PFG
Principal Financial Group, Inc.
stockNASDAQ
At CloseOct 16, 2026 3:59:58 PM EDT
108.80USD-0.147%(-0.16)1,096,650
On 2026-09-30 there were 0 FTDs. The average number of FTDs per day for September 2026 is 198.
PFG Fails-to-Deliver (FTDs)
PFG Fails-to-Deliver
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| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-29 | — | 0 | 1.0M | 2026-09-30 | 2026-11-03 | 113.97 | 0 |
| 2026-09-28 | — | 0 | 1.4M | 2026-09-29 | 2026-11-02 | 114.64 | 0 |
| 2026-09-25 | — | 0 | 1.2M | 2026-09-28 | 2026-10-30 | 114.77 | 0 |
| 2026-09-24 | — | 0 | 1.2M | 2026-09-25 | 2026-10-29 | 114.15 | 0 |
| 2026-09-23 | — | 0 | 1.2M | 2026-09-24 | 2026-10-28 | 113.92 | 0 |
| 2026-09-22 | — | 0 | 1.6M | 2026-09-23 | 2026-10-27 | 113.59 | 0 |
| 2026-09-21 | — | -213 | 1.2M | 2026-09-22 | 2026-10-26 | 116.47 | 0 |
| 2026-09-18 | 213 | +213 | 3.2M | 2026-09-21 | 2026-10-23 | 117.67 | 25,064 |
| 2026-09-17 | — | 0 | 1.5M | 2026-09-18 | 2026-10-22 | 115.94 | 0 |
| 2026-09-16 | — | 0 | 1.9M | 2026-09-17 | 2026-10-21 | 116.64 | 0 |
| 2026-09-15 | — | -890 | 1.4M | 2026-09-16 | 2026-10-20 | 118.37 | 0 |
| 2026-09-14 | 890 | +890 | 922.8K | 2026-09-15 | 2026-10-19 | 116.90 | 104,041 |
| 2026-09-11 | — | -3 | 948.2K | 2026-09-14 | 2026-10-16 | 116.17 | 0 |
| 2026-09-10 | 3 | -3,049 | 1.5M | 2026-09-11 | 2026-10-15 | 114.96 | 345 |
| 2026-09-09 | 3,052 | +3,052 | 1.3M | 2026-09-10 | 2026-10-14 | 114.02 | 347,989 |
| 2026-09-08 | — | 0 | 1.3M | 2026-09-09 | 2026-10-13 | 115.04 | 0 |
| 2026-09-04 | — | 0 | 1.5M | 2026-09-08 | 2026-10-09 | 116.68 | 0 |
| 2026-09-03 | — | 0 | 3.7M | 2026-09-04 | 2026-10-08 | 118.51 | 0 |
| 2026-09-02 | — | 0 | 1.1M | 2026-09-03 | 2026-10-07 | 111.31 | 0 |
| 2026-09-01 | — | 0 | 1.2M | 2026-09-02 | 2026-10-06 | 109.36 | 0 |
| 2026-08-31 | — | 0 | 2.1M | 2026-09-01 | 2026-10-05 | 110.16 | 0 |
| 2026-08-28 | — | 0 | 806.4K | 2026-08-31 | 2026-10-02 | 111.41 | 0 |
| 2026-08-27 | — | 0 | 983.2K | 2026-08-28 | 2026-10-01 | 112.17 | 0 |
| 2026-08-26 | — | 0 | 803.2K | 2026-08-27 | 2026-09-30 | 112.21 | 0 |
| 2026-08-25 | — | 0 | 521.9K | 2026-08-26 | 2026-09-29 | 111.59 | 0 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.