ROSC
Hartford Multifactor Small Cap ETF
stockNYSEETF
At CloseOct 23, 2026 2:29:41 PM EDT
55.43USD-0.522%(-0.29)1,773
On 2026-09-30 there were 170 FTDs. The average number of FTDs per day for September 2026 is 374.
ROSC Fails-to-Deliver (FTDs)
ROSC Fails-to-Deliver
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| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-29 | 170 | +170 | 4.1K | 2026-09-30 | 2026-11-03 | 53.72 | 9,132 |
| 2026-09-28 | — | -332 | 743 | 2026-09-29 | 2026-11-02 | 53.83 | 0 |
| 2026-09-25 | 332 | +1 | 10 | 2026-09-28 | 2026-10-30 | 53.94 | 17,908 |
| 2026-09-24 | 331 | -502 | 513 | 2026-09-25 | 2026-10-29 | 54.01 | 17,877 |
| 2026-09-23 | 833 | +544 | 1.0K | 2026-09-24 | 2026-10-28 | 54.06 | 45,032 |
| 2026-09-22 | 289 | +279 | 1.7K | 2026-09-23 | 2026-10-27 | 54.69 | 15,805 |
| 2026-09-21 | 10 | +1 | 4.1K | 2026-09-22 | 2026-10-26 | 54.43 | 544 |
| 2026-09-18 | 9 | +1 | 180 | 2026-09-21 | 2026-10-23 | 54.36 | 489 |
| 2026-09-17 | 8 | +8 | 263 | 2026-09-18 | 2026-10-22 | 54.78 | 438 |
| 2026-09-16 | — | -1,193 | 60.4K | 2026-09-17 | 2026-10-21 | 54.77 | 0 |
| 2026-09-15 | 1,193 | +164 | 1.3K | 2026-09-16 | 2026-10-20 | 54.76 | 65,329 |
| 2026-09-14 | 1,029 | -3 | 538 | 2026-09-15 | 2026-10-19 | 55.08 | 56,677 |
| 2026-09-11 | 1,032 | +1,032 | 2.8K | 2026-09-14 | 2026-10-16 | 54.85 | 56,605 |
| 2026-09-10 | — | 0 | 899 | 2026-09-11 | 2026-10-15 | 54.51 | 0 |
| 2026-09-09 | — | -581 | 3.8K | 2026-09-10 | 2026-10-14 | 54.82 | 0 |
| 2026-09-08 | 581 | -204 | 1.9K | 2026-09-09 | 2026-10-13 | 55.17 | 32,054 |
| 2026-09-04 | 785 | +267 | 515 | 2026-09-08 | 2026-10-09 | 55.68 | 43,709 |
| 2026-09-03 | 518 | +518 | 2.2K | 2026-09-04 | 2026-10-08 | 55.46 | 28,728 |
| 2026-09-02 | — | -504 | 183 | 2026-09-03 | 2026-10-07 | 55.24 | 0 |
| 2026-09-01 | 504 | +281 | 1.9K | 2026-09-02 | 2026-10-06 | 54.70 | 27,569 |
| 2026-08-31 | 223 | +102 | 856 | 2026-09-01 | 2026-10-05 | 54.97 | 12,258 |
| 2026-08-28 | 121 | -1 | 206 | 2026-08-31 | 2026-10-02 | 55.37 | 6,700 |
| 2026-08-27 | 122 | -448 | 444 | 2026-08-28 | 2026-10-01 | 55.67 | 6,792 |
| 2026-08-26 | 570 | +155 | 64.1K | 2026-08-27 | 2026-09-30 | 55.68 | 31,738 |
| 2026-08-25 | 415 | -45 | 574 | 2026-08-26 | 2026-09-29 | 55.76 | 23,140 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.