAQTVQLOXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTVRAXNAA ALLOCATION FUND CLASS ANASDAQTVRBCXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3561NASDAQTVRCXNAA ALLOCATION FUND CLASS CNASDAQTVRFXTHORNBURG VALUE FUND CLASS R3 SHSNASDAQTVRIXNAA ALLOCATION FUND INSTITUTIONAL CLASSNASDAQTVROAXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTVRRXTHORNBURG VALUE FUND CLASS R-5NASDAQTVRTXGUGGENHEIM DIRECTIONAL ALLOCATION T CLASSNASDAQTVRVXTHIRD AVENUE REAL ESTATE VALUE FUND INVESTOR CLASSNASDAQTVSAPXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL NOTES SER 965 NLNASDAQTVSVXTHIRD AVENUE SMALL-CAP VALUE FUND INVESTOR CLASSNASDAQTVTAXCATALYST TIME VALUE TRADING FUND CLASS ANASDAQTVTCXCATALYST TIME VALUE TRADING FUND CLASS CNASDAQTVTIXCATALYST TIME VALUE TRADING FUND CLASS INASDAQTVTYMXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL PRINCIPAL PRNASDAQTVULSXXTD CANADA UTILITIES 5% AR INDEX-LINKED GRTH NOTES SER 1045 NL 883343A2NASDAQTVVAXGUGGENHEIM RBP LARGE-CAP VALUE FUND CLASS ANASDAQTVVCXGUGGENHEIM RBP LARGE-CAP VALUE FUND CLASS CNASDAQTVVFXGUGGENHEIM RBP LARGE-CAP VALUE FUND CLASS PNASDAQTVVIXGUGGENHEIM RBP LARGE-CAP VALUE FUND CLASS INASDAQTWAAXTHRIVENT INTERNATIONAL ALLOCATION FUND CLASS ANASDAQTWACXAMERICAN CENTURY SHORT-TERM GOVERNMENT FD - C CLASSNASDAQTWADXAMERICAN CENTURY VALUE FD - A CLNASDAQTWAGAXTWELVE POINTS RETIREMENT ADVISORS AGGRESSIVE CIT CLASS IINASDAQTWAGIXTWELVE POINTS RETIREMENT ADVISORS AGGRESSIVE CIT CLASS INASDAQTWAIXTHRIVENT INTERNATIONAL ALLOCATION FUND CLASS SNASDAQTWAOXTHOMAS WHITE AMERICAN OPPORTUNITIES FUND INVESTOR CLASSNASDAQTWARXAMERICAN CENTURY SHORT-TERM GOVERNMENT FD - R CLASSNASDAQTWAVXAMERICAN CENTURY SHORT TERM GOVERNMENT A CLNASDAQ