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NMMTXNUVEEN MULTI-MANAGER LARGE-CAP VALUE FUND CLASS R3NASDAQNMNAXNEUBERGER MUNICIPAL INTERMEDIATE BOND FUND CLASS ANASDAQNMNCXNEUBERGER MUNICIPAL INTERMEDIATE BOND FUND CLASS CNASDAQNMNCZXXNBC US BLUE CHIP (2.25% AR) FLEX GIC SERIES 6F (USD) NL (877427A2)NASDAQNMNJXNUVEEN FLAGSHIP NEW JERSEY MUNI BD FD CL RNASDAQNMNKYXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (879329A2)NASDAQNMNLXNEUBERGER MUNICIPAL INTERMEDIATE BOND FUND INSTITUTIONAL CLASSNASDAQNMNUUXXNBC CALLABLE CONTINGENT INCOME EURSTOXX 3.75AR F NL (882859A2)NASDAQNMOABXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR F NL (882855A2)NASDAQNMOQXNYMBUS MONTHLY INCOME FUND CLASS A FE (5475A2)NASDAQNMPAXCOLUMBIA MID CAP INDEX FUND CLASS INASDAQNMPHXNINEPOINT AMERICAN GROWTH FUND SERIES S U$ ISC (880598A2)NASDAQNMPTZXXNBC CANADIAN BANKS (5% AR) FLEX GIC SERIES 82 DSC (877616A2)NASDAQNMRSYXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (882967A2)NASDAQNMSAXCOLUMBIA FDS SRS TR COLUMBIA SMALLCAP INDEX FUND CLASS ANASDAQNMSCXCOLUMBIA SMALL CAP INDEX FUND CLASS INASDAQNMSQNXXNBC CALLABLE CONTINGENT INCOME EURSTOXX 3.75AR F NL (880507A2)NASDAQNMSSXNUVEEN MUNICIPAL HIGH YIELD & SPECIAL SITUATIONS FUNDNASDAQNMTFXALLSPRING MN TAX-FREE CLASS ANASDAQNMTQWXXNBC EXTENDIBLE LINEAR ACCRUAL 4.61% FLEX GIC SER 356 DSC (879444A2)NASDAQNMTRXNUVEEN MUNICIPAL TOTAL RETURN MANAGED ACCOUNTS PTFNASDAQNMUAXNEUBERGER MULTI-CAP OPPORTUNITIES FUND CLASS ANASDAQNMUCXNEUBERGER MULTI-CAP OPPORTUNITIES FUND CLASS CNASDAQNMUEXNEUBERGER MULTI-CAP OPPORTUNITIES FUND CLASS ENASDAQNMUIXNEUBERGER MUNICIPAL INTERMEDIATE BOND FUND INVESTOR CLASSNASDAQNMULXNEUBERGER MULTI-CAP OPPORTUNITIES FUND INSTITUTIONAL CLASSNASDAQNMUMAXXNBC AUTO CALLABLE USTECH 3DCR DSC (876461A2)NASDAQNMUPKXXNBC EXTENDIBLE LINEAR ACCRUAL 4.05% FLEX GIC SER 351 DSC (878519A2)NASDAQNMUSXACTIVE M U.S. EQUITY FUNDNASDAQNMUYTXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR DSC (880560A2)NASDAQNMVAXNUVEEN VIRGINIA TF VALUE FUND CL RNASDAQNMVGGXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 4.5DR DSC (882572A2)NASDAQNMVLXNUANCE MID CAP VALUE FUND INSTITUTIONAL CLNASDAQNMVZXNUANCE MID CAP VALUE FUND Z CLASSNASDAQNMXAXNUVEEN MULTI-ASSET INCOME TAX-AWARE FUND CLASS ANASDAQNMXCXNUVEEN MULTI-ASSET INCOME TAX-AWARE FUND CLASS CNASDAQNMXGPXXNBC AUTO CALLABLE CBK AR5 DSC (882754A2)NASDAQNMXIBXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 3AR F NL (877618A2)NASDAQNMXIXNUVEEN MULTI-ASSET INCOME TAX-AWARE FUND CLASS INASDAQNMXQSXXNBC AUTO CALLABLE CONTINGENT INCOME CINS 5% AR F NL (871116A2)NASDAQNMXRXNUVEEN MULTI-ASSET INCOME TAX-AWARE FUND CLASS R6NASDAQNMYHXNUVEEN HIGH YIELD MANAGED ACCOUNTS PORTFOLIONASDAQNMYNGXXNBC EXTENDIBLE COUPONS 4.05% FLEX GIC SERIES 590F NL (871267A2)NASDAQNMZMFXXNBC CAN LARGE CAPITALIZATION COMPANIES AR FLEX GIC SER 124F NL 877706ANASDAQNNAAXNINEPOINT MINING EVOLUTION FUND SERIES A U$ FE (876008A2)NASDAQNNABHXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (882807A2)NASDAQNNABXNINEPOINT MINING EVOLUTION FUND SERIES F U$ NL (876011A2)NASDAQNNAIXAINN FUNDNASDAQNNBEVXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (882965A2)NASDAQNNCCXNUVEEN INTERMEDIATE DURATION MUNICAL BOND FD CL CNASDAQNNCIUXXNBC AUTO CALLABLE CBK AR5 DSC (879119A2)NASDAQNNCIXCOLUMBIA NORTH CAROLINA INTERMEDIATE MUNICIPAL BOND FUND CLASS ANASDAQNNCJDXXNBC CAN LARGE CAPITALIZATION COMPANIES AR FLEX GIC SER 133 DSC 880053ANASDAQNNCQMXXNBC CANADIAN BANKS PORTFOLIO FLEX GIC 24SE31 DSC (880815A2)NASDAQNNCXWXXNBC AUTO CALLABLE CBK AR5 F NL (871122A2)NASDAQNNDTAXXNBC EXTENDIBLE COUPONS 4.30% FLEX GIC SERIES 593 DSC (871810A2)NASDAQNNEEVXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 F NL (876783A2)NASDAQNNEUTXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (882298A2)NASDAQNNGAXNUVEEN LARGE-CAP VALUE FUND CLASS ANASDAQNNGCXNUVEEN LARGE-CAP VALUE FUND CLASS CNASDAQNNGFXNUVEEN LARGE CAP VALUE FUND CLASS R6NASDAQNNGILXXNBC AUTO CALLABLE CONTINGENT INCOME DIA CH 5DR DSC (871646A2)NASDAQNNGRXNUVEEN LARGE-CAP VALUE FUND CLASS RNASDAQNNHADXXNBC CALLABLE CONTINGENT INCOME EURSTOXX 3.75AR F NL (880763A2)NASDAQNNHIXNICHOLAS HIGH INCOME FUND INC. CLASS NNASDAQNNHXZXXNBC AUTO CALLABLE SOLXIU 5DR F NL (883085A2)NASDAQNNIAIXXNBC AUTO CALLABLE USBB CH 3.25AR DSC (878282A2)NASDAQNNIBXCOLUMBIA NORTH CAROLINA INTERMEDIATE MUNICIPAL BOND FUND CLASS INASDAQNNIMIXXNBC DAILY RANGE ACCRUAL GIC SERIES 12F NL (883244A2)NASDAQNNINXCOLUMBIA NORTH CAROLINA INTERMEDIATE MUNICIPAL BOND FUND CLASS CNASDAQNNIUPXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (883410A2)NASDAQNNJAXNUVEEN FLAGSHIP NEW JERSEY MUNI BD FD CL ANASDAQNNJCXNUVEEN FLAGSHIP NEW JERSEY MUNICIPAL BOND FUND CL CNASDAQNNJIXNYMBUS MONTHLY INCOME FUND CLASS F NL (874068A3)NASDAQNNJOJXXNBC AUTO CALLABLE CONTINGENT INCOME USBB 3.25AR DSC (879320A2)NASDAQNNJTPXXNBC AUTO CALLABLE CONTINGENT INCOME SOGDX CH 3DR F NL (878632A2)NASDAQNNJVRXXNBC AUTO CALL US BLUE CHIP DIA 5% DECREMENT FLEX GIC SER 1 USD DSC 879NASDAQNNJZXNBI SMARTDATA U.S EQUITY COV CALL FUND ADVISOR SERIES ISC (879485A2)NASDAQNNKCUXXNBC AUTO CALLABLE CONTINGENT INCOME SOCAEN 75 AR DSC (879386A2)NASDAQNNKMMXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 4DR F NL (877108A2)NASDAQNNKUZXXNBC CALLABLE CONT MEMORY INCOME CBK AR5 DSC (879842A2)NASDAQNNKYUXXNBC AUTO CALLABLE CBK AR5 DSC (882972A2)NASDAQNNLEXNICHOLAS LIMITED EDITION INC. CLASS NNASDAQNNLUEXXNBC AUTO CALL US BLUE CHIP DIA 5% DECREMENT FLEX GIC 03OC33 F NL 88195NASDAQNNMGRXXNBC MARATHON (ACCELERATOR) SOLCLCII 62 AR F NL (882565A2)NASDAQNNMKLXXNBC AUTO CALLABLE SOLXIU 5DR F NL (871809A2)NASDAQNNMVWXXNBC CAN MARKET XIU 5% DECREMENT BOOSTER FLEX GIC SER 13F NL 879440A2NASDAQNNMWJXXNBC EXTENDIBLE COUPONS 4.45% FLEX GIC SERIES 639 DSC (879712A2)NASDAQNNPZKXXNBC CAN LARGE CAPITALIZATION COMPANIES AR FLEX GIC SER 128 DSC 878957ANASDAQNNQQBXXNBC AUTO CALLABLE CBK AR5 DSC (880757A2)NASDAQNNQRWXXNBC AUTO CALLABLE CONTINGENT INCOME SOCAEN 75 AR F NL (879173A2)NASDAQNNQXFXXNBC AUTO CALLABLE SOLXIU 5DR F NL (879536A2)NASDAQNNSCXNUVEEN INTERMEDIATE DURATION MUNI BD FD CL C SH (SRS NUVEEN FLAGSHIP MNASDAQNNSDXNUVEEN SECURITIZED CREDIT MANAGED ACCOUNTS PORTFOLIONASDAQNNTECAXNANTERO - SHARE CLASS LEVEL - COMMON SHARE CLASS TYPE - COMMON STOCKNASDAQNNTEPAXNANTERO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNNTEPBXNANTERO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQNNTEPCXNANTERO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQNNTEPDXNANTERO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQNNTEPEXNANTERO - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES E PRFD STOCKNASDAQ