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TPPGVXXTD US$ 5NC1 EXTENDIBLE 4.77% - 2027-2031 NL (878126A1)NASDAQTPPIXTHE TOCQUEVILLE OPPORTUNITY FUND CLASS INASDAQTPPPXAMERICAN FUNDS PRESERVATION PORTFOLIO - CLASS TNASDAQTPQAMXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTPQGWXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL COUPON NOTES SERNASDAQTPRCLXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3620F NL 8NASDAQTPRDDXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES USD SERNASDAQTPREXNUVEEN LIFECYCLE INDEX 2070 FUND PREMIERNASDAQTPRFXTRANSAMERICA INFLATION-PROTECTED SECURITIES CLASS R4NASDAQTPRROXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTPRRXTRANSAMERICA INFLATION-PROTECTED SECURITIES CLASS RNASDAQTPRTXTRANSAMERICA INFLATION-PROTECTED SECURITIES CLASS I3NASDAQTPSHXNUVEEN SHORT TERM BOND INDEX FUND PREMIERNASDAQTPSUPXXTD C$ 5NC1 EXTENDIBLE 3.55% - 2027-2031 NL (878124A1)NASDAQTPTOWXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL COUPON NOTES USDNASDAQTPTPXAMERICAN FUNDS CONSERVATIVE GROWTH AND INCOME PORTFOLIO - CLASS 529-TNASDAQTPTVEXXTD EQUAL WEIGHT CANADA ENERGY SLCT 42.5 AR INDEX-LINKED AUTOCALL COUPONASDAQTPVDNXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3701NASDAQTPVIXTIMOTHY PLAN SMALL CAP VALUE FUND - CLASS INASDAQTPVTCXXTD META EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3725 NL (883004A2)NASDAQTPVXKXXTD EEM DAILY CAD HEDGED 30 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3NASDAQTPWCXNUVEEN SOCIAL CHOICE LOW CARBON EQUITY FUND PREMIERNASDAQTPXAXT ROWE PRICE GOLDMAN SACHS ALL EQUITY ACCESS FUND - CLASS ANASDAQTPXDXT ROWE PRICE GOLDMAN SACHS ALL EQUITY ACCESS FUND - CLASS DNASDAQTPXIXT ROWE PRICE GOLDMAN SACHS ALL EQUITY ACCESS FUND - CLASS INASDAQTPYAXTOUCHSTONE SANDS CAPITAL INTERNATIONAL GROWTH EQUITY FUND CLASS ANASDAQTPYCXTOUCHSTONE SANDS CAPITAL INTERNATIONAL GROWTH EQUITY FUND CLASS CNASDAQTPYIXTOUCHSTONE SANDS CAPITAL INTERNATIONAL GROWTH EQUITY FUND INSTITUTIONANASDAQTPYQIXXTD CANADA ENERGY SLCT 75 AR INDEX-LINKED BOOSTED RETURN PLUS NOTES SERNASDAQTPYRXTOUCHSTONE SANDS CAPITAL INTERNATIONAL GROWTH EQUITY FUND R6NASDAQTPYTXTCW PRIVATE ASSET INCOME FUND - CLASS INASDAQTPYVIXXTD EQUITIES-LINKED MAXIMUM RETURN NOTES - SERIES 222 NL (878360A2)NASDAQTPYYXTOUCHSTONE SANDS CAPITAL INTERNATIONAL GROWTH EQUITY FUND CLASS YNASDAQTPYZXTCW PRIVATE ASSET INCOME FUND - I-3NASDAQTPYZYXXTD US$ 5NC1 EXTENDIBLE 4.96% - 2027-2031 NL (878860A1)NASDAQTQAAIXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL NOTES SER 975F NL 880092A2NASDAQTQAAXT. ROWE PRICE INTEGRATED U.S. SMALL-CAP GROWTH EQUITY FUND - ADVISOR CNASDAQTQADDXXTD AVGO EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3634F NL (880706A2)NASDAQTQAIXT. ROWE PRICE INTEGRATED U.S. SMALL-CAP GROWTH EQUITY FUND - CLASS INASDAQTQASBXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1021F NL 880586A2NASDAQTQCAXTOUCHSTONE DIVIDEND EQUITY FUND CLASS ANASDAQTQCCXTOUCHSTONE DIVIDEND EQUITY FUND CLASS CNASDAQTQCIXTOUCHSTONE DIVIDEND EQUITY FUND INSTITUTIONAL CLASSNASDAQTQCKEXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTQCRXTOUCHSTONE DIVIDEND EQUITY FUND CLASS R6NASDAQTQCYXTOUCHSTONE DIVIDEND EQUITY FUND CLASS YNASDAQTQDPBXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTQDYFXXTD US$ 5NC1 EXTENDIBLE 5.28% - 2027-2031 NL (880486A1)NASDAQTQEIXAMG TIMESSQUARE EMERGING MARKETS SMALL CAP FUND- CLASS INASDAQTQENXAMG TIMESSQUARE EMERGING MARKETS SMALL CAP FUND - CLASS NNASDAQTQERWXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES USD SER 3538NASDAQTQEZXAMG TIMESSQUARE EMERGING MARKETS SMALL CAP FUND- CLASS ZNASDAQTQGAXT. ROWE PRICE INTEGRATED GLOBAL EQUITY FUND - ADVISOR CLASSNASDAQTQGDSXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL MEM COUPON NOTES SERNASDAQTQGEXT. ROWE PRICE INTEGRATED GLOBAL EQUITY FUNDNASDAQTQGIXT. ROWE PRICE INTEGRATED GLOBAL EQUITY FUND - CLASS INASDAQTQITIXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL COUPON NOTES SERNASDAQTQIZPXXTD US$ 3NC1 EXTENDIBLE 5.55% - 2027-2029 NL (882593A1)NASDAQTQJCFXXTD CRWV EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3748 NL (883354A2)NASDAQTQMIXAMG TIMESSQUARE MID CAP GROWTH FUND CLASS INASDAQTQMVXT. ROWE PRICE INTEGRATED U.S. LARGE-CAP VALUE EQUITY FUNDNASDAQTQNAKXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL COUPON NOTES SERNASDAQTQNDCXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTQOARXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED AUTOCALL COUPONNASDAQTQOFVXXTD SHOP EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3580F NL (879780A2)NASDAQTQOQWXXTD CANADA PIPELINES AR 145 INDEX-LINKED AUTOCALL COUPON NOTES SER 3722NASDAQTQPAXTOUCHSTONE STRATEGIC INCOME FUND - A CLASSNASDAQTQPCXTOUCHSTONE STRATEGIC INCOME FUND - C CLASSNASDAQTQPIXTOUCHSTONE STRATEGIC INCOME FUND - INSTITUTIONAL CLASSNASDAQTQPYXTOUCHSTONE STRATEGIC INCOME FUND - Y CLASSNASDAQTQRNNXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTQSAXT. ROWE PRICE INTEGRATED U.S. SMALL-MID CAP CORE EQUITY FUND - ADVISORNASDAQTQSIXT. ROWE PRICE INTEGRATED U.S. SMALL-MID CAP CORE EQUITY FUND - CLASS INASDAQTQSMXT. ROWE PRICE INTEGRATED U.S. SMALL-MID CAP CORE EQUITY FUNDNASDAQTQTIXAMG TIMESSQUARE INTERNATIONAL SMALL CAP FUND CLASS INASDAQTQTJBXXTD CANADA ENERGY SLCT 95 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 368NASDAQTQTJJXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES - SER 995 NL (878315A2)NASDAQTQTQZXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTQURCXXTD CANADA LARGE CAP EQTY 40 AR INDEX-LINKED AUTOCALL NOTES SER 970 NLNASDAQTQURWXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED AUTOCALL COUPONNASDAQTQVAXT. ROWE PRICE INTEGRATED U.S. LARGE-CAP VALUE EQUITY FUND - ADVISOR CLNASDAQTQVIXT. ROWE PRICE INTEGRATED U.S. LARGE-CAP VALUE EQUITY FUND - CLASS INASDAQTQVQGXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTQWZTXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES USD SER 1002 NL 878658A2NASDAQTQXHAXXTD US DIVERSIFIED EW EQTY DAILY CAD HEDGED 133 AR INDEX-LINKED AUTOCALNASDAQTQXJHXXTD CANADA PIPELINES AR 145 INDEX-LINKED AUTOCALL COUPON NOTES SER 3532NASDAQTQYBEXXTD C$ 5NC1 EXTENDIBLE 3.66% - 2027-2031 NL (878478A1)NASDAQTRAACAXTRACEABLE - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQTRAACBXTRACEABLE - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQTRAAPAXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - FOUNDERS PRFD STOCKNASDAQTRAAPBXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQTRAAPCXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-1 PRFD STOCKNASDAQTRAAPDXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-2 PRFD STOCKNASDAQTRAAPEXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-3 PRFD STOCKNASDAQTRAAPFXTRACEABLE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-4 PRFD STOCKNASDAQTRAAXTREND AGGREGATION GROWTH FUND CLASS ANASDAQTRAAZZXTRACEABLE - COMPANY LEVELNASDAQTRABXT. ROWE PRICE RETIREMENT INCOME 2020 FUND - CLASS INASDAQTRACXPGIM QUANT SOLUTIONS SMALL-CAP VALUE FUND- CLASS CNASDAQTRADXTREND AGGREGATION DIVIDEND AND INCOME FUND CLASS ANASDAQ