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ABAAIXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAAIXXNASDAQABAAJXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAAJXXNASDAQABAAKXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAAKXXNASDAQABAALXXBANK OF MONTREAL AUTOCALLABLE CONTINGENT INTEREST BARRIER NOTE ABAALXXNASDAQABAAMXXBARCLAYS BANK PLC CAPPED POINT TO POINT BUFFER NOTE ABAAMXXNASDAQABAANXXTORONTO-DOMINION BANK ISSUER CALLABLE CONTINGENT INTEREST WORST OF BARNASDAQABAAOXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAAOXXNASDAQABAAPXXMORGAN STANLEY BANK N.A. CAPPED POINT TO POINT CD ABAAPXXNASDAQABAAQXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAAQXXNASDAQABAARXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABAARXXNASDAQABAASXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABAASXXNASDAQABAATXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABAATXXNASDAQABAAUXXGOLDMAN SACHS BANK USA CAPPED POINT TO POINT CD ABAAUXXNASDAQABAAVXXHSBC USA INC. CAPPED DUAL DIRECTIONAL BUFFER NOTE ABAAVXXNASDAQABAAWXXBANK OF MONTREAL DUAL DIRECTIONAL BUFFER NOTE ABAAWXXNASDAQABAAXAB CARVAL CREDIT OPPORTUNITIES FUND - ANASDAQABAAXXXHSBC BANK USA N.A. ATM DIGITAL WORST OF CD ABAAXXXNASDAQABAAYXXGOLDMAN SACHS BANK USA AUTOCALLABLE STEP UP POINT TO POINT CD ABAAYXXNASDAQABAAZXXMORGAN STANLEY FINANCE LLC CAPPED POINT TO POINT WORST OF BARRIER NOTENASDAQABABAXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABABAXXNASDAQABABBXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABABBXXNASDAQABABCXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABABCXXNASDAQABABDXXMORGAN STANLEY FINANCE LLC CAPPED POINT TO POINT WORST OF BUFFER NOTENASDAQABABEXXBANK OF MONTREAL ATM DIGITAL BUFFER NOTE ABABEXXNASDAQABABFXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABABFXXNASDAQABABGXXHSBC USA INC. AUTOCALLABLE POINT TO POINT WORST OF BARRIER NOTE ABABGXNASDAQABABHXXSOCIETE GENERALE SA AUTOCALLABLE CONTINGENT INTEREST WORST OF BARRIERNASDAQABABIXXJPMORGAN CHASE FINANCIAL COMPANY LLC AUTOCALLABLE POINT TO POINT WORSTNASDAQABABJXXBANK OF MONTREAL AUTOCALLABLE CONTINGENT INTEREST BARRIER NOTE ABABJXXNASDAQABABKXXBANK OF MONTREAL CAPPED POINT TO POINT FULLY PRINCIPALLY PROTECTED NOTNASDAQABABLXXGOLDMAN SACHS BANK USA CLIQUET CD ABABLXXNASDAQABABMXXMORGAN STANLEY FINANCE LLC CAPPED POINT TO POINT FULLY PRINCIPALLY PRONASDAQABABNXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABABNXXNASDAQABABOXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABABOXXNASDAQABABPXXHSBC BANK USA N.A. ATM DIGITAL WORST OF CD ABABPXXNASDAQABABQXXBANK OF MONTREAL CAPPED POINT TO POINT BUFFER NOTE ABABQXXNASDAQABABRXXCITIBANK N.A. CAPPED POINT TO POINT CD ABABRXXNASDAQABABSXXHSBC USA INC. AUTOCALLABLE STEP UP ATM DIGITAL WORST OF BARRIER NOTE ANASDAQABABTXXBANK OF MONTREAL ISSUER CALLABLE CONTINGENT INTEREST BARRIER NOTE ABABNASDAQABABUXXMORGAN STANLEY FINANCE LLC CAPPED POINT TO POINT FULLY PRINCIPALLY PRONASDAQABABVXXMORGAN STANLEY FINANCE LLC POINT TO POINT WORST OF BARRIER NOTE ABABVXNASDAQABABWXXBANK OF MONTREAL AUTOCALLABLE CONTINGENT INTEREST BARRIER NOTE ABABWXXNASDAQABABXJOHN HANCOCK CQS ASSET BACKED SECURITIES FUND CLASS ANASDAQABABXXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABABXXXNASDAQABABYXXBANK OF MONTREAL CAPPED POINT TO POINT BUFFER NOTE ABABYXXNASDAQABABZXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABABZXXNASDAQABACAXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABACAXXNASDAQABACBXXJPMORGAN CHASE FINANCIAL COMPANY LLC POINT TO POINT WORST OF BARRIER NNASDAQABACCXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABACCXXNASDAQABACDXXBANK OF MONTREAL AUTOCALLABLE POINT TO POINT BUFFER NOTE ABACDXXNASDAQABACEXXBANK OF MONTREAL CAPPED POINT TO POINT FULLY PRINCIPALLY PROTECTED NOTNASDAQABACFXXBANK OF MONTREAL CAPPED POINT TO POINT FULLY PRINCIPALLY PROTECTED NOTNASDAQABACGXXGOLDMAN SACHS BANK USA ATM DIGITAL CD ABACGXXNASDAQABACHXXJPMORGAN CHASE FINANCIAL COMPANY LLC AUTOCALLABLE POINT TO POINT WORSTNASDAQABACIXXGOLDMAN SACHS BANK USA CAPPED POINT TO POINT CD ABACIXXNASDAQABACJXXGOLDMAN SACHS BANK USA CAPPED POINT TO POINT CD ABACJXXNASDAQABACKXXGOLDMAN SACHS BANK USA CAPPED POINT TO POINT CD ABACKXXNASDAQABACLXXBANK OF MONTREAL ISSUER CALLABLE CONTINGENT INTEREST WORST OF BARRIERNASDAQABACMXXHSBC USA INC. ATM DIGITAL WORST OF FULLY PRINCIPALLY PROTECTED NOTE ABNASDAQABACNXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABACNXXNASDAQABACOXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABACOXXNASDAQABACPAXABACUSAI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES A PRFD STOCKNASDAQABACPBXABACUSAI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES B PRFD STOCKNASDAQABACPCXABACUSAI - SHARE CL LEVEL - PRFD SHARE CL TYPE - SERIES C PRFD STOCKNASDAQABACPXXBANK OF MONTREAL ISSUER CALLABLE CONTINGENT INTEREST BARRIER NOTE ABACNASDAQABACQXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABACQXXNASDAQABACRXXMORGAN STANLEY FINANCE LLC ITM DIGITAL WORST OF BARRIER NOTE ABACRXXNASDAQABACSXXBANK OF MONTREAL ISSUER CALLABLE CONTINGENT INTEREST BARRIER NOTE ABACNASDAQABACTXXMORGAN STANLEY FINANCE LLC AUTOCALLABLE CONTINGENT INTEREST WORST OF BNASDAQABACUXXMORGAN STANLEY FINANCE LLC ISSUER CALLABLE CONTINGENT INTEREST WORST ONASDAQABACVXXGOLDMAN SACHS BANK USA CONTINGENT INTEREST POINT TO POINT CD ABACVXXNASDAQABACWXXHSBC USA INC. CAPPED POINT TO POINT WORST OF BUFFER NOTE ABACWXXNASDAQABACXAB CARVAL CREDIT OPPORTUNITIES FUND - CNASDAQABACXXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABACXXXNASDAQABACYXXGOLDMAN SACHS BANK USA CLIQUET CD ABACYXXNASDAQABACZXXBANK OF MONTREAL CAPPED POINT TO POINT FULLY PRINCIPALLY PROTECTED NOTNASDAQABACZZXABACUSAI - COMPANY LEVELNASDAQABADAXXTORONTO-DOMINION BANK ISSUER CALLABLE CONTINGENT INTEREST WORST OF BARNASDAQABADBXXBANK OF MONTREAL AUTOCALLABLE POINT TO POINT BARRIER NOTE ABADBXXNASDAQABADCXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADCXXNASDAQABADDXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADDXXNASDAQABADEXXGOLDMAN SACHS BANK USA POINT TO POINT CD ABADEXXNASDAQABADFXXHSBC USA INC. CAPPED DUAL DIRECTIONAL WORST OF BUFFER NOTE ABADFXXNASDAQABADGXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADGXXNASDAQABADHXXJPMORGAN CHASE FINANCIAL COMPANY LLC AUTOCALLABLE POINT TO POINT WORSTNASDAQABADIXXMORGAN STANLEY FINANCE LLC ITM DIGITAL WORST OF BARRIER NOTE ABADIXXNASDAQABADJXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADJXXNASDAQABADKXXJPMORGAN CHASE FINANCIAL COMPANY LLC POINT TO POINT WORST OF BARRIER NNASDAQABADLXXMORGAN STANLEY FINANCE LLC AUTOCALLABLE STEP UP ATM DIGITAL WORST OF BNASDAQABADMXXMORGAN STANLEY FINANCE LLC DUAL DIRECTIONAL WORST OF BUFFER NOTE ABADMNASDAQABADNXXGOLDMAN SACHS BANK USA CAPPED POINT TO POINT CD ABADNXXNASDAQABADOXXTORONTO-DOMINION BANK CAPPED POINT TO POINT BUFFER NOTE ABADOXXNASDAQABADPXXHSBC USA INC. AUTOCALLABLE CONTINGENT INTEREST WORST OF BARRIER NOTE WNASDAQABADQXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADQXXNASDAQABADRXXHSBC BANK USA N.A. CAPPED POINT TO POINT CD ABADRXXNASDAQABADSXXGOLDMAN SACHS BANK USA ATM DIGITAL CD ABADSXXNASDAQABADTXXHSBC USA INC. AUTOCALLABLE STEP UP ATM DIGITAL WORST OF BARRIER NOTE ANASDAQABADUXXJPMORGAN CHASE BANK N.A. POINT TO POINT CD ABADUXXNASDAQABADVXXHSBC BANK USA N.A. DUAL DIRECTIONAL CD WITH KNOCK OUT ABADVXXNASDAQABADWXXMORGAN STANLEY FINANCE LLC ISSUER CALLABLE CONTINGENT INTEREST WORST ONASDAQ