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NOMIPDXNOMI HEALTH SHARE CL LEVEL PRFD SHARE CL TYPE SER A-2 PRFD STOCKNASDAQNOMIPEXNOMI HEALTH SHARE CL LEVEL PRFD SHARE CL TYPE SER A-3 PRFD STOCKNASDAQNOMIPFXNOMI HEALTH SHARE CL LEVEL PRFD SHARE CL TYPE SER A-4 PRFD STOCKNASDAQNOMIPGXNOMI HEALTH SHARE CL LEVEL PRFD SHARE CL TYPE SER A-5 PRFD STOCKNASDAQNOMIPHXNOMI HEALTH - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER B PRFD STOCKNASDAQNOMIXNORTHERN FUNDS MID CAP INDEX PORTFOLIONASDAQNOMIZZXNOMI HEALTH - COMPANY LEVELNASDAQNOMLCAXNOMINAL - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQNOMLPAXNOMINAL - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - FF PRFD STOCKNASDAQNOMLPBXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQNOMLPCXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCKNASDAQNOMLPDXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQNOMLPEXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-1 PRFD STOCKNASDAQNOMLPFXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-2 PRFD STOCKNASDAQNOMLPGXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-3 PRFD STOCKNASDAQNOMLUAXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-1 PRFD STOCKNASDAQNOMLUBXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-2 PRFD STOCKNASDAQNOMLUCXNOMINAL - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED-3 PRFD STOCKNASDAQNOMLZZXNOMINAL - COMPANY LEVELNASDAQNOMOCAXNORM AI - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQNOMOPAXNORM AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNOMOPBXNORM AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-1 PRFD STOCKNASDAQNOMOPCXNORM AI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A-2 PRFD STOCKNASDAQNOMOPDXNORM AI - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B PRFD STOCKNASDAQNOMOPEXNORM AI - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B-1 PRFD STOCKNASDAQNOMOPFXNORM AI - SHARE CLASS LEVEL - PRFD CLASS TYPE - SERIES B-2 PRFD STOCKNASDAQNOMOZZXNORM AI - COMPANY LEVELNASDAQNOMYCAXNOMA SECURITY - SHARE CLASS LEVEL - COMMON CLASS TYPE - COMMON STOCKNASDAQNOMYPAXNOMA SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SERIES A PRFD STOCKNASDAQNOMYPBXNOMA SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SERIES B PRFD STOCKNASDAQNOMYUAXNOMA SECURITY - SHARE CL LEVEL - PRFD CL TYPE - SER SEED PRFD STOCKNASDAQNOMYZZXNOMA SECURITY - COMPANY LEVELNASDAQNONDFXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 2AR F NL (883975A2)NASDAQNONGCAXNEURON7 - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQNONGPAXNEURON7 - SHARE CL LEVEL - PRFD SHARE CL TYPE - FOUNDERS PRFD STOCKNASDAQNONGPBXNEURON7 - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNONGPCXNEURON7 - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-1 PRFD STOCKNASDAQNONGPDXNEURON7 - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B-2 PRFD STOCKNASDAQNONGUAXNEURON7 - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER SEED PRFD STOCKNASDAQNONGZZXNEURON7 - COMPANY LEVELNASDAQNONRTXXNBC AUTO CALLABLE CONTINGENT INCOME SMH CH 4DR DSC (872153A2)NASDAQNONTEXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (879111A2)NASDAQNOOEPAXNOODLEAI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQNOOEPBXNOODLEAI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQNOOEZZXNOODLEAI - COMPANY LEVELNASDAQNOOGGXXNBC AUTO CALLABLE CONTINGENT INCOME SPY 3DR DSC (879944A2)NASDAQNOOHJXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (876190A2)NASDAQNOOMCAXNOOM - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQNOOMCBXNOOM - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQNOOMPAXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES AA-1 PRFD STOCKNASDAQNOOMPBXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES AA-2 PRFD STOCKNASDAQNOOMPCXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES AA-3 PRFD STOCKNASDAQNOOMPDXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES AA-4 PRFD STOCKNASDAQNOOMPEXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKLNASDAQNOOMPFXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKLNASDAQNOOMPGXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKLNASDAQNOOMPHXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKLNASDAQNOOMPIXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCKNASDAQNOOMPJXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES F PRFD STOCKNASDAQNOOMPKXNOOM - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES F-1 PRFD STOCKNASDAQNOOMZZXNOOM - COMPANY LEVELNASDAQNOOVWXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX 3DR DSC (882907A2)NASDAQNOPAXNUVEEN SYMPHONY LOW VOLATILITY EQUITY FUND CLASSNASDAQNOPCXNUVEEN SYMPHONY LOW VOLATILITY EQUITY FUND CLASSNASDAQNOPFXNUVEEN SYMPHONY LOW VOLATILITY EQUITY FUND CLASSNASDAQNOPRXNUVEEN SYMPHONY LOW VOLATILITY EQUITY FUND CLASSNASDAQNOPVRXXNBC MARATHON (ACCELERATOR) CBK AR5 F NL (871728A2)NASDAQNOQCLXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 93F NL (879116A2)NASDAQNOQLHXXNBC CAN LARGE CAPITALIZATION COMPANIES AR FLEX GIC SER 141 DSC 882649ANASDAQNOQTFXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (879766A2)NASDAQNOQTQXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (863468A2)NASDAQNOSGXNORTHERN FUNDS SMALL CAP VALUE FUNDNASDAQNOSIXNORTHERN STOCK INDEX FUNDNASDAQNOSLZXXNBC CALLABLE CONTINGENT INCOME SOLCLCII 62 AR F NL (877621A2)NASDAQNOTAXDWS STRATEGIC HIGH YIELD TAX-FREE FUND - CLASS ANASDAQNOTCXDWS STRATEGIC HIGH YIELD TAX-FREE FUND - CLASS CNASDAQNOTDCAXNORTHCLOUD - SHARE CL LEVEL - COMMON SHARE CL TYPE - COMMON STOCKNASDAQNOTDPAXNORTHCLOUD SHARE CL LEVEL PRFD SHARE CL TYPE FOUNDERS PRFD STOCKNASDAQNOTDPBXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A PRFD STOCKNASDAQNOTDPCXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-1 PRFD STOCKNASDAQNOTDPDXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-2 PRFD STOCKNASDAQNOTDPEXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-3 PRFD STOCKNASDAQNOTDPFXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-4 PRFD STOCKNASDAQNOTDPGXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-5 PRFD STOCKNASDAQNOTDPHXNORTHCLOUD - SHARE CL LEVEL - PRFD SHARE CL TYPE - SER A-6 PRFD STOCKNASDAQNOTDYXXNBC CALLABLE CONTINGENT INCOME EURSTOXX 3.75AR F NL (880241A2)NASDAQNOTDZZXNORTHCLOUD - COMPANY LEVELNASDAQNOTEXNORTHERN FUNDS TAX EXEMPT FUNDNASDAQNOTICAXNOTION - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL B COMMON STOCKNASDAQNOTICBXNOTION - SHARE CL LEVEL - COMMON SHARE CL TYPE - CL A COMMON STOCKNASDAQNOTIUAXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-1NASDAQNOTIUBXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-2NASDAQNOTIUCXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-3NASDAQNOTIUDXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-4NASDAQNOTIUEXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-5NASDAQNOTIUFXNOTION - SHARE CLASS LEVEL - PRFD SHARE CLASS TYPE - SERIES SEED-6NASDAQNOTIXDWS STRATEGIC HIGH YIELD TAX-FREE FUND - CLASS INSTITUTIONALNASDAQNOTIZZXNOTION - COMPANY LEVELNASDAQNOTOCXXNBC DAILY RANGE ACCRUAL FLEX GIC SERIES 8 DSC (882569A2)NASDAQNOTRCAXPROOF - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQ