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RAASXRBC QUBE CANADIAN EQUITY FUND SERIES AZ NL (856081A2)NASDAQRAATXAMERICAN FUNDS 2010 TARGET DATE RETIREMENT INCOME FUND CLASS R-1NASDAQRAAUXEQUITY INCOME FUND CLASS MNASDAQRAAVXRBC QUBE U.S EQUITY FUND SERIES AZ NL (856082A2)NASDAQRAAWXRBC INTERNATIONAL EQUITY INDEX FUND SERIES A NL (856083A2)NASDAQRAAYXRBC INTERNATIONAL EQUITY INDEX FUND SERIES D NL (856084A2)NASDAQRAAZXRBC INDIA EQUITY FUND SERIES D NL (856085A2)NASDAQRABBXRBC QUBE GLOBAL EQUITY FUND SERIES A U$ NL (856086A2)NASDAQRABCXRBC QUBE GLOBAL EQUITY FUND SERIES D U$ NL (856087A2)NASDAQRABDXRBC QUBE GLOBAL EQUITY FUND SERIES F U$ NL (856088A2)NASDAQRABFXRBC QUBE GLOBAL EQUITY FUND SERIES O U$ NL (856089A2)NASDAQRABGXRBC RETIREMENT 2030 PORTFOLIO SERIES FT5 NL (856090A2)NASDAQRABHXRBC CANADIAN INDEX FUND SERIES DZ NL (1504A3)NASDAQRABIXRBC U.S INDEX FUND SERIES DZ NL (1505A3)NASDAQRABJXRBC INTL EQUITY CURRENCY NEUTRAL INDEX ETF FUND SERIES DZ NL (1506A3)NASDAQRABKXRBC U.S EQUITY CURRENCY NEUTRAL INDEX ETF FUND SERIES DZ NL (1507A2)NASDAQRABLXRBC CANADIAN GOVERNMENT BOND INDEX FUND SERIES DZ NL (1973A2)NASDAQRABMXRBC CANADIAN T-BILL FUND SERIES D NL (7136A2)NASDAQRABNXRBC CANADIAN MONEY MARKET FUND SERIES D NL (7137A3)NASDAQRABOXRBC $U.S MONEY MARKET FUND SERIES D NL (7138A3)NASDAQRABPXRBC CANADIAN SHORT-TERM INCOME FUND SERIES D NL (7139A3)NASDAQRABQXRBC BOND FUND SERIES D NL (7140A3)NASDAQRABRXRBC GLOBAL DIVIDEND GROWTH FUND SERIES D NL (7142A2)NASDAQRABSXRBC ASIAN EQUITY FUND SERIES D NL (7144A3)NASDAQRABUXRBC O'SHAUGHNESSY GLOBAL EQUITY FUND SERIES D NL (7145A3)NASDAQRABVXRBC U.S MONTHLY INCOME FUND SERIES D U$ NL (7156A3)NASDAQRABWXRBC VISION BALANCED FUND SERIES D NL (7157A3)NASDAQRABYXRBC GLOBAL HIGH YIELD BOND FUND SERIES D NL (7167A3)NASDAQRABZXRBC BALANCED FUND SERIES D NL (7168A3)NASDAQRACAXBROOKFIELD REAL ASSETS DEBT FUND - CLASS ANASDAQRACBXRBC GLOBAL BALANCED FUND SERIES D NL (7169A2)NASDAQRACCXBROOKFIELD REAL ASSETS DEBT FUND - CLASS CNASDAQRACDXRBC CANADIAN DIVIDEND FUND SERIES D NL (7170A2)NASDAQRACEXRBC CANADIAN EQUITY FUND SERIES D NL (7171A2)NASDAQRACFXRBC O'SHAUGHNESSY ALL-CANADIAN EQUITY FUND SERIES D NL (7173A2)NASDAQRACGXRBC O'SHAUGHNESSY CANADIAN EQUITY FUND SERIES D NL (7174A2)NASDAQRACHXRBC CANADIAN EQUITY INCOME FUND SERIES D NL (7175A3)NASDAQRACIXBROOKFIELD REAL ASSETS DEBT FUND CLASS INASDAQRACJXRBC VISION GLOBAL EQUITY FUND SERIES D NL (7177A3)NASDAQRACKXROCKEFELLER EQUITY ALLOCATION FUND - ADVISOR CLASSNASDAQRACLXCONDUCTOR GLOBAL EQUITY VALUE FUND -CLASS CNASDAQRACMXRBC U.S DIVIDEND FUND SERIES D NL (7190A2)NASDAQRACNXRBC NORTH AMERICAN VALUE FUND SERIES D NL (7191A3)NASDAQRACOXRBC NORTH AMERICAN GROWTH FUND SERIES D NL (7192A3)NASDAQRACPXRBC U.S EQUITY FUND SERIES D NL (7209A2)NASDAQRACQXRBC U.S EQUITY FUND SERIES D U$ NL (7210A2)NASDAQRACRXCIM REAL ASSETS & CREDIT FUND - CLASS CNASDAQRACSXRBC U.S EQUITY CURRENCY NEUTRAL FUND SERIES D NL (7211A3)NASDAQRACTXAMERICAN FUNDS 2020 TARGET DATE RETIREMENT INCOME FUND CLASS R-1NASDAQRACUXRBC U.S MID-CAP GRTH EQUITY CURRENCY NEUTRAL FD SERIES D NL (7215A3)NASDAQRACVXRBC O'SHAUGHNESSY U.S GROWTH FUND SERIES D NL (7216A2)NASDAQRACWXCOLUMBIA ABSOLUTE RETURN CURRENCY & INCOME FUND CNASDAQRACYXBROOKFIELD REAL ASSETS DEBT FUND CLASS INASDAQRACZXRBC LIFE SCIENCE AND TECHNOLOGY FUND SERIES D NL (7217A3)NASDAQRADACAXRAD AI - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQRADAPAXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQRADAPBXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCKNASDAQRADAPCXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-3 PRFD STOCKNASDAQRADAPDXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-1 PRFD STOCKNASDAQRADAPEXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-2 PRFD STOCKNASDAQRADAPFXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQRADAUAXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-1 PRFD STOCKNASDAQRADAUBXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-2 PRFD STOCKNASDAQRADAUCXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-3 PRFD STOCKNASDAQRADAUDXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-4 PRFD STOCKNASDAQRADAUEXRAD AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-5 PRFD STOCKNASDAQRADAZZXRAD AI INC - COMPANY LEVELNASDAQRADBXRBC INTERNATIONAL EQUITY FUND SERIES D NL (7218A3)NASDAQRADDXRBC QUBE INTERNATIONAL EQUITY FUND SERIES D NL (7219A2)NASDAQRADEXRBC EUROPEAN EQUITY FUND SERIES D NL (7220A3)NASDAQRADFXRBC GLOBAL ENERGY FUND SERIES D NL (7223A3)NASDAQRADGXRBC GLOBAL PRECIOUS METALS FUND SERIES D NL (7224A2)NASDAQRADHXRBC GLOBAL RESOURCES FUND SERIES D NL (7231A3)NASDAQRADICAXRADIANT - SHARE CL LEVEL - COMMON CL TYPE - CL A COMMON STOCKNASDAQRADICBXRADIANT - SHARE CL LEVEL - COMMON CL TYPE - CL B COMMON STOCKNASDAQRADIPAXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A PRFD STOCKNASDAQRADIPBXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-1 PRFD STOCKNASDAQRADIPCXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-2 PRFD STOCKNASDAQRADIPDXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-3 PRFD STOCKNASDAQRADIPEXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-4 PRFD STOCKNASDAQRADIPFXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B PRFD STOCKNASDAQRADIPGXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES C PRFD STOCKNASDAQRADIPHXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES C-2 PRFD STOCKNASDAQRADIPIXRADIANT - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES D PRFD STOCKNASDAQRADIZZXRADIANT - COMPANY LEVELNASDAQRADJXRBC GLOBAL TECHNOLOGY FUND SERIES D NL (7232A3)NASDAQRADKXRBC O'SHAUGHNESSY U.S GROWTH FUND II SERIES D NL (8281A2)NASDAQRADLXRBC VISION CANADIAN EQUITY FUND SERIES D NL (138599A2)NASDAQRADMXRBC GLOBAL BOND FUND SERIES D NL (138600A2)NASDAQRADNXRBC GLOBAL CORPORATE BOND FUND SERIES D NL (138601A2)NASDAQRADOXRBC U.S MID-CAP GROWTH EQUITY FUND SERIES D NL (138617A2)NASDAQRADPXRBC U.S MID-CAP GROWTH EQUITY FUND SERIES D U$ NL (138618A2)NASDAQRADQXRBC QUBE U.S EQUITY CURRENCY NEUTRAL FUND SERIES D NL (240535A2)NASDAQRADRXRBC O'SHAUGHNESSY ALL-CANADIAN EQUITY FUND SERIES O NL (242930A2)NASDAQRADTXAMERICAN FUNDS 2025 TARGET DATE RETIREMENT INCOME FUND CLASS R-1NASDAQRADUXRBC PRIVATE SHORT-TERM INCOME POOL SERIES O NL (243910A3)NASDAQRADVXRBC CANADIAN CORPORATE BOND FUND SERIES O NL (243914A2)NASDAQRADWCAXRAD POWER BIKES - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMONNASDAQRADWCBXRAD POWER BIKES - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMONNASDAQRADWPAXRAD POWER BIKES - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFDNASDAQ