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TNLCX1290 RETIREMENT 2035 FUND CLASS TNASDAQTNLIX1290 RETIREMENT 2035 FUND CLASS INASDAQTNLRX1290 RETIREMENT 2035 FUND CLASS RNASDAQTNMAX1290 MULTI-ALTERNATIVE STRATEGIES FUND CLASS ANASDAQTNMCX1290 MULTI-ALTERNATIVE STRATEGIES FUND CLASS TNASDAQTNMFOXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL NOTES SER 979 NL 880430A1NASDAQTNMHZXXTD RAINBOW AUTOCALL MEM COUPON NOTES LEAST-PERFORMING SER 12F NL 87876NASDAQTNMIX1290 MULTI-ALTERNATIVE STRATEGIES FUND CLASS INASDAQTNMRX1290 MULTI-ALTERNATIVE STRATEGIES FUND CLASS RNASDAQTNMVLXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3659 NL 8NASDAQTNNAX1290 RETIREMENT 2040 FUND CLASS ANASDAQTNNCX1290 RETIREMENT 2040 FUND CLASS TNASDAQTNNGYXXTD RAINBOW AUTOCALL COUPON NOTES LEAST-PERFORMING SER 26F NL 878769A1NASDAQTNNIX1290 RETIREMENT 2040 FUND CLASS INASDAQTNNRX1290 RETIREMENT 2040 FUND CLASS RNASDAQTNOAX1290 RETIREMENT 2045 FUND CLASS ANASDAQTNOCX1290 RETIREMENT 2045 FUND CLASS TNASDAQTNOIX1290 RETIREMENT 2045 FUND CLASS INASDAQTNOMCAXTRUE ANOMALY - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQTNOMPAXTRUE ANOMALY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFD STOCKNASDAQTNOMPBXTRUE ANOMALY SHARE CL LEVEL PRFD SHARE CL TYPE SER A-1 PRFD STOCKNASDAQTNOMPCXTRUE ANOMALY SHARE CL LEVEL PRFD SHARE CL TYPE SER A-2 PRFD STOCKNASDAQTNOMPDXTRUE ANOMALY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B PRFD STOCKNASDAQTNOMPEXTRUE ANOMALY SHARE CL LEVEL PRFD SHARE CL TYPE SER B-1 PRFD STOCKNASDAQTNOMPFXTRUE ANOMALY - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER C PRFD STOCKNASDAQTNOMPGXTRUE ANOMALY SHARE CL LEVEL PRFD SHARE CL TYPE SER C-1 PRFD STOCKNASDAQTNOMPHXTRUE ANOMALY SHARE CL LEVEL PRFD SHARE CL TYPE SER C-2 PRFD STOCKNASDAQTNOMZZXTRUE ANOMALY INC - COMPANY LEVELNASDAQTNORX1290 RETIREMENT 2045 FUND CLASS RNASDAQTNPAX1290 RETIREMENT 2050 FUND CLASS ANASDAQTNPCXTORTOISE NORTH AMERICAN ENERGY INDEPENDENCE FUNDNASDAQTNPFXNEW PERSPECTIVE FUND - CLASS TNASDAQTNPIXTORTOISE NORTH AMERICAN ENERGY INDEPENDENCE FUNDNASDAQTNPRX1290 RETIREMENT 2050 FUND CLASS RNASDAQTNPTXTORTOISE NORTH AMERICAN ENERGY INDEPENDENCE FUNDNASDAQTNPVFXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3572 NL 87NASDAQTNPWJXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTNQAX1290 RETIREMENT 2055 FUND CLASS ANASDAQTNQCX1290 RETIREMENT 2055 FUND CLASS TNASDAQTNQIX1290 RETIREMENT 2055 FUND CLASS INASDAQTNQKIXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3537 NL 8NASDAQTNQQGXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3419 NL 8NASDAQTNQRX1290 RETIREMENT 2055 FUND CLASS RNASDAQTNRAX1290 RETIREMENT 2060 FUND CLASS ANASDAQTNRCX1290 RETIREMENT 2060 FUND CLASS TNASDAQTNRENXXTD CANADA PIPELINES AR 145 INDEX-LINKED AUTOCALL COUPON NOTES USD SERNASDAQTNRHXTIAA-CREF GLOBAL NATURAL RESOURCES FUND - ADVISORNASDAQTNRIXTIAA-CREF GLOBAL NATURAL RESOURCES FD INSTINASDAQTNRLXTIAA-CREF GLOBAL NATURAL RESOURCES FD RETAILNASDAQTNRPXTIAA-CREF GLOBAL NATURAL RESOURCES FD PREMIERNASDAQTNRRXTIAA-CREF GLOBAL NATURAL RESOURCES FD RETIREMENTNASDAQTNSAXTOUCHSTONE INTERNATIONAL GROWTH FUND CLASS ANASDAQTNSCXTOUCHSTONE INTERNATIONAL GROWTH FUND CLASS CNASDAQTNSHXNUVEEN SHORT TERM BOND INDEX FUND R6NASDAQTNSIXTOUCHSTONE INTERNATIONAL GROWTH FUND CLASS INSTITUTIONALNASDAQTNSYXTOUCHSTONE INTERNATIONAL GROWTH FUND CLASS YNASDAQTNTIXDUPREE MUTUAL FUNDS TENNESSEE TAX-FREE INCOME SERIESNASDAQTNTRX1290 GLOBAL TALENTS FUND CLASS RNASDAQTNTVVXXTD US$ 2NC1 EXTENDIBLE 5.15% - 2027-2028 NL (882594A1)NASDAQTNUAX1290 DIVERSIFIED BOND FUND CLASS ANASDAQTNUCX1290 DIVERSIFIED BOND FUND CLASS TNASDAQTNUIX1290 DIVERSIFIED BOND FUND CLASS INASDAQTNURX1290 DIVERSIFIED BOND FUND CLASS RNASDAQTNVAX1290 GAMCO SMALL/MID CAP VALUE FUND CLASS ANASDAQTNVCX1290 GAMCO SMALL/MID CAP VALUE FUND CLASS TNASDAQTNVDX1290 DOUBLELINE DYNAMIC ALLOCATION FUND CLASS INASDAQTNVEWXXTD EQUAL WEIGHT US MAJOR BANK DAILY HEDGED TO CAD 104 AR INDEX-LINKEDNASDAQTNVIX1290 GAMCO SMALL/MID CAP VALUE FUND CLASS INASDAQTNVRX1290 GAMCO SMALL/MID CAP VALUE FUND CLASS RNASDAQTNWBX1290 RETIREMENT 2050 FUND CLASS TNASDAQTNWCXNUVEEN SOCIAL CHOICE LOW CARBON EQUITY FUND R6NASDAQTNWFXNEW WORLD FUND INC. - CLASS TNASDAQTNWIX1290 RETIREMENT 2050 FUND CLASS INASDAQTNWQGXXTD GDX ETF-LINKED AUTOCALLABLE NOTES - SERIES 987 NL (883299A2)NASDAQTNWXMXXTD CANADA INSURANCE 260 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3453NASDAQTNXAX1290 DOUBLELINE DYNAMIC ALLOCATION FUND CLASS ANASDAQTNXCX1290 DOUBLELINE DYNAMIC ALLOCATION FUND TNASDAQTNXIX1290 RETIREMENT 2060 FUND CLASS INASDAQTNXRX1290 RETIREMENT 2060 FUND CLASS RNASDAQTNYAX1290 GLOBAL TALENTS FUND CLASS ANASDAQTNYCX1290 GLOBAL TALENTS FUND CLASS TNASDAQTNYFX1290 GLOBAL TALENTS FUND CLASS INASDAQTNYIXTHORNBURG NEW YORK INTERMEDIATE MUNICIPAL FUND CL INASDAQTNYPOXXTD C$ 5NC1 EXTENDIBLE 4.21% - 2027-2031 NL (881986A1)NASDAQTNYRX1290 DOUBLELINE DYNAMIC ALLOCATION FUND CLASS RNASDAQTNZAX1290 LOW VOLATILITY GLOBAL EQUITY FUND CLASS ANASDAQTNZCX1290 LOW VOLATILITY GLOBAL EQUITY FUND CLASS TNASDAQTNZIX1290 LOW VOLATILITY GLOBAL EQUITY FUND CLASS INASDAQTNZRX1290 LOW VOLATILITY GLOBAL EQUITY FUND CLASS RNASDAQTOBAXTOUCHSTONE ACTIVE BOND FUND CLASS ANASDAQTOBGIXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3454NASDAQTOBINXXTD PLTR EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3589 NL (879961A2)NASDAQTOBIXTOUCHSTONE ACTIVE BOND FUND INSTITUTIONAL CLASSNASDAQTOBYXTOUCHSTONE ACTIVE BOND FUND CLASS YNASDAQTOCACAXTOCA FOOTBALL - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQTOCAPAXTOCA FOOTBALL SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCKNASDAQTOCAPBXTOCA FOOTBALL SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STOCKNASDAQTOCAPCXTOCA FOOTBALL SHARE CL LEVEL PRFD SHARE CL TYPE SER A1 PRFD STOCKNASDAQTOCAPDXTOCA FOOTBALL SHARE CL LEVEL PRFD SHARE CL TYPE SER C1 PRFD STOCKNASDAQTOCAPFXTOCA FOOTBALL SHARE CL LEVEL PRFD SHARE CL TYPE SER D1 PRFD STOCKNASDAQ