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TTIRXNUVEEN LIFECYCLE INDEX 2055 FUND RETIREMENTNASDAQTTISXNUVEEN QUANT INTERNATIONAL SMALL CAP EQUITY FUND RETIREMENTNASDAQTTITWXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON BUFFENASDAQTTJIIXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED GRTH NOTES SER 9NASDAQTTKVBXXTD CANADA INSURANCE 260 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3395NASDAQTTLDGXXTD TSM EQTY-LINKED AUTOCALL COUPON BUFFER NOTES USD SER 59 NL 878918A2NASDAQTTLJCXXTD CAN EQTY INDEX-LINKED MAXIMUM RETURN NOTES USD SER 226 NL 879247A2NASDAQTTMFXTYPHON TACTICAL MANAGED FUTURES FUNDNASDAQTTMIXT. ROWE PRICE COMMUNICATIONS & TECHNOLOGY FUND INC. CLASS INASDAQTTNTZXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1032 NL 882115A2NASDAQTTOIXTARGET 2060 FUND - I CLASSNASDAQTTOKWXXTD CANADA ENERGY SLCT 95 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 350NASDAQTTOPXTORTOISE SELECT OPPORTUNITY FUND T CLASSNASDAQTTORXTORTOISE MLP & PIPELINE FUND T CLASSNASDAQTTOXVXXTD CANADA ENERGY SLCT 95 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 351NASDAQTTPHIXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES USD SERNASDAQTTPPXAMERICAN FUNDS CONSERVATIVE GROWTH AND INCOME PORTFOLIO - CLASS TNASDAQTTRBXAMBRUS CORE BOND FUND - INSTITUTIONAL CLASSNASDAQTTRCXTEMPLETON GLOBAL BOND ENHANCED FUND - CLASS CNASDAQTTRFXGOLDMAN SACHS TACTICAL TILT OVERLAY FUND CLASS R6NASDAQTTRHXNUVEEN LIFECYCLE 2055 FUND INASDAQTTRIBXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED BARRIER ACCELERATOR NNASDAQTTRIXNUVEEN LIFECYCLE 2055 FUND R6NASDAQTTRLBXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTTRLXNUVEEN LIFECYCLE 2055 FUND RETIREMENTNASDAQTTRPXNUVEEN LIFECYCLE 2055 FUND PREMIERNASDAQTTRQZXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3571NASDAQTTRTXTARGET 2015 FUND - I CLASSNASDAQTTRYXAMBRUS CORE BOND FUND - INVESTOR CLASSNASDAQTTRZXTEMPLETON GLOBAL BOND ENHANCED FUND - ADVISOR CLASSNASDAQTTSBXSHORT-TERM BOND FUND OF AMERICA - CLASS 529-TNASDAQTTSIXT ROWE PRICE SHORT-INTERMEDIATE MUNICIPAL BOND FUND - I CLASSNASDAQTTSMXDUPREE MUTUAL FUNDS TENNESSEE TAX-FREE SHORT TO MEDIUM SERIESNASDAQTTTTX NASDAQTTURXTARGET 2020 FUND - I CLASSNASDAQTTVWHXXTD CAN EQTY INDEX-LINKED MAXIMUM RETURN NOTES - SER 230 NL (881981A2)NASDAQTTVWRXXTD CANADA ENERGY SLCT 95 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 363NASDAQTTZVCXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTUCUKXXTD US$ 2NC1 EXTENDIBLE 5.30% - 2027-2028 NL (883133A1)NASDAQTUDFZXXTD CRWV EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3666F NL (882060A1)NASDAQTUDOAXXTD META EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3502 NL (878665A2)NASDAQTUDQIXXTD US$ 5NC1 EXTENDIBLE 5.01% - 2027-2031 NL (877387A1)NASDAQTUDVPXXTD CANADA PIPELINES AR 145 INDEX-LINKED AUTOCALL COUPON NOTES USD SERNASDAQTUDYUXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3567 NL 88NASDAQTUEBPAXTRUE BOTANICALS SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCKNASDAQTUEBZZXTRUE BOTANICALS - COMPANY LEVELNASDAQTUGBPAXTUGBOAT LOGIC SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCKNASDAQTUGBZZXTUGBOAT LOGIC INC - COMPANY LEVELNASDAQTUHAXT. ROWE PRICE U.S. HIGH YIELD FUND - ADVISOR CLASSNASDAQTUHIXT. ROWE PRICE U.S. HIGH YIELD FUND - I CLASSNASDAQTUHYXT. ROWE PRICE U.S. HIGH YIELD FUND INVESTOR CLASSNASDAQTUIBLXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3615 NL 88NASDAQTUIDGXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTUIECXXTD U.S INDUSTRIALS & INFORMATION TECHNOLOGY COMPANIES-LINKED AUTOCALLNASDAQTUIFXTOEWS UNCONSTRAINED INCOME FUNDNASDAQTUKUYXXTD EQUITIES-LINKED MAXIMUM RETURN NOTES - SERIES 227 NL (879954A2)NASDAQTULGZXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL MEM COUPON NOTES SERNASDAQTULHDXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED BOOSTED RETURN PLUS NNASDAQTULPCAXTULIP INTERFACES SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STOCKNASDAQTULPPAXTULIP INTERFACES - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFDNASDAQTULPPBXTULIP INTERFACES - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B PRFDNASDAQTULPPCXTULIP INTERFACES - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-1 PRFDNASDAQTULPPDXTULIP INTERFACES - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER C PRFDNASDAQTULPPEXTULIP INTERFACES - SHARE CL LEVEL - PRFD CL TYPE - SER D PRFD STOCKNASDAQTULPPFXTULIP INTERFACES - SHARE CL LEVEL - PRFD CL TYPE - SER D-1 PRFD STOCKNASDAQTULPZZXTULIP INTERFACES - COMPANY LEVELNASDAQTUMPKXXTD CANADA ENERGY SLCT 95 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 371NASDAQTUMVQXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL MEM COUPON NOTESNASDAQTUNAXTRANSAMERICA STRATEGIC INCOME - CLASS ANASDAQTUNBXTRANSAMERICA UNCONSTRAINED BOND CLASS CNASDAQTUNIXTRANSAMERICA STRATEGIC INCOME - CLASS INASDAQTUNRXTRANSAMERICA STRATEGIC INCOME - CLASS R6NASDAQTUNTXTRANSAMERICA UNCONSTRAINED BOND CLASS T1NASDAQTUNUXTRANSAMERICA UNCONSTRAINED BOND CLASS T2NASDAQTUONFXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL PRINCIPAL PRNASDAQTUPIYXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1038F NL 882913A2NASDAQTUPQZXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3524 NL 8NASDAQTUQDAXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3528NASDAQTURHCXXTD XSP ETF-LINKED GROWTH NOTES - SERIES 988 NL (877589A2)NASDAQTUROCAXTURO - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCKNASDAQTUROPAXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A PRFD STOCKNASDAQTUROPBXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-2 PRFD STOCKNASDAQTUROPCXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B PRFD STOCKNASDAQTUROPDXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES C PRFD STOCKNASDAQTUROPEXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES D PRFD STOCKNASDAQTUROPFXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES D-1 PRFD STOCKNASDAQTUROPGXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES E PRFD STOCKNASDAQTUROPHXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES E-1 PRFD STOCKNASDAQTUROPIXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES 1 PRFD STOCKNASDAQTUROPJXTURO - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES E-2 PRFD STOCKNASDAQTUROZZXTURO - COMPANY LEVELNASDAQTURTCBXTURNTIDE - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQTURTCCXTURNTIDE - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQTURTPGXTURNTIDE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER D-1 PRFD STOCKNASDAQTURTPIXTURNTIDE SHARE CL LEVEL PRFD SHARE CL TYPE SER JUNIOR PRFD STOCKNASDAQTURTZZXTURNTIDE - COMPANY LEVELNASDAQTUSBXTRANSAMERICA ULTRASHORT BOND - CLASS ANASDAQTUSDXTRANSAMERICA ULTRASHORT BOND - CLASS CNASDAQTUSEXTRANSAMERICA U.S. EQUITY INDEX VPNASDAQTUSFXTRANSAMERICA ULTRASHORT BOND - CLASS INASDAQ