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NUECPDXNUMERIC - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-3 PRFD STOCKNASDAQNUECPEXNUMERIC - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES A-4 PRFD STOCKNASDAQNUECPFXNUMERIC - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B PRFD STOCKNASDAQNUECPGXNUMERIC - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B-1 PRFD STOCKNASDAQNUECZZXNUMERIC - COMPANY LEVELNASDAQNUEFAXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (880660A2)NASDAQNUEHJXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR F NL (872154A2)NASDAQNUEILXXNBC AUTO CALLABLE CONTINGENT INCOME SOCAEN 75 AR F NL (879715A2)NASDAQNUEIXU.S. QUALITY ESG FUND CLASS INASDAQNUESXNORTHERN U.S. QUALITY ESG FUNDNASDAQNUEYSXXNBC AUTO CALLABLE CBK AR5 F NL (880387A2)NASDAQNUGAXNUVEEN GLOBAL DIVIDEND GROWTH CL ANASDAQNUGCXNUVEEN GLOBAL DIVIDEND GROWTH CL CNASDAQNUGIXNUVEEN GLOBAL DIVIDEND GROWTH CL INASDAQNUGNIXXNBC AUTO CALL CONTINGENT INC SEMICONDUCTOR SMH 4% DECREMENT GIC 29SE31NASDAQNUGRXNUVEEN SANTA BARBARA GLOBAL DIVIDEND GROWTH CL R3NASDAQNUGYVXXNBC CAN INSURANCE COMPANIES (5% AR) FLEX GIC SER 13 DSC (876261A2)NASDAQNUHHTXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (883084A2)NASDAQNUIAXNUVEEN INTERNATIONAL DIVIDEND GROWTH FUND CLASS ANASDAQNUICXNUVEEN INTERNATIONAL DIVIDEND GROWTH FUND CLASS CNASDAQNUIIXNUVEEN INTERNATIONAL DIVIDEND GROWTH FUND CLASS INASDAQNUIRXNUVEEN SANTA BARBARA INTERNATIONAL DIVIDEND GROWTH CL R3NASDAQNUKAPXXNBC AUTO CALLABLE CONTINGENT INCOME CADMARKT DSC (879678A2)NASDAQNULJFXXNBC AUTO CALLABLE CONTINGENT INCOME XSP DSC (879123A2)NASDAQNULKEXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR F NL (879112A2)NASDAQNULWCXXNBC AUTO CALLABLE CINS 5% AR F NL (879046A2)NASDAQNUMFTXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 55F NL (870845A2)NASDAQNUMLEXXNBC EXTENDIBLE COUPONS 4.80% FLEX GIC SERIES 668 DSC (883206A2)NASDAQNUMTEXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 106F NL (882812A2)NASDAQNUMXCXXNBC AMERICAN MARKET (AR) FLEX GIC 05AP29 F NL (882229A2)NASDAQNUNNBXXNBC AUTO CALLABLE SOLXIU 5DR DSC (880393A2)NASDAQNUOVCAXNUVO - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQNUOVCBXNUVO - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQNUOVCCXNUVO - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL F COMMON STOCKNASDAQNUOVPAXNUVO - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - FOUNDER PRFD STOCKNASDAQNUOVPBXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNUOVPCXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQNUOVPDXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCKNASDAQNUOVPEXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-3 PRFD STOCKNASDAQNUOVPFXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PLUS PRFD STOCKNASDAQNUOVPGXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-4 PRFD STOCKNASDAQNUOVPHXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-5 PRFD STOCKNASDAQNUOVUAXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED PRFD STOCKNASDAQNUOVUBXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED-1 PRFD STOCKNASDAQNUOVUCXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED-2 PRFD STOCKNASDAQNUOVUDXNUVO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES SEED-3 PRFD STOCKNASDAQNUOVZZXNUVO - COMPANY LEVELNASDAQNUPAXNEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE STRATEGY FUND CLASS ANASDAQNUPCXNEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE STRATEGY FUND CLASS CNASDAQNUPIXNEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE STRATEGY FUND INSTITUTIONANASDAQNUPRXNEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE STRATEGY FUND CLASS R6NASDAQNUPUHXXNBC AUTO CALLABLE CONTINGENT INCOME USBB 3.25AR DSC (871732A2)NASDAQNURBZXXNBC AUTO CALLABLE CINS 5% AR DSC (882853A2)NASDAQNURDCAXNEUROS MEDICAL - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQNURDPFXNEUROS MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE SER AA PRFD STOCKNASDAQNURDPIXNEUROS MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE SER BB PRFD STOCKNASDAQNURDPJXNEUROS MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE SER C PRFD STOCKNASDAQNURDPKXNEUROS MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE SER D PRFD STOCKNASDAQNURDPLXNEUROS MEDICAL SHARE CL LEVEL PRFD SHARE CL TYPE CL D-1 PRFD STOCKNASDAQNURDZZXNEUROS MEDICAL - COMPANY LEVELNASDAQNUROCAXNURO - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQNUROCBXNURO - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL F COMMON STOCKNASDAQNUROPAXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNUROPBXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQNUROPCXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQNUROPEXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQNUROPFXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQNUROPGXNURO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCKNASDAQNUROZZXNURO - COMPANY LEVELNASDAQNUSAXNAVIGATOR ULTRA SHORT BOND FUND CLASS ANASDAQNUSFXNORTHERN ULTRA-SHORT FIXED INCOME FUNDNASDAQNUSIXNAVIGATOR ULTRA SHORT BOND FUND CLASS INASDAQNUSMXNUVEEN ULTRA SHORT MUNICIPAL MANAGED ACCOUNTS PORTFOLIONASDAQNUTDLXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR DSC (871265A2)NASDAQNUTHYXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (877176A2)NASDAQNUTKCAXNUTCRACKER THERAPEUTICS SHARE CL LEVEL COMMON SHARE CL TYPE COMMON STONASDAQNUTKPAXNUTCRACKER THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRFD SNASDAQNUTKPBXNUTCRACKER THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD SNASDAQNUTKPCXNUTCRACKER THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER C PRFD SNASDAQNUTKUAXNUTCRACKER THERAPEUTICS SHARE CL LEVEL PRFD SHARE CL TYPE SER SEED PRFNASDAQNUTKZZXNUTCRACKER THERAPEUTICS - COMPANY LEVELNASDAQNUTTXNBI SMARTDATA INTL EQUITY COV CALL FUND ADVISOR SERIES ISC (879488A2)NASDAQNUUCLXXNBC EXTENDIBLE LINEAR ACCRUAL 4.16% FLEX GIC SER 354 DSC (879218A2)NASDAQNUUQZXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (871117A2)NASDAQNUUVXNBI SMARTDATA INTL EQUITY COV CALL FUND SERIES O NL (879490A2)NASDAQNUUZDXXNBC EXTENDIBLE COUPONS 4.75% FLEX GIC 28OC36 DSC (885758A2)NASDAQNUVBXNUVEEN INTERMEDIATE DURATION MUNICIPAL BOND FUND CLASS RNASDAQNUVOCAXNUVOCARGO - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQNUVOPAXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - FOUNDERS PRFD STOCKNASDAQNUVOPBXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-1 PRFD STOCKNASDAQNUVOPCXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-2 PRFD STOCKNASDAQNUVOPDXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-3 PRFD STOCKNASDAQNUVOPEXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-4 PRFD STOCKNASDAQNUVOPFXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-5 PRFD STOCKNASDAQNUVOPGXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-6 PRFD STOCKNASDAQNUVOPHXNUVOCARGO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-7 PRFD STOCKNASDAQNUVOPIXNUVOCARGO SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRIME-1 PRFD STOCKNASDAQNUVOPJXNUVOCARGO SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRIME-2 PRFD STOCKNASDAQNUVOPKXNUVOCARGO SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRIME-3 PRFD STOCKNASDAQNUVOPLXNUVOCARGO SHARE CL LEVEL PRFD SHARE CL TYPE SER A PRIME EXTENSION PRFDNASDAQ