LPLA
LPL Financial Holdings Inc.
stockNASDAQ
Market OpenOct 13, 2026 12:58:41 PM EDT
327.33USD-0.845%(-2.79)227,708
On 2026-09-14 there were 0 FTDs. The average number of FTDs per day for September 2026 is 10.
LPLA Fails-to-Deliver (FTDs)
LPLA Fails-to-Deliver
Page 1 / 9
| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | — | 0 | 428.5K | 2026-09-14 | 2026-10-16 | 353.78 | 0 |
| 2026-09-10 | — | 0 | 380.6K | 2026-09-11 | 2026-10-15 | 347.26 | 0 |
| 2026-09-09 | — | 0 | 500.5K | 2026-09-10 | 2026-10-14 | 349.60 | 0 |
| 2026-09-08 | — | -1 | 495.9K | 2026-09-09 | 2026-10-13 | 350.22 | 0 |
| 2026-09-04 | 1 | +1 | 441.1K | 2026-09-08 | 2026-10-09 | 359.33 | 359 |
| 2026-09-03 | — | -57 | 675.5K | 2026-09-04 | 2026-10-08 | 360.45 | 0 |
| 2026-09-02 | 57 | +24 | 927.1K | 2026-09-03 | 2026-10-07 | 355.10 | 20,241 |
| 2026-09-01 | 33 | +33 | 1.4M | 2026-09-02 | 2026-10-06 | 357.63 | 11,802 |
| 2026-08-31 | — | 0 | 751.7K | 2026-09-01 | 2026-10-05 | 370.14 | 0 |
| 2026-08-28 | — | 0 | 554.4K | 2026-08-31 | 2026-10-02 | 370.69 | 0 |
| 2026-08-27 | — | -29 | 458.0K | 2026-08-28 | 2026-10-01 | 361.22 | 0 |
| 2026-08-26 | 29 | +29 | 721.7K | 2026-08-27 | 2026-09-30 | 360.25 | 10,447 |
| 2026-08-25 | — | 0 | 329.1K | 2026-08-26 | 2026-09-29 | 361.88 | 0 |
| 2026-08-24 | — | 0 | 388.3K | 2026-08-25 | 2026-09-28 | 364.18 | 0 |
| 2026-08-21 | — | 0 | 477.1K | 2026-08-24 | 2026-09-25 | 361.35 | 0 |
| 2026-08-20 | — | 0 | 529.6K | 2026-08-21 | 2026-09-24 | 354.02 | 0 |
| 2026-08-19 | — | 0 | 513.5K | 2026-08-20 | 2026-09-23 | 359.23 | 0 |
| 2026-08-18 | — | 0 | 366.8K | 2026-08-19 | 2026-09-22 | 368.73 | 0 |
| 2026-08-17 | — | 0 | 489.2K | 2026-08-18 | 2026-09-21 | 368.20 | 0 |
| 2026-08-14 | — | 0 | 392.5K | 2026-08-17 | 2026-09-18 | 370.67 | 0 |
| 2026-08-13 | — | 0 | 596.4K | 2026-08-14 | 2026-09-17 | 374.96 | 0 |
| 2026-08-12 | — | 0 | 506.8K | 2026-08-13 | 2026-09-16 | 376.68 | 0 |
| 2026-08-11 | — | 0 | 538.8K | 2026-08-12 | 2026-09-15 | 371.19 | 0 |
| 2026-08-10 | — | 0 | 666.6K | 2026-08-11 | 2026-09-14 | 372.11 | 0 |
| 2026-08-07 | — | 0 | 688.4K | 2026-08-10 | 2026-09-11 | 362.63 | 0 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.