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REBKXTD GLOBAL INCOME FUND - T5 SERIES NL (447941A3)NASDAQREBMXTD GLOBAL INCOME FUND - T5 SERIES LSC (447941A2)NASDAQREBNXTD GLOBAL INCOME FUND FT5 SERIES NL (447940A2)NASDAQREBOXSTATE FARM EQUITY AND BOND FUND CLASS R-1 SHSNASDAQREBPXTD GLOBAL INCOME FUND H5 SERIES NL (447934A2)NASDAQREBQXTD GLOBAL LOW VOLATILITY CLASS - ADVISOR SERIES DSC (311410A5)NASDAQREBRXTD GLOBAL LOW VOLATILITY CLASS - ADVISOR SERIES NL (311410A2)NASDAQREBSCAXRENASANT BIO - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQREBSUAXRENASANT BIO SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED PRFD STOCKNASDAQREBSUBXRENASANT BIO SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED-2 PRFD STOCKNASDAQREBSZZXRENASANT BIO - COMPANY LEVELNASDAQREBTXSTATE FARM EQUITY AND BOND FUND CLASS R-2 SHSNASDAQREBUXTD GLOBAL LOW VOLATILITY CLASS - ADVISOR SERIES LSC (311410A4)NASDAQREBVXTD GLOBAL LOW VOLATILITY CLASS - F SERIES NL (311407A2)NASDAQREBWXTD GLOBAL LOW VOLATILITY CLASS - INVESTOR SERIES NL (311409A2)NASDAQREBYXU.S. SMALL CAP EQUITY FUND CLASS YNASDAQREBZXTD GLOBAL LOW VOLATILITY FUND - ADVISOR SERIES DSC (297210A3)NASDAQRECAXRBC EMERGING MARKETS EX-CHINA EQUITY FUND CLASS ANASDAQRECBXTD GLOBAL LOW VOLATILITY FUND - ADVISOR SERIES NL (297210A2)NASDAQRECDXTD GLOBAL LOW VOLATILITY FUND - ADVISOR SERIES LSC (297210A5)NASDAQRECFXTD GLOBAL LOW VOLATILITY FUND - D SERIES NL (413923A2)NASDAQRECGCAXRECHARGE - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQRECGCBXRECHARGE SHARE CL LEVEL COMMON SHARE CL TYPE NON-VOTING COMMON STOCKNASDAQRECGPAXRECHARGE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQRECGPBXRECHARGE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-1 PRFD STOCKNASDAQRECGPCXRECHARGE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-1 PRFD STOCKNASDAQRECGPDXRECHARGE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-2 PRFD STOCKNASDAQRECGPEXRECHARGE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B-3 PRFD STOCKNASDAQRECGXTD GLOBAL LOW VOLATILITY FUND - F SERIES NL (297211A2)NASDAQRECGZZXRECHARGE - COMPANY LEVELNASDAQRECHXTD GLOBAL LOW VOLATILITY FUND - F SERIES US$ NL (461885A2)NASDAQRECIXRBC EMERGING MARKETS EX-CHINA EQUITY FUND CLASS INASDAQRECJXTD GLOBAL LOW VOLATILITY FUND - FT5 SERIES NL (462021A2)NASDAQRECKXTD GLOBAL LOW VOLATILITY FUND - FT8 SERIES NL (387209A2)NASDAQRECMXTD GLOBAL LOW VOLATILITY FUND - H8 SERIES NL (387179A2)NASDAQRECNXTD GLOBAL LOW VOLATILITY FUND - INVESTOR SERIES NL (296640A2)NASDAQRECOXTD GLOBAL LOW VOLATILITY FUND - PREMIUM F SERIES NL (365783A2)NASDAQRECPXTD GLOBAL LOW VOLATILITY FUND - PREMIUM SERIES NL (365806A2)NASDAQRECQXTD GLOBAL LOW VOLATILITY FUND - PRIVATE SERIES NL (420371A2)NASDAQRECRXRBC EMERGING MARKETS EX-CHINA EQUITY FUND CLASS R6NASDAQRECTXAMERICAN FUNDS 2020 TARGET DATE RETIREMENT INCOME FUND CLASS R-5NASDAQRECUXTD GLOBAL LOW VOLATILITY FUND - T8 SERIES DSC (387203A2)NASDAQRECVXTD GLOBAL LOW VOLATILITY FUND - T8 SERIES NL (387203A5)NASDAQRECWXTD GLOBAL LOW VOLATILITY FUND - T8 SERIES LSC (387203A4)NASDAQRECYXTD GLOBAL SHAREHOLDER YIELD FUND - ADVISOR SERIES DSCNASDAQRECZXTD GLOBAL SHAREHOLDER YIELD FUND - ADVISOR SERIES NL (5893A2)NASDAQREDBXTD GLOBAL SHAREHOLDER YIELD FUND - ADVISOR SERIES LSCNASDAQREDDXTD GLOBAL SHAREHOLDER YIELD FUND - D SERIES NL (413920A2)NASDAQREDEXTD GLOBAL SHAREHOLDER YIELD FUND - F SERIES NL (239534A2)NASDAQREDFXTD GLOBAL SHAREHOLDER YIELD FUND - FT5 SERIES NL (462018A2)NASDAQREDGXTD GLOBAL SHAREHOLDER YIELD FUND - FT8 SERIES NL (7364A2)NASDAQREDHXTD GLOBAL SHAREHOLDER YIELD FUND - H8 SERIES NL (7361A2)NASDAQREDJXTD GLOBAL SHAREHOLDER YIELD FUND - INVESTOR SERIES NLNASDAQREDLXTD GLOBAL SHAREHOLDER YIELD FUND - O SERIES NL (404489A2)NASDAQREDMXTD GLOBAL SHAREHOLDER YIELD FUND - PRIVATE SERIES NL (387949A2)NASDAQREDNXTD GLOBAL SHAREHOLDER YIELD FUND - PRIVATE SERIES U$ NL (387937A2)NASDAQREDOXTD GLOBAL SHAREHOLDER YIELD FUND - T8 SERIES DSC (7363A3)NASDAQREDPCAXREDPANDA - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQREDPPAXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQREDPPBXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQREDPPCXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQREDPPDXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQREDPPEXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER D-1 PRFD STOCKNASDAQREDPUAXREDPANDA - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED PRFD STOCKNASDAQREDPXTD GLOBAL SHAREHOLDER YIELD FUND - T8 SERIES NL (7363A2)NASDAQREDPZZXREDPANDA - COMPANY LEVELNASDAQREDQXTD GLOBAL SHAREHOLDER YIELD FUND - T8 SERIES LSC (7363A5)NASDAQREDRXTD GLOBAL TACT MONTHLY INCOME FUND - ADVISOR SERIES U$ NL (481638A2)NASDAQREDTXAMERICAN FUNDS 2025 TARGET DATE RETIREMENT INCOME FUND CLASS R-5NASDAQREDUXTD GLOBAL TACTICAL MONTHLY INCOME FUND - D SERIES NL (413916A2)NASDAQREDVPAXREDAPTIVE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQREDVPBXREDAPTIVE - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQREDVXTD GLOBAL TACTICAL MONTHLY INCOME FUND - FT5 SERIES NL (462004A2)NASDAQREDVZZXREDAPTIVE - COMPANY LEVELNASDAQREDWXASPIRATION REDWOOD FUNDNASDAQREDZXTD GLOBAL TACTICAL MONTHLY INCOME FUND - FT8 SERIES NL (308903A2)NASDAQREEAXRBC EMERGING MARKETS EQUITY FUND CL ANASDAQREEBXEUPAC FUND CLASS R-2ENASDAQREECCAXREGSCALE - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCKNASDAQREECPAXREGSCALE - SHARE CL LEVEL - PRFD CL TYPE - SERIES A-1 PRFD STOCKNASDAQREECPBXREGSCALE - SHARE CL LEVEL - PRFD CL TYPE - SERIES A-2 PRFD STOCKNASDAQREECPCXREGSCALE - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B PRFD STOCKNASDAQREECXCOLUMBIA CONTRARIAN EUROPE FUND CLASS CNASDAQREECZZXREGSCALE - COMPANY LEVELNASDAQREEDXTD GLOBAL TACTICAL MONTHLY INCOME FUND - H8 SERIES NL (308888A2)NASDAQREEEXTD GLOBAL TACT MONTHLY INCOME FUND - INVESTOR SERIES NL (308831A2)NASDAQREEFXMONTEAGLE ENHANCED EQUITY INCOME FUND - CLASS ENASDAQREEGXTD GLOBAL TACT MONTHLY INCOME FUND - INVESTOR SERIES U$ NL (481637A2)NASDAQREEHXTD GLOBAL TACTICAL MONTHLY INCOME FUND - T8 SERIES DSC (308904A3)NASDAQREEIXRBC EMERGING MARKETS EQUITY FUND CL INASDAQREEJXTD GLOBAL TACTICAL MONTHLY INCOME FUND - T8 SERIES NL (308904A2)NASDAQREEKXTD GLOBAL TACTICAL MONTHLY INCOME FUND - T8 SERIES LSC (308904A5)NASDAQREELXTD GLOBAL TACTICAL MONTHLY INCOME FUND ADVISOR SERIES DSC (308885A3)NASDAQREEMCCXREALM.SECURITY - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCKNASDAQREEMPAXREALM.SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SERIES A PRFD STOCKNASDAQREEMUAXREALM.SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SER SEED PRFD STOCKNASDAQREEMXTD GLOBAL TACTICAL MONTHLY INCOME FUND ADVISOR SERIES NL (308885A2)NASDAQREEMZZXREALM.SECURITY - COMPANY LEVELNASDAQREENCAXREPLENYSH - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQREENPAXREPLENYSH - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-1 PRFD STOCKNASDAQ