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NAPVXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE F SERIES NL (420353A2)NASDAQNAPWXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE F5 SERIES NL (420350A2)NASDAQNAPYXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE N SERIES NL (426851A2)NASDAQNAPZXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE NR SERIES NL (426852A2)NASDAQNAQAXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE O SERIES NL (762679A2)NASDAQNAQCXNBI CANADIAN HIGH CONVICTION EQUITY PRIVATE T5 SERIES FE (421051A2)NASDAQNAQDXNBI CANADIAN PREFERRED EQUITY PRIVATE PORTFOLIO N SERIES NLNASDAQNAQEXNBI CANADIAN PREFERRED EQUITY PRIVATE PORTFOLIO NR SERIES NLNASDAQNAQFXNBI CANADIAN PREFERRED EQUITY PRIVATE PORTFOLIO SERIES F NLNASDAQNAQGXNBI CANADIAN PREFERRED EQUITY PRIVATE PORTFOLIO SERIES O NLNASDAQNAQHXNBI CANADIAN SMALL CAP EQUITY PRIVATE N SERIES NL (426856A2)NASDAQNAQIXNBI CANADIAN SMALL CAP EQUITY PRIVATE NR SERIES NL (426858A2)NASDAQNAQJXNBI CONSERVATIVE PORTFOLIO ADVISOR-2 SERIES ISC (672903A2)NASDAQNAQKCXXNBC AUTO CALLABLE CONTINGENT INCOME CTC AR F NL (880513A2)NASDAQNAQKXNBI CONSERVATIVE PORTFOLIO ADVISOR-2 SERIES-DSC DSC (672960A2)NASDAQNAQLXNBI CONSERVATIVE PORTFOLIO ADVISOR-2 SERIES-LSC LSC (672961A2)NASDAQNAQMXNBI CONSERVATIVE PORTFOLIO INVESTOR SERIES NL (447324A2)NASDAQNAQNXNBI CONSERVATIVE PORTFOLIO INVESTOR-2 SERIES NL (447320A2)NASDAQNAQOXNBI CONSERVATIVE PORTFOLIO R SERIES NL (447318A2)NASDAQNAQPXNBI CONSERVATIVE PORTFOLIO R-2 SERIES NL (447315A2)NASDAQNAQQXNBI CONSERVATIVE PORTFOLIO SERIES F NL (678223A2)NASDAQNAQSXNBI CONSERVATIVE PORTFOLIO SERIES F-2 NL (672904A2)NASDAQNAQTXNBI CONSERVATIVE PORTFOLIO SERIES O NL (631317A2)NASDAQNAQVXNBI CORPORATE BOND FUND ADVISOR SERIES / DSC DSC (286898A2)NASDAQNAQWXNBI CORPORATE BOND FUND ADVISOR SERIES / ISC ISC (286947A2)NASDAQNAQYXNBI CORPORATE BOND FUND ADVISOR SERIES / LSC LSC (286899A2)NASDAQNAQZXNBI CORPORATE BOND FUND INVESTOR SERIES NL (286653A2)NASDAQNARAXVIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND ANASDAQNARCXVOYA MULTI-MANAGER INTERNATIONAL SMALLCAP FUND CLASS CNASDAQNARDXNBI CORPORATE BOND FUND SERIES F NL (286781A2)NASDAQNAREXNBI CORPORATE BOND FUND SERIES O NL (401727A3)NASDAQNARGXNBI CORPORATE BOND PRIVATE PORTFOLIO ADVISOR SERIES FE (421081A2)NASDAQNARHXNBI CORPORATE BOND PRIVATE PORTFOLIO O SERIES NL (800509A2)NASDAQNARJXNBI CORPORATE BOND PRIVATE PORTFOLIO SERIES F NL (420358A2)NASDAQNARKXNBI CORPORATE BOND PRIVATE PORTFOLIO SERIES N NL (426837A2)NASDAQNARLXNBI CORPORATE BOND PRIVATE PORTFOLIO SERIES NR NL (426835A2)NASDAQNARMXNBI DIVERSIFIED EMERGING MARKETS EQTY FD ADVR SER/DSC DSC (473268A2)NASDAQNARNXNBI DIVERSIFIED EMERGING MARKETS EQTY FD ADVR SER/DSC U$ DSC 473267A2NASDAQNAROXNBI DIVERSIFIED EMERGING MARKETS EQUITY FD ADVR SER/ISC FE (473264A2)NASDAQNARPXNBI DIVERSIFIED EMERGING MARKETS EQTY FD ADVR SER/ISC U$ FE 473263A2NASDAQNARQRXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR F NL (870967A2)NASDAQNARQXNBI DIVERSIFIED EMERGING MARKETS EQTY FD ADVR SER/LSC LSC (473266A2)NASDAQNARRXNIAGARA INCOME OPPORTUNITIES FUND CLASS R SHARESNASDAQNARSXNBI DIVERSIFIED EMERGING MARKETS EQTY FD ADVR SER/LSC U$ LSC 473265A2NASDAQNARTXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND GP SERIES NL (239817A2)NASDAQNARUXNBI DIVERSIFIED EMERGING MARKETS EQTY FD GP SER U$ NBC54488 NL 479058ANASDAQNARVPAXNARVAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQNARVPBXNARVAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQNARVPCXNARVAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQNARVPDXNARVAR - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES D PRFD STOCKNASDAQNARVXNBI DIVERSIFIED EMERGING MARKETS EQUITY FD GP SERIES U$ NL (444451A2)NASDAQNARVZZXNARVAR - COMPANY LEVELNASDAQNARWXNBI DIVERSIFIED EMERGING MARKETS EQUITY FD INVST SERIES NL (672908A2)NASDAQNARYXNBI DIVERSIFIED EMERGING MARKETS EQUITY FD INVST SER U$ NL (672909A2)NASDAQNARZSXXNBC AUTO CALLABLE CONTINGENT INCOME SOCAEN 75 AR F NL (879838A2)NASDAQNARZXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND PRIVATE NL (682055A2)NASDAQNASAOXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (880556A2)NASDAQNASBXAIG U.S. GOVERNMENT SECURITIES FUND - CLASS CNASDAQNASCXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND SERIES F NL (473270A2)NASDAQNASDXNASDAQ-100 INDEX FUND INVESTOR CLASSNASDAQNASDXXNDW NASDAQ-100 MODEL (TR)NASDAQNASEXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND SERIES F U$ NLNASDAQNASFXNBI DIVERSIFIED EMERGING MARKETS EQTY FD SER FD GP SER C$ NBC54489 NLNASDAQNASGXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND SERIES N NL (426878A2)NASDAQNASHXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND SERIES NR NL (426881A2)NASDAQNASJXNBI DIVERSIFIED EMERGING MARKETS EQUITY FUND SERIES O NL (473272A3)NASDAQNASLXNBI EQUITY INCOME PRIVATE PORTFOLIO ADVISOR SERIES FE (421082A2)NASDAQNASNDXXNBC AUTO CALLABLE CONTINGENT INCOME CBK AR5 DSC (882097A2)NASDAQNASOSXXNBC AUTO CALLABLE CONTINGENT INCOME SOLXIU 5DR F NL (877109A2)NASDAQNASPXNBI EQUITY INCOME PRIVATE PORTFOLIO F SERIES NL (420348A2)NASDAQNASQXNBI EQUITY INCOME PRIVATE PORTFOLIO F5 SERIES NL (420346A2)NASDAQNASSQXXNBC AUTO CALL CONTINGENT INC SEMICONDUCTOR SMH 4% DECREMENT GIC SER 1FNASDAQNASTXAIG U.S. GOVERNMENT SECURITIES FUND - CLASS TNASDAQNASUXNBI EQUITY INCOME PRIVATE PORTFOLIO SERIES O NL (658346A2)NASDAQNASWXNBI EQUITY INCOME PRIVATE PORTFOLIO T5 SERIES FE (421083A2)NASDAQNASZXNBI EQUITY PORTFOLIO INVESTOR SERIES NL (447335A2)NASDAQNATAFXXNBC AUTO CALLABLE CINS 5% AR DSC (886714A2)NASDAQNATBRXXNBC CALLABLE CONTINGENT INCOME USBB CH 3.25AR F NL (878335A2)NASDAQNATCXNBI EQUITY PORTFOLIO INVESTOR-2 SERIES NL (447343A2)NASDAQNATDXNBI EQUITY PORTFOLIO R SERIES NL (447346A2)NASDAQNATEXNBI EQUITY PORTFOLIO R-2 SERIES NL (447333A2)NASDAQNATGXNBI EQUITY PORTFOLIO SERIES F NL (678228A2)NASDAQNATHXNBI EQUITY PORTFOLIO SERIES O NL (631321A2)NASDAQNATIXNBI ULTRA SHORT-TERM FIXED INCOME FUND 229 NL (490860A2)NASDAQNATJXNBI ULTRA SHORT-TERM FIXED INC FUND ADVR SERIES / DSC DSC (370113A2)NASDAQNATKXNBI ULTRA SHORT-TERM FIXED INC FUND ADVR SERIES / ISC ISC (370100A2)NASDAQNATLAXADVISORS DISP TR 1159 TAX EXEMPT SECURITIES TRUST INTERMEDIATE DURATIONASDAQNATLCXADT 1169 TAX EXEMPT SEC TRUST INTERMEDIATE DURATION NAT'L TR 470NASDAQNATLXNBI ULTRA SHORT-TERM FIXED INC FUND ADVR SERIES / LSC LSC (370140A2)NASDAQNATMXNBI ULTRA SHORT-TERM FIXED INCOME FUND ADVR-2 SERIES ISC (672896A2)NASDAQNATNXNBI ULTRA SHORT-TERM FIXED INC FUND ADVR-2 SERIES-DSC DSC (672954A2)NASDAQNATOPAXNATRON ENERGY SHARE CL LEVEL PRFD SHARE CL TYPE SER B PRFD STOCKNASDAQNATOPBXNATRON ENERGY SHARE CL LEVEL PRFD SHARE CL TYPE SER D-1 PRFD STOCKNASDAQNATOXNBI ULTRA SHORT-TERM FIXED INC FUND ADVR-2 SERIES-LSC LSC (672955A2)NASDAQNATOZZXNATRON ENERGY - COMPANY LEVELNASDAQNATPXNBI ULTRA SHORT-TERM FIXED INCOME FUND F SERIES NL (370141A2)NASDAQNATQXNBI ULTRA SHORT-TERM FIXED INCOME FUND FT SERIES NL (420342A2)NASDAQNATREXXNBC AUTO CALLABLE CONTINGENT INCOME SPY CH 3DR F NL (880064A2)NASDAQNATRXNBI ULTRA SHORT-TERM FIXED INCOME FUND INVESTOR SERIES NL (426720A2)NASDAQNATSXNBI ULTRA SHORT-TERM FIXED INCOME FUND INVST-2 SERIES NL (672895A2)NASDAQ