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THIRXTHORNBURG LIMITED TERM INCOME FUND CLASS R3 SHSNASDAQTHIRZZXTHIRDLOVE - COMPANY LEVELNASDAQTHISXT. ROWE PRICE HEALTH SCIENCES FUND - I CLASSNASDAQTHIWPAXTHIRD WAVE AUTOMATION SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STONASDAQTHIWZZXTHIRD WAVE AUTOMATION - COMPANY LEVELNASDAQTHIYXTOUCHSTONE HIGH YIELD FD INST CLNASDAQTHLCXTHRIVENT LARGE CAP GROWTH FUND CLASS SNASDAQTHLGXTOEWS HEDGED U.S. FUNDNASDAQTHLIXTHRIVENT LIMITED MATURITY BOND FUND CLASS SNASDAQTHLSXTHORNBURG LONG/SHORT EQUITY FUND CLASS INASDAQTHMAXTHRIVENT MODERATE ALLOCATION FUND CLASS ANASDAQTHMBXTHRIVENT HIGH INCOME MUNICIPAL BOND FUNDNASDAQTHMCXTHORNBURG INTERMEDIATE MUNICIPAL FUND CLASS CNASDAQTHMEXCCT THEMATIC EQUITY FUNDNASDAQTHMGXTHORNBURG EMERGING MARKETS MANAGED ACCOUNT FUND - CLASS INASDAQTHMIXTHORNBURG INTERMEDIATE MUNICIPAL FUND - NATIONAL PORTFOLIO CLASS INASDAQTHMJFXXTD U.S SEMI-CONDUCTOR COMPANIES-LINKED AUTOCALL COUPON BUFFER NOTES USNASDAQTHMMXTHORNBURG MUNICIPAL MANAGED ACCOUNT FUND - CLASS INASDAQTHMQXTHORNBURG INTERMEDIATE MUNICIPAL FUND CLASS C2NASDAQTHNDXTHORNBURG NEW MEXICO INTERMEDIATE MUNICIPAL FUND CLASS DNASDAQTHNECAXTHE NUCLEAR COMPANY SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STOCKNASDAQTHNEPAXTHE NUCLEAR COMPANY SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCKNASDAQTHNEUAXTHE NUCLEAR COMPANY SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED PRFD STNASDAQTHNEUBXTHE NUCLEAR COMPANY SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-1 PRFDNASDAQTHNEZZXTHE NUCLEAR COMPANY - COMPANY LEVELNASDAQTHNICAXTHINKING MACHINES LAB SHARE CL LEVEL COMMON SHARE CL TYPE CL A COMMONNASDAQTHNICBXTHINKING MACHINES LAB SHARE CL LEVEL COMMON SHARE CL TYPE CL B COMMONNASDAQTHNIUAXTHINKING MACHINES LAB SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED PRFDNASDAQTHNIUBXTHINKING MACHINES LAB SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-1 PRFNASDAQTHNIUCXTHINKING MACHINES LAB SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-2 PRFNASDAQTHNIXTHORNBURG NEW MEXICO INTERMEDIATE MUNICIPAL FUND CLASS INASDAQTHNIZZXTHINKING MACHINES LAB - COMPANY LEVELNASDAQTHNMXTHORNBURG NEW MEXICO INTERMEDIATE MUNICIPAL FUND ANASDAQTHNYXTHORNBURG NEW YORK INTERMEDIATE MUNICIPAL FUNDNASDAQTHOAXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS A SHARESNASDAQTHOCXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS C SHARESNASDAQTHOFXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS R5NASDAQTHOGXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS R6NASDAQTHOIXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS I SHARESNASDAQTHOPCAXTHOUGHTSPOT - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQTHOPPAXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER FF PRFD STOCKNASDAQTHOPPBXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFD STOCKNASDAQTHOPPCXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B PRFD STOCKNASDAQTHOPPDXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER C PRFD STOCKNASDAQTHOPPEXTHOUGHTSPOT SHARE CL LEVEL PRFD SHARE CL TYPE SER C-1 PRFD STOCKNASDAQTHOPPFXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER D PRFD STOCKNASDAQTHOPPGXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER E PRFD STOCKNASDAQTHOPPHXTHOUGHTSPOT SHARE CL LEVEL PRFD SHARE CL TYPE SER E-1 PRFD STOCKNASDAQTHOPPIXTHOUGHTSPOT - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER F PRFD STOCKNASDAQTHOPPJXTHOUGHTSPOT SHARE CL LEVEL PRFD SHARE CL TYPE SER F-1 PRFD STOCKNASDAQTHOPXTHOMPSON BOND FUNDNASDAQTHOPZZXTHOUGHTSPOT - COMPANY LEVELNASDAQTHORXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS R3NASDAQTHOTDXXTD TSM EQTY-LINKED AUTOCALL COUPON BUFFER NOTES USD SER 57 NL 878320A2NASDAQTHOVXTHORNBURG GLOBAL OPPORTUNITIES FUND CLASS R4NASDAQTHPBXBNY MELLON BALANCED OPPORTUNITY FUND CLASS JNASDAQTHPGXTHOMPSON LARGECAP FUNDNASDAQTHPMXTHOMPSON MIDCAP FUNDNASDAQTHRDUXXTD RAINBOW AUTOCALL COUPON NOTES LEAST-PERFORMING USD SER 75F NL 88191NASDAQTHRICAXTHRIVE MARKET SHARE CL LEVEL COMMON SHARE CL TYPE CL A COMMON STOCKNASDAQTHRICBXTHRIVE MARKET SHARE CL LEVEL COMMON SHARE CL TYPE CL B COMMON STOCKNASDAQTHRIPAXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD STOCKNASDAQTHRIPBXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER A-1 PRFD STOCKNASDAQTHRIPCXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER A-2 PRFD STOCKNASDAQTHRIPDXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER A-3 PRFD STOCKNASDAQTHRIPEXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STOCKNASDAQTHRIPFXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER B-1 PRFD STOCKNASDAQTHRIPGXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER B-2 PRFD STOCKNASDAQTHRIPHXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER B-3 PRFD STOCKNASDAQTHRIPIXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER B-4 PRFD STOCKNASDAQTHRIPKXTHRIVE MARKET SHARE CL LEVEL PRFD SHARE CL TYPE SER C PRFD STOCKNASDAQTHRIXTHORNBURG LIMITED TERM INCOME FUND CLASS R4NASDAQTHRIZZXTHRIVE MARKET - COMPANY LEVELNASDAQTHRLXTHORNBURG LIMITED TERM INCOME FUND CLASS R6NASDAQTHRRXTHORNBURG LIMITED TERM INCOME FD CL R5 SHSNASDAQTHRVIXXTD CANADA INSURANCE 260 AR INDEX-LINKED AUTOCALL MEM COUPON NOTES SERNASDAQTHSMXTOEWS HEDGED OPPORTUNITY FUNDNASDAQTHSNWXXTD AVGO EQTY-LINKED AUTOCALL COUPON NOTES USD SER 3545 NL 879451A2NASDAQTHTGMXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3544 NL 8NASDAQTHTLPXXTD NVDA EQUITY-LINKED AUTOCALL COUPON NOTES - SER 3541 NL (879398A2)NASDAQTHTZIXXTD CAN LARGE CAP DIVERSIFIED EQTY INDEX 265 AR-LINKED GRTH NOTES SER 9NASDAQTHUBCBXTHUMBTACK - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQTHUBCCXTHUMBTACK - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQTHUBPAXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQTHUBPBXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQTHUBPCXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQTHUBPDXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQTHUBPEXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCKNASDAQTHUBPFXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES F PRFD STOCKNASDAQTHUBPGXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES G PRFD STOCKNASDAQTHUBPHXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES H PRFD STOCKNASDAQTHUBPIXTHUMBTACK SHARE CL LEVEL PRFD SHARE CL TYPE SREIES I-1 PRFD STOCKNASDAQTHUBPJXTHUMBTACK - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER I-2 PRFD STOCKNASDAQTHUBZZXTHUMBTACK - COMPANY LEVELNASDAQTHUHOXXTD CANADA BANKS 5% AR INDEX-LINKED AUTOCALL NOTES USD SER 982 NL 88248NASDAQTHUZPXXTD CANADA UTILITIES 200 AR INDEX-LINKED AUTOCALL COUPON NOTES SER 3651NASDAQTHVRXTHORNBURG INTERNATIONAL VALUE FUND CLASS R4NASDAQTHWSJXXTD US$ 5NC1 EXTENDIBLE 5.25% - 2027-2031 NL (879360A1)NASDAQTHXHDXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1039 NL 882999A2NASDAQTHYAXTOUCHSTONE HIGH YIELD FD CL ANASDAQ