HWSM
Hotchkis & Wiley SMID Cap Diversified Value Fund
stockNASDAQETF
InactiveDec 31, 1969 7:00:00 PM EST
0.00USD0.000%(0.00)11
On 2026-09-14 there were 0 FTDs. The average number of FTDs per day for September 2026 is 0.
HWSM Fails-to-Deliver (FTDs)
Fails-to-Deliver
HWSM Fails-to-Deliver
Page 1 / 9
| Trade Date (T)1 | Fails-to- Deliver2 | FTD Change | Trade Vol. | Settlement Date (T+B)4 | Closing Deadline (T+35C)5 | Price3 | $ Notional |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | — | 0 | 10 | 2026-09-14 | 2026-10-16 | 31.28 | 0 |
| 2026-09-10 | — | 0 | 8 | 2026-09-11 | 2026-10-15 | 31.02 | 0 |
| 2026-09-09 | — | 0 | 208 | 2026-09-10 | 2026-10-14 | 31.17 | 0 |
| 2026-09-08 | — | 0 | 306 | 2026-09-09 | 2026-10-13 | 31.38 | 0 |
| 2026-09-04 | — | 0 | 40 | 2026-09-08 | 2026-10-09 | 31.91 | 0 |
| 2026-09-03 | — | 0 | 10 | 2026-09-04 | 2026-10-08 | 31.89 | 0 |
| 2026-09-02 | — | 0 | 5 | 2026-09-03 | 2026-10-07 | 31.64 | 0 |
| 2026-09-01 | — | 0 | 8 | 2026-09-02 | 2026-10-06 | 31.31 | 0 |
| 2026-08-31 | — | 0 | 9 | 2026-09-01 | 2026-10-05 | 31.60 | 0 |
| 2026-08-28 | — | 0 | 41 | 2026-08-31 | 2026-10-02 | 31.78 | 0 |
| 2026-08-27 | — | 0 | 11 | 2026-08-28 | 2026-10-01 | 31.85 | 0 |
| 2026-08-26 | — | 0 | 58 | 2026-08-27 | 2026-09-30 | 31.91 | 0 |
| 2026-08-25 | — | 0 | 205 | 2026-08-26 | 2026-09-29 | 31.83 | 0 |
| 2026-08-24 | — | 0 | 55 | 2026-08-25 | 2026-09-28 | 31.90 | 0 |
| 2026-08-21 | — | 0 | 5 | 2026-08-24 | 2026-09-25 | 31.96 | 0 |
| 2026-08-20 | — | 0 | 7 | 2026-08-21 | 2026-09-24 | 31.74 | 0 |
| 2026-08-19 | — | 0 | 107 | 2026-08-20 | 2026-09-23 | 31.93 | 0 |
| 2026-08-18 | — | 0 | 205 | 2026-08-19 | 2026-09-22 | 31.94 | 0 |
| 2026-08-17 | — | 0 | 8 | 2026-08-18 | 2026-09-21 | 32.07 | 0 |
| 2026-08-14 | — | 0 | 7 | 2026-08-17 | 2026-09-18 | 32.36 | 0 |
| 2026-08-13 | — | 0 | 9 | 2026-08-14 | 2026-09-17 | 32.31 | 0 |
| 2026-08-12 | — | -75 | 84 | 2026-08-13 | 2026-09-16 | 32.02 | 0 |
| 2026-08-11 | 75 | -2 | 24 | 2026-08-12 | 2026-09-15 | 31.98 | 2,399 |
| 2026-08-10 | 77 | 0 | 9 | 2026-08-11 | 2026-09-14 | 31.96 | 2,461 |
| 2026-08-07 | 77 | 0 | 5 | 2026-08-10 | 2026-09-11 | 32.07 | 2,469 |
Historical data is split-adjusted.
1 Trade Date is calculated from the Settlement Date.
2 Fails to deliver on a given day are a CUMULATIVE number of all fails outstanding until that day, plus new fails that occur that day, less fails that settle that day. A dash (—) indicates no FTDs were reported that day. It’s been shown that the SEC withholds the FTD report for two weeks, and there are often high-volume days with no reported FTDs, so it’s unclear if missing days truly indicate 0 FTDs.
3 Closing price on the Trade Date. The FTD file contains the closing price on the day previous to settlement.
4 As of May 28, 2024, the standard for settlement is next business day after a trade (T+1B). Before that, it was trade date plus two business days (T+2B).
5 RegSHO IV. 3. A broker-dealer has up to 35 calendar days following the trade date to close out the failure to deliver position by purchasing securities of like kind and quantity. Analysis of the T+35 cycle.