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TDHRXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2030 FUND - CLASS RNASDAQTDHSXTD MANAGED INCOME & MODERATE GROWTH ETF - ADVR SERIES NL (858811A2)NASDAQTDHTXTRANSAMERICA CLEARTRACK 2030 CLASS R6NASDAQTDHUXTD MANAGED MAXIMUM EQUITY GROWTH ETF - ADVISOR SERIES NL (858814A2)NASDAQTDHVXTD MANAGED AGGRESSIVE GROWTH ETF - ADVISOR SERIES NL (858813A2)NASDAQTDHWXTD MANAGED BALANCED GROWTH ETF - ADVISOR SERIES NL (858812A2)NASDAQTDHYXTDAM HIGH YIELD BOND FUND ADVISOR CLNASDAQTDHZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2030 FUND - CLASS ZNASDAQTDIAXTD MANAGED INCOME ETF PORTFOLIO - ADVISOR SERIES NL (858810A2)NASDAQTDIBXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2010 FUND - CLASS INASDAQTDICXTD INTERNATIONAL RESEARCH EQUITY FUND - O SERIES NL (858276A2)NASDAQTDIDXTD GLOBAL RESEARCH EQUITY FUND - O SERIES NL (858275A2)NASDAQTDIEXTD U.S RESEARCH EQUITY FUND - O SERIES NL (858274A2)NASDAQTDIFXDIMENSIONAL RETIREMENT INCOME FUND INSTITUTIONAL CLASSNASDAQTDIGXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2025 FUND - CLASS INASDAQTDIHXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2030 FUND - CLASS INASDAQTDIJXTD DIVERSIFIED BOND POOL - F SERIES NL (876643A2)NASDAQTDIKFXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1012F NL 879551A2NASDAQTDILXTD MONTHLY INCOME FUND PRIVATE SERIES NL (861898A2)NASDAQTDIMXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS INASDAQTDINXTD HEALTH SCIENCES FUND PRIVATE EM SERIES NL (861896A2)NASDAQTDIOXTD U.S MONTHLY INCOME FUND PRIVATE SERIES NL (861909A2)NASDAQTDIPXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2055 FUND - CLASS INASDAQTDIQXTD HEALTH SCIENCES FUND PRIVATE EM SERIES U$ NL (861897A2)NASDAQTDIRXTD U.S MONTHLY INCOME FUND PRIVATE SERIES $U NL (861908A2)NASDAQTDISXTD SCIENCE & TECHNOLOGY FUND PRIVATE EM SERIES NL (861903A2)NASDAQTDITXTRANSAMERICA CLEARTRACK 2025 CLASS R1NASDAQTDIUXTD TACTICAL MONTHLY INCOME FUND PRIVATE SERIES NL (861907A2)NASDAQTDIVXTD U.S SMALL-CAP EQUITY FUND PRIVATE EM SERIES NL (861910A2)NASDAQTDIWXTD DIVERSIFIED MONTHLY INCOME FUND PRIVATE SERIES NL (861891A2)NASDAQTDIYXTD SCIENCE & TECHNOLOGY FUND PRIVATE EM SERIES U$ NL (861904A2)NASDAQTDIZXTD U.S SMALL-CAP EQUITY FUND PRIVATE EM SERIES U$ NL (861911A2)NASDAQTDJAXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS ANASDAQTDJBXTD CANADIAN SMALL-CAP EQUITY FUND PRIVATE EM SERIES NL (861890A2)NASDAQTDJCXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS CNASDAQTDJDXTD GLOBAL TACTICAL MONTHLY INCOME FUND PRIVATE SERIES NL (861905A2)NASDAQTDJEXTD GLOBAL TACT MONTHLY INCOME FUND PRIVATE SERIES U$ NL (861906A2)NASDAQTDJFXTD U.S MID-CAP GRTH CURRENCY NEUTRAL FD PRIVATE EM SER NL (861914A2)NASDAQTDJGXTD GLBL ENTERTAINMENT & COMMUNICATIONS FD PVT EM SER NL (861894A2)NASDAQTDJHXTD GLBL ENTERTAINMENT & COMMUNICATIONS FD PVT EM SER U$ NL (861895A2)NASDAQTDJIXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS INASDAQTDJKXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS KNASDAQTDJRXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS RNASDAQTDJYXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - ADVISOR CLASSNASDAQTDJZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2040 FUND - CLASS ZNASDAQTDKTXTRANSAMERICA CLEARTRACK 2015 CLASS R6NASDAQTDLAXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - CLASS ANASDAQTDLGTXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL COUPON NOTESNASDAQTDLIXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - CLASS INASDAQTDLKXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - CLASS KNASDAQTDLMXAMERICAN FUNDS 2025 TARGET DATE RETIREMENT INCOME FUND CLASS TNASDAQTDLRXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - CLASS RNASDAQTDLVXTDAM GLOBAL LOW VOLATILITY EQUITY FUND - INSTITUTIONAL CLASSNASDAQTDLYXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - ADVISOR CLASSNASDAQTDLZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2050 FUND - CLASS ZNASDAQTDMAXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS ANASDAQTDMCXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS CNASDAQTDMIXTRANSAMERICA DEVELOPING MARKETS EQUITY- CLASS I2NASDAQTDMKXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS KNASDAQTDMMXAMERICAN FUNDS 2010 TARGET DATE RETIREMENT INCOME FUND CLASS TNASDAQTDMRXTEMPLETON EMERGING MARKETS EQUITY FUND - CLASS RNASDAQTDMTXTEMPLETON EMERGING MARKETS EQUITY FUND - CLASS CNASDAQTDMYXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - ADVISOR CLASSNASDAQTDMZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS ZNASDAQTDNAXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS ANASDAQTDNCXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS CNASDAQTDNIXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS INASDAQTDNKOXXTD US$ 2NC1 EXTENDIBLE 4.90% - 2027-2028 NL (882058A1)NASDAQTDNKXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS KNASDAQTDNMNXXTD CANADA BANKS 5% AR INDEX-LINKED GRTH NOTES SER 1000F NL 878656A2NASDAQTDNOKXXTD CANADA TELECOMMUNICATIONS 145 AR INDEX-LINKED AUTOCALL PRINCIPAL PRNASDAQTDNRXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS RNASDAQTDNYXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - ADVISOR CLASSNASDAQTDNZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2045 FUND - CLASS ZNASDAQTDOTXTRANSAMERICA CLEARTRACK 2025 CLASS R6NASDAQTDPKXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2055 FUND - CLASS KNASDAQTDPRXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2055 FUND - CLASS RNASDAQTDPYXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2055 FUND - ADVISOR CLASSNASDAQTDPZXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2055 FUND - CLASS ZNASDAQTDQAXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS ANASDAQTDQCXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS CNASDAQTDQFGXXTD CANADA BANK 70 AR INDEX-LINKED AUTOCALL COUPON NOTES USD SER 3562FNASDAQTDQIXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS INASDAQTDQKXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS KNASDAQTDQMXAMERICAN FUNDS 2015 TARGET DATE RETIREMENT INCOME FUND CLASS TNASDAQTDQRXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS RNASDAQTDQYXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - ADVISOR CLASSNASDAQTDQZXAB CAP FUND INC.-AB MULTI-MANAGER SELECT 2060 FUND - CLASS ZNASDAQTDRJNXXTD EQUAL WEIGHT CANADA BANKS 35 AR INDEX-LINKED AUTOCALL MEM COUPON NONASDAQTDRMXAB CAP FUND INC. - AB MULTI-MANAGER SELECT 2035 FUND - CLASS RNASDAQTDSBXTDAM SHORT-TERM BOND FUNDNASDAQTDSFBXXTD CANADA UTILITIES 5% AR INDEX-LINKED GRTH NOTES SER 1028F NL 882243ANASDAQTDSHXTDAM SHORT TERM BOND FUND ADVISOR CLNASDAQTDSSXAMERICAN FUNDS 2060 TARGET DATE RETIREMENT FUND - CLASS TNASDAQTDTFXTDAM TARGET RETURN FUND - INSTITUTIONAL CLASSNASDAQTDTRXTDAM TARGET RETURN FUND ADVISOR CLNASDAQTDTSFXXTD INTC EQTY-LINKED AUTOCALL COUPON NOTES USD SER 3604 NL 880267A2NASDAQTDTTXAMERICAN FUNDS 2065 TARGET DATE RETIREMENT FUND CLASS TNASDAQTDUAXEPOCH U.S. SMALL MID CAP EQUITY FUND ADVISOR CLNASDAQTDUEXEPOCH U.S. EQUITY SHAREHOLDER YIELD FUND ADVISORNASDAQ